0001209191-20-020924.txt : 20200324
0001209191-20-020924.hdr.sgml : 20200324
20200324161616
ACCESSION NUMBER: 0001209191-20-020924
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200320
FILED AS OF DATE: 20200324
DATE AS OF CHANGE: 20200324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hansen Graydon C.
CENTRAL INDEX KEY: 0001781933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 20738564
MAIL ADDRESS:
STREET 1: 25651 ATLANTIC OCEAN DRIVE
CITY: LAKE FORST
STATE: CA
ZIP: 92630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-20
0
0000718937
STAAR SURGICAL CO
STAA
0001781933
Hansen Graydon C.
25651 ATLANTIC OCEAN DRIVE
LAKE FOREST
CA
92630
0
1
0
0
Sr. VP, Global Operations
Common Stock
2020-03-23
4
S
0
2813
27.42
D
19459
D
Common Stock Options
27.53
2020-03-20
4
A
0
27762
0.00
A
2021-03-20
2030-03-19
Common Stock
27762
27762
D
The options granted become exercisable as follows: 1/3 on 3/20/2021 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/20/2023.
This Form 4 reflects a (i) 2020 equity award; and (ii) sale by Mr. Hansen of currently held Common Stock of the Company (relating to recently vested RSUs) pursuant to 'sell to cover taxes' instructions contained in a pre-established Rule 10b5-1 plan.
/s/ Samuel Gesten as attorney-in-fact for Graydon Hansen
2020-03-24