0001181431-14-013464.txt : 20140319
0001181431-14-013464.hdr.sgml : 20140319
20140319212703
ACCESSION NUMBER: 0001181431-14-013464
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140319
FILED AS OF DATE: 20140319
DATE AS OF CHANGE: 20140319
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francese James E
CENTRAL INDEX KEY: 0001571478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 14705385
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
4
1
rrd405995.xml
J FRANCESE STOCK SALE MARCH 2014
X0306
4
2014-03-19
0
0000718937
STAAR SURGICAL CO
STAA
0001571478
Francese James E
1911 WALKER AVENUE
MONROVIA
CA
91016
0
1
0
0
VP, Global Marketing
Common Stock
2014-03-19
4
M
0
16666
6.71
A
38626
D
Common Stock
2014-03-19
4
S
0
16666
17.2242
D
21960
D
Common Stock Options
6.71
2014-03-19
4
M
0
16666
0
D
2013-09-04
2022-09-03
Common Stock
16666
33334
D
Includes 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse on 3/4/16. Also includes 7,000 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapses as to 1/2 of the shares (3500 shares) on 3/7/16 and lapses as to the other 1/2 of the shares (3500 shares) on 3/7/17.
The 50,000 options originally granted become exercisable as follows: 16,666 on September 4, 2013, 16,666 on September 4, 2014, and 16,667 on September 4, 2015.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.11 to $17.31, inclusive.
This Form 4 reports Mr. Francese's exercise of options to purchase 16,6666 shares of STAAR Common Stock and sale of the purchased shares on March 19, 2014.
/s/Samuel Gesten as Attorney-in-Fact for James Francese
2014-03-19