0001181431-15-005735.txt : 20150410 0001181431-15-005735.hdr.sgml : 20150410 20150410204653 ACCESSION NUMBER: 0001181431-15-005735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150407 FILED AS OF DATE: 20150410 DATE AS OF CHANGE: 20150410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gesten Samuel J CENTRAL INDEX KEY: 0001496615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 15765637 MAIL ADDRESS: STREET 1: 1911 WALKER AVENUE CITY: MONROVIA STATE: CA ZIP: 91016 4 1 rrd424282.xml 2015 S GESTEN ANNUAL GRANT X0306 4 2015-04-07 0 0000718937 STAAR SURGICAL CO STAA 0001496615 Gesten Samuel J 1911 WALKER AVENUE MONROVIA CA 91016 0 1 0 0 VP, General Counsel Common Stock 2015-04-07 4 A 0 7000 0 A 29485 D Common Stock Options 7.35 2015-04-07 4 A 0 20000 0 A 2016-04-07 2025-04-06 Common Stock 20000 20000 D Award of 7,000 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/2 of the shares (3500 shares) on 4/7/17 and lapse as to the other 1/2 of the shares (3500 shares) on 4/7/18. The options become exercisable as follows: 6,666 shares on 4/7/16, 6,667 shares on 4/7/17 and 6,667 shares on 4/7/18. Samuel J. Gesten 2015-04-10