0001209191-22-038095.txt : 20220617 0001209191-22-038095.hdr.sgml : 20220617 20220617183500 ACCESSION NUMBER: 0001209191-22-038095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220616 FILED AS OF DATE: 20220617 DATE AS OF CHANGE: 20220617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRINZI THOMAS G CENTRAL INDEX KEY: 0001663458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 221025456 MAIL ADDRESS: STREET 1: 100 ABBOTT PARK ROAD STREET 2: AP6A-2, D-032L CITY: ABBOTT PARK STATE: IL ZIP: 60064-6092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-16 0 0000718937 STAAR SURGICAL CO STAA 0001663458 FRINZI THOMAS G 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 1 0 0 0 Common Stock 2022-06-16 4 M 0 355 0.00 A 3279 D Common Stock 2022-06-16 4 M 0 1450 0.00 A 4729 D Common Stock Options 62.10 2022-06-16 4 M 0 2881 0.00 A 2023-06-16 2032-06-15 Common Stock 2881 2881 D On June 16, 2022, STAAR Surgical Company's shareholders approved an increase, effective as of June 2021, in the annual equity grants to non-employee directors, which resulted in the award of an additional 355 shares of restricted stock. The restricted shares vest on the earlier of June 16, 2023 or the Corporation's 2023 Annual Shareholders Meeting, subject to his continued service through the vesting date. The options vest on the earlier of June 16, 2023 or the Corporation's 2023 Annual Shareholders Meeting, subject to his continued service through the vesting date. On June 16, 2022, STAAR Surgical Company granted Mr. Frinzi, a non-employee director, 1450 restricted shares and 2881 options to purchase shares of the Corporation's common stock on his re-election to the Board of Directors. /s/ Samuel Gesten as attorney-in-fact for Thomas Frinzi. 2022-06-17