0001209191-21-016892.txt : 20210303
0001209191-21-016892.hdr.sgml : 20210303
20210303163927
ACCESSION NUMBER: 0001209191-21-016892
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mason Caren L
CENTRAL INDEX KEY: 0001301366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 21709677
MAIL ADDRESS:
STREET 1: 2523 PARK RIDGE DRIVE
CITY: ESCONDIDO
STATE: CA
ZIP: 92025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-01
0
0000718937
STAAR SURGICAL CO
STAA
0001301366
Mason Caren L
25651 ATLANTIC OCEAN DRIVE
LAKE FOREST
CA
92630
1
1
0
0
President & CEO
Common Stock
2021-03-01
4
M
0
45000
7.76
A
89013
D
Common Stock
2021-03-01
4
S
0
45000
104.76
D
44013
D
Common Stock
2021-03-02
4
M
0
45000
7.76
A
89013
D
Common Stock
2021-03-02
4
S
0
45000
103.53
D
44013
D
Common Stock
2021-03-03
4
M
0
45000
7.76
A
89013
D
Common Stock
2021-03-03
4
S
0
45000
98.32
D
44013
D
Common Stock Options
7.76
2021-03-01
4
M
0
45000
0.00
D
2016-03-03
2025-03-02
Common Stock
45000
355000
D
Common Stock Options
7.76
2021-03-02
4
M
0
45000
0.00
D
2016-03-03
2025-03-02
Common Stock
45000
310000
D
Common Stock Options
7.76
2021-03-03
4
M
0
45000
0.00
D
2016-03-03
2025-03-02
Common Stock
45000
265000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.40 to $106.64.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.83 to $106.91.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.09 to $103.20.
This Form 4 reflects a sale by Ms. Mason of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.
/s/ Samuel Gesten as attorney-in-fact for Caren Mason
2021-03-03