0001209191-21-032100.txt : 20210512
0001209191-21-032100.hdr.sgml : 20210512
20210512170350
ACCESSION NUMBER: 0001209191-21-032100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210511
FILED AS OF DATE: 20210512
DATE AS OF CHANGE: 20210512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hansen Graydon C.
CENTRAL INDEX KEY: 0001781933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 21915990
MAIL ADDRESS:
STREET 1: 25651 ATLANTIC OCEAN DRIVE
CITY: LAKE FORST
STATE: CA
ZIP: 92630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-11
0
0000718937
STAAR SURGICAL CO
STAA
0001781933
Hansen Graydon C.
25651 ATLANTIC OCEAN DRIVE
LAKE FOREST
CA
92630
0
1
0
0
Sr. VP, Global Operations
Common Stock
2021-05-11
4
M
0
1050
35.98
A
15428
D
Common Stock
2021-05-11
4
M
0
10025
27.53
A
25453
D
Common Stock
2021-05-11
4
S
0
11075
111.61
D
14378
D
Common Stock
2021-05-12
4
S
0
5531
110.74
D
8847
D
Common Stock
2021-05-12
4
M
0
375
29.80
A
9222
D
Common Stock
2021-05-12
4
M
0
231
35.98
A
9453
D
Common Stock
2021-05-12
4
M
0
348
16.15
A
9801
D
Common Stock Options
35.98
2021-05-11
4
M
0
1050
0.00
D
2020-03-14
2029-03-13
Common Stock
1050
7272
D
Common Stock Options
27.53
2021-05-11
4
M
0
10025
0.00
D
2021-03-20
2030-03-19
Common Stock
10025
17737
D
Common Stock Options
29.80
2021-05-12
4
M
0
375
0.00
D
2019-06-14
2028-06-13
Common Stock
375
375
D
Common Stock Options
35.98
2021-05-12
4
M
0
231
0.00
D
2020-03-14
2029-03-13
Common Stock
231
7041
D
Common Stock Options
16.15
2021-05-12
4
M
0
348
0.00
D
2019-03-15
2028-03-14
Common Stock
348
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.08 to $113.18, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $112.29, inclusive.
The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.
The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.
The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/14/2021.
The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021.
/s/ Samuel Gesten as attorney-in-fact for Graydon Hansen
2021-05-12