0001181431-14-012259.txt : 20140311
0001181431-14-012259.hdr.sgml : 20140311
20140311213002
ACCESSION NUMBER: 0001181431-14-012259
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140307
FILED AS OF DATE: 20140311
DATE AS OF CHANGE: 20140311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Caldwell Barry G
CENTRAL INDEX KEY: 0001332314
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 14686016
MAIL ADDRESS:
STREET 1: 1911 WALKER AVENUE
CITY: MONROVIA
STATE: CA
ZIP: 91016
4
1
rrd405311.xml
B CALDWELL ANNUAL GRANT
X0306
4
2014-03-07
0
0000718937
STAAR SURGICAL CO
STAA
0001332314
Caldwell Barry G
1911 WALKER AVE
MONROVIA
CA
91016
1
0
0
0
Common Stock
2014-03-07
4
A
0
17000
0
A
283839
D
Common Stock
2014-03-07
4
A
0
30000
0
A
313839
D
Common Stock Options
15.54
2014-03-07
4
A
0
36000
0
A
2015-03-07
2024-03-06
Common Stock
36000
40000
D
Consists of 17,000 Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to 1/2 of the shares (8500 shares) on 3/7/16,and lapse as to the other 1/2 of the shares (8500 shares) on 3/7/17.
Includes 30,000 PARS.
The options first become exercisable as follows: 12,000 shares on 3/7/15, 12,000 shares on 3/7/16 and 12,000 shares on 3/7/17.
Consists of 30,000 performance-contingent restricted shares pursuant to the 2013 RSU Plan which vested on 3/7/14.
/s/Samuel Gesten as Attorney-in-Fact for Barry Caldwell
2014-03-11