0001209191-21-016890.txt : 20210303
0001209191-21-016890.hdr.sgml : 20210303
20210303163837
ACCESSION NUMBER: 0001209191-21-016890
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Holliday Keith
CENTRAL INDEX KEY: 0001678691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 21709634
MAIL ADDRESS:
STREET 1: 1911 WALKER AVENUE
CITY: MONROVIA
STATE: CA
ZIP: 91016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-01
0
0000718937
STAAR SURGICAL CO
STAA
0001678691
Holliday Keith
25651 ATLANTIC OCEAN DRIVE
LAKE FOREST
CA
92630
0
1
0
0
Chief Technology Officer
Common Stock
2021-03-01
4
S
0
5208
103.85
D
29124
D
Common Stock
2021-03-01
4
M
0
1206
9.30
A
30330
D
Common Stock
2021-03-01
4
M
0
7094
16.15
A
37424
D
Common Stock
2021-03-01
4
M
0
1873
29.80
A
39297
D
Common Stock
2021-03-01
4
M
0
3610
35.98
A
42907
D
Common Stock
2021-03-01
4
S
0
13783
104.82
D
29124
D
Common Stock Options
9.30
2021-03-01
4
M
0
1206
0.00
D
2018-03-21
2027-03-20
Common Stock
1206
0
D
Common Stock Options
16.15
2021-03-01
4
M
0
7094
0.00
D
2019-03-15
2028-03-14
Common Stock
7094
694
D
Common Stock Options
29.80
2021-03-01
4
M
0
1873
0.00
D
2019-06-14
2028-06-13
Common Stock
1873
1499
D
Common Stock Options
35.98
2021-03-01
4
M
0
3610
0.00
D
2020-03-14
2029-03-13
Common Stock
3610
7221
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.55 to $106.64, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.14 to $106.56, inclusive.
The options granted become exercisable as follows: 1/3 on 6/14/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 6/13/2021.
The options granted become exercisable as follows: 1/3 on 3/14/2020 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/14/2022.
/s/ Samuel Gesten as attorney-in-fact for Keith Holliday.
2021-03-03