0001209191-20-057986.txt : 20201112 0001209191-20-057986.hdr.sgml : 20201112 20201112164851 ACCESSION NUMBER: 0001209191-20-057986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200909 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore John C CENTRAL INDEX KEY: 0001426569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 201307571 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-09 0 0000718937 STAAR SURGICAL CO STAA 0001426569 Moore John C 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 1 0 0 0 Common Stock 2020-11-09 4 M 0 5000 10.31 A 7117 D Common Stock 2020-11-09 4 M 0 10000 15.73 A 17117 D Common Stock 2020-11-09 4 M 0 1206 16.15 A 18323 D Common Stock 2020-11-09 4 D 0 16206 81.03 D 2117 D Common Stock 2020-11-09 4 D 0 14254 80.88 D 11387 I By Family Trust Common Stock Options 10.31 2020-11-09 4 M 0 5000 0.00 D 2013-05-14 2022-05-13 Common Stock 5000 0 D Common Stock Options 15.73 2020-11-09 4 M 0 10000 0.00 D 2015-06-09 2024-06-08 Common Stock 10000 0 D Common Stock Options 16.15 2020-11-09 4 M 0 1206 0.00 D 2019-03-15 2028-03-14 Common Stock 1206 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $82.16, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $81.79, inclusive. /s/ Samuel Gesten as attorney-in-fact for Mr. John C. Moore 2020-11-12