0001209191-21-016892.txt : 20210303 0001209191-21-016892.hdr.sgml : 20210303 20210303163927 ACCESSION NUMBER: 0001209191-21-016892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mason Caren L CENTRAL INDEX KEY: 0001301366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 21709677 MAIL ADDRESS: STREET 1: 2523 PARK RIDGE DRIVE CITY: ESCONDIDO STATE: CA ZIP: 92025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0000718937 STAAR SURGICAL CO STAA 0001301366 Mason Caren L 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 1 1 0 0 President & CEO Common Stock 2021-03-01 4 M 0 45000 7.76 A 89013 D Common Stock 2021-03-01 4 S 0 45000 104.76 D 44013 D Common Stock 2021-03-02 4 M 0 45000 7.76 A 89013 D Common Stock 2021-03-02 4 S 0 45000 103.53 D 44013 D Common Stock 2021-03-03 4 M 0 45000 7.76 A 89013 D Common Stock 2021-03-03 4 S 0 45000 98.32 D 44013 D Common Stock Options 7.76 2021-03-01 4 M 0 45000 0.00 D 2016-03-03 2025-03-02 Common Stock 45000 355000 D Common Stock Options 7.76 2021-03-02 4 M 0 45000 0.00 D 2016-03-03 2025-03-02 Common Stock 45000 310000 D Common Stock Options 7.76 2021-03-03 4 M 0 45000 0.00 D 2016-03-03 2025-03-02 Common Stock 45000 265000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.40 to $106.64. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.83 to $106.91. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.09 to $103.20. This Form 4 reflects a sale by Ms. Mason of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan. /s/ Samuel Gesten as attorney-in-fact for Caren Mason 2021-03-03