0001209191-21-032113.txt : 20210512 0001209191-21-032113.hdr.sgml : 20210512 20210512171124 ACCESSION NUMBER: 0001209191-21-032113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210510 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mason Caren L CENTRAL INDEX KEY: 0001301366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 21916099 MAIL ADDRESS: STREET 1: 2523 PARK RIDGE DRIVE CITY: ESCONDIDO STATE: CA ZIP: 92025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-10 0 0000718937 STAAR SURGICAL CO STAA 0001301366 Mason Caren L 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 1 1 0 0 President & CEO Common Stock 2021-05-10 4 M 0 53500 7.76 A 116876 D Common Stock 2021-05-10 4 S 0 53500 119.88 D 63376 D Common Stock 2021-05-11 4 M 0 53500 7.76 A 116876 D Common Stock 2021-05-11 4 S 0 53500 110.70 D 63376 D Common Stock Options 7.76 2021-05-10 4 M 0 53500 0.00 D 2016-03-03 2025-03-02 Common Stock 53500 211500 D Common Stock Options 7.76 2021-05-11 4 M 0 53500 0.00 D 2016-03-03 2025-03-02 Common Stock 53500 158000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.27 to $135.64. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.29 to $113.55. This Form 4 reflects sales by Ms. Mason of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan. /s/ Samuel Gesten as attorney-in-fact for Caren Mason 2021-05-12