0001181431-14-013044.txt : 20140317
0001181431-14-013044.hdr.sgml : 20140317
20140317171726
ACCESSION NUMBER: 0001181431-14-013044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140313
FILED AS OF DATE: 20140317
DATE AS OF CHANGE: 20140317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Francese James E
CENTRAL INDEX KEY: 0001571478
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 14698432
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
4
1
rrd405702.xml
J FRANCESE 'SELL TO COVER' PER RULE 10B5-1 PLAN
X0306
4
2014-03-13
0
0000718937
STAAR SURGICAL CO
STAA
0001571478
Francese James E
1911 WALKER AVENUE
MONROVIA
CA
91016
0
1
0
0
VP, Global Marketing
Common Stock
2014-03-13
4
S
0
4540
14.9033
D
21960
D
Includes 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse on 3/4/16. Also includes 7,000 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapses as to 1/2 of the shares (3500 shares) on 3/7/16 and lapses as to the other 1/2 of the shares (3500 shares) on 3/7/17.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.73 to $15.15, inclusive.
This Form 4 reflects the sale by Mr. Francese of currently held Common Stock of the Company pursuant to 'sell to cover' instructions contained in a pre-established Rule 10b5-1 plan.
/s/Samuel Gesten as Attorney-in-Fact for James Francese
2014-03-17