0001181431-14-013044.txt : 20140317 0001181431-14-013044.hdr.sgml : 20140317 20140317171726 ACCESSION NUMBER: 0001181431-14-013044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140313 FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francese James E CENTRAL INDEX KEY: 0001571478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 14698432 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 4 1 rrd405702.xml J FRANCESE 'SELL TO COVER' PER RULE 10B5-1 PLAN X0306 4 2014-03-13 0 0000718937 STAAR SURGICAL CO STAA 0001571478 Francese James E 1911 WALKER AVENUE MONROVIA CA 91016 0 1 0 0 VP, Global Marketing Common Stock 2014-03-13 4 S 0 4540 14.9033 D 21960 D Includes 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse on 3/4/16. Also includes 7,000 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapses as to 1/2 of the shares (3500 shares) on 3/7/16 and lapses as to the other 1/2 of the shares (3500 shares) on 3/7/17. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.73 to $15.15, inclusive. This Form 4 reflects the sale by Mr. Francese of currently held Common Stock of the Company pursuant to 'sell to cover' instructions contained in a pre-established Rule 10b5-1 plan. /s/Samuel Gesten as Attorney-in-Fact for James Francese 2014-03-17