0001209191-21-032100.txt : 20210512 0001209191-21-032100.hdr.sgml : 20210512 20210512170350 ACCESSION NUMBER: 0001209191-21-032100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210511 FILED AS OF DATE: 20210512 DATE AS OF CHANGE: 20210512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hansen Graydon C. CENTRAL INDEX KEY: 0001781933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 21915990 MAIL ADDRESS: STREET 1: 25651 ATLANTIC OCEAN DRIVE CITY: LAKE FORST STATE: CA ZIP: 92630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-11 0 0000718937 STAAR SURGICAL CO STAA 0001781933 Hansen Graydon C. 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 0 1 0 0 Sr. VP, Global Operations Common Stock 2021-05-11 4 M 0 1050 35.98 A 15428 D Common Stock 2021-05-11 4 M 0 10025 27.53 A 25453 D Common Stock 2021-05-11 4 S 0 11075 111.61 D 14378 D Common Stock 2021-05-12 4 S 0 5531 110.74 D 8847 D Common Stock 2021-05-12 4 M 0 375 29.80 A 9222 D Common Stock 2021-05-12 4 M 0 231 35.98 A 9453 D Common Stock 2021-05-12 4 M 0 348 16.15 A 9801 D Common Stock Options 35.98 2021-05-11 4 M 0 1050 0.00 D 2020-03-14 2029-03-13 Common Stock 1050 7272 D Common Stock Options 27.53 2021-05-11 4 M 0 10025 0.00 D 2021-03-20 2030-03-19 Common Stock 10025 17737 D Common Stock Options 29.80 2021-05-12 4 M 0 375 0.00 D 2019-06-14 2028-06-13 Common Stock 375 375 D Common Stock Options 35.98 2021-05-12 4 M 0 231 0.00 D 2020-03-14 2029-03-13 Common Stock 231 7041 D Common Stock Options 16.15 2021-05-12 4 M 0 348 0.00 D 2019-03-15 2028-03-14 Common Stock 348 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.08 to $113.18, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $112.29, inclusive. The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022. The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023. The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021. The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021. /s/ Samuel Gesten as attorney-in-fact for Graydon Hansen 2021-05-12