0001181431-15-004006.txt : 20150304
0001181431-15-004006.hdr.sgml : 20150304
20150304185843
ACCESSION NUMBER: 0001181431-15-004006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140320
FILED AS OF DATE: 20150304
DATE AS OF CHANGE: 20150304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hughes Robin
CENTRAL INDEX KEY: 0001406086
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 15675118
MAIL ADDRESS:
STREET 1: 1911 WALKER AVENUE
CITY: MONROVIA
STATE: CA
ZIP: 91016
4
1
rrd423199.xml
SALE AND ALSO R HUGHES 'SELL TO COVER' PER RULE 10B5-1 PLAN
X0306
4
2014-03-20
0
0000718937
STAAR SURGICAL CO
STAA
0001406086
Hughes Robin
1911 WALKER AVE
MONROVIA
CA
91016
0
1
0
0
Vice President, R&D
Common Stock
2014-03-20
4
S
0
20000
17.1636
D
15328
D
Common Stock
2015-03-03
4
S
0
3253
7.5763
D
19575
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.00 to $17.34, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.84 to $7.19, inclusive.
Includes 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse on March 4, 2016. Also includes 7,000 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapse as to half of the shares (3500 shares) on March 7, 2016 and half of the shares (3500 shares) on March 7, 2017.
This Form 4 reflects (a) the sale by Mr. Hughes of Common Stock of the Company for which a Rule 144 notice was filed on the date of the trade in March 2014, but the Company did not receive communication from the broker regarding the sale, and (ii) the sale by Mr. Hughes of currently held Common Stock of the Company pursuant to 'sell to cover' instructions contained in a pre-established Rule 10b5-1 plan for purposes of payment of taxes related to the vesting of restricted shares.
/s/Samuel Gesten as Attorney-in-Fact for Robin Hughes
2015-03-04