0001209191-21-022439.txt : 20210322 0001209191-21-022439.hdr.sgml : 20210322 20210322185947 ACCESSION NUMBER: 0001209191-21-022439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210322 FILED AS OF DATE: 20210322 DATE AS OF CHANGE: 20210322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francese James E CENTRAL INDEX KEY: 0001571478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 21762546 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-22 0 0000718937 STAAR SURGICAL CO STAA 0001571478 Francese James E 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 0 1 0 0 Sr. VP, Comm. Ops., NA, APAC Common Stock 2021-03-22 4 S 0 922 96.37 D 52630 D This Form 4 reflects the sale by Mr. Francese of currently held Common Stock of the Company pursuant to 'sell to cover taxes' instructions contained in a pre-established Rule 10b5-1 plan (relating to restricted stock units that vested on March 20,2021). /s/ Samuel Gesten as attorney-in-fact for James Francese 2021-03-22