0001181431-13-045596.txt : 20130819
0001181431-13-045596.hdr.sgml : 20130819
20130819194933
ACCESSION NUMBER: 0001181431-13-045596
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130805
FILED AS OF DATE: 20130819
DATE AS OF CHANGE: 20130819
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ANDREWS DEBORAH J
CENTRAL INDEX KEY: 0001325697
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 131049436
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE.
CITY: MONROVIA
STATE: CA
ZIP: 91016
4/A
1
rrd388717.xml
D ANDREWS STOCK SALE AUGUST 2013/AMENDED
X0306
4/A
2013-08-05
2013-08-07
0
0000718937
STAAR SURGICAL CO
STAA
0001325697
ANDREWS DEBORAH J
1911 WALKER AVENUE
MONROVIA
CA
91016
0
1
0
1
Vice President
Chief Financial Officer
Common Stock
2013-08-05
4
S
0
4700
11.9056
D
36400
D
Common Stock
2013-08-06
4
S
0
834
11.7194
D
36400
D
Common Stock
2013-08-07
4
S
0
6187
11.7096
D
36400
D
Common Stock
2013-08-05
4
M
0
4700
7.86
A
41100
D
Common Stock
2013-08-06
4
M
0
834
7.86
A
37234
D
Common Stock
2013-08-07
4
M
0
6187
7.86
A
42587
D
Common Stock Options
7.86
2013-08-05
4
M
0
4700
0
D
2007-02-27
2014-02-26
Common Stock
4700
15300
D
Common Stock Options
7.86
2013-08-06
4
M
0
834
0
D
2007-02-27
2014-02-26
Common Stock
834
14466
D
Common Stock Options
7.86
2013-08-07
4
M
0
6187
0
D
2007-02-27
2014-02-26
Common Stock
6187
8279
D
Includes 22,500 PARS.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $11.935, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $11.73, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.70 to $11.76, inclusive.
This amended Form 4 reflects the exercise and sale of 11,721 options set to expire in February 2014. At the conclusion of all the transactions set forth in this Form 4, Ms. Andrews' beneficial ownership of Common Stock was 36,400 shares.
/s/Samuel Gesten as Attorney-in-Fact for Deborah Andrews
2013-08-19