0001181431-13-045596.txt : 20130819 0001181431-13-045596.hdr.sgml : 20130819 20130819194933 ACCESSION NUMBER: 0001181431-13-045596 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130805 FILED AS OF DATE: 20130819 DATE AS OF CHANGE: 20130819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDREWS DEBORAH J CENTRAL INDEX KEY: 0001325697 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 131049436 MAIL ADDRESS: STREET 1: 1911 WALKER AVE. CITY: MONROVIA STATE: CA ZIP: 91016 4/A 1 rrd388717.xml D ANDREWS STOCK SALE AUGUST 2013/AMENDED X0306 4/A 2013-08-05 2013-08-07 0 0000718937 STAAR SURGICAL CO STAA 0001325697 ANDREWS DEBORAH J 1911 WALKER AVENUE MONROVIA CA 91016 0 1 0 1 Vice President Chief Financial Officer Common Stock 2013-08-05 4 S 0 4700 11.9056 D 36400 D Common Stock 2013-08-06 4 S 0 834 11.7194 D 36400 D Common Stock 2013-08-07 4 S 0 6187 11.7096 D 36400 D Common Stock 2013-08-05 4 M 0 4700 7.86 A 41100 D Common Stock 2013-08-06 4 M 0 834 7.86 A 37234 D Common Stock 2013-08-07 4 M 0 6187 7.86 A 42587 D Common Stock Options 7.86 2013-08-05 4 M 0 4700 0 D 2007-02-27 2014-02-26 Common Stock 4700 15300 D Common Stock Options 7.86 2013-08-06 4 M 0 834 0 D 2007-02-27 2014-02-26 Common Stock 834 14466 D Common Stock Options 7.86 2013-08-07 4 M 0 6187 0 D 2007-02-27 2014-02-26 Common Stock 6187 8279 D Includes 22,500 PARS. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $11.935, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $11.73, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $11.76, inclusive. This amended Form 4 reflects the exercise and sale of 11,721 options set to expire in February 2014. At the conclusion of all the transactions set forth in this Form 4, Ms. Andrews' beneficial ownership of Common Stock was 36,400 shares. /s/Samuel Gesten as Attorney-in-Fact for Deborah Andrews 2013-08-19