0001181431-15-004006.txt : 20150304 0001181431-15-004006.hdr.sgml : 20150304 20150304185843 ACCESSION NUMBER: 0001181431-15-004006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140320 FILED AS OF DATE: 20150304 DATE AS OF CHANGE: 20150304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Robin CENTRAL INDEX KEY: 0001406086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 15675118 MAIL ADDRESS: STREET 1: 1911 WALKER AVENUE CITY: MONROVIA STATE: CA ZIP: 91016 4 1 rrd423199.xml SALE AND ALSO R HUGHES 'SELL TO COVER' PER RULE 10B5-1 PLAN X0306 4 2014-03-20 0 0000718937 STAAR SURGICAL CO STAA 0001406086 Hughes Robin 1911 WALKER AVE MONROVIA CA 91016 0 1 0 0 Vice President, R&D Common Stock 2014-03-20 4 S 0 20000 17.1636 D 15328 D Common Stock 2015-03-03 4 S 0 3253 7.5763 D 19575 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.00 to $17.34, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.84 to $7.19, inclusive. Includes 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse on March 4, 2016. Also includes 7,000 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapse as to half of the shares (3500 shares) on March 7, 2016 and half of the shares (3500 shares) on March 7, 2017. This Form 4 reflects (a) the sale by Mr. Hughes of Common Stock of the Company for which a Rule 144 notice was filed on the date of the trade in March 2014, but the Company did not receive communication from the broker regarding the sale, and (ii) the sale by Mr. Hughes of currently held Common Stock of the Company pursuant to 'sell to cover' instructions contained in a pre-established Rule 10b5-1 plan for purposes of payment of taxes related to the vesting of restricted shares. /s/Samuel Gesten as Attorney-in-Fact for Robin Hughes 2015-03-04