0001181431-13-027913.txt : 20130515 0001181431-13-027913.hdr.sgml : 20130515 20130515160208 ACCESSION NUMBER: 0001181431-13-027913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130513 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY DON M CENTRAL INDEX KEY: 0001223697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 13846885 MAIL ADDRESS: STREET 1: 1300 N. KELLOGG DRIVE STREET 2: SUITE D CITY: ANAHEIM STATE: CA ZIP: 92607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 rrd380059.xml DON BAILEY ELECTION GRANT 2013 AND OPEN MARKET STOCK SALE IN MAY X0306 4 2013-05-13 0 0000718937 STAAR SURGICAL CO STAA 0001223697 BAILEY DON M 1911 WALKER AVE MONROVIA CA 91016 1 0 0 0 Common Stock 2013-05-15 4 D 0 50000 9.00 D 98137 D Common Stock Options 9.25 2013-05-13 4 A 0 20000 0 A 2014-05-13 2023-05-13 Common Stock 20000 20000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.07, inclusive. These 20000 stock options vest in full on May 13, 2014, with vesting generally to accelerate in the event the grantee's service as director ends prior to that date. On May 13, 2013, STAAR granted Mr. Bailey, a non-employee director, an option to purchase 20,000 shares of common stock on re-election to the Board. /s/ Samuel Gesten as attorney-in-fact for Don M. Bailey 2013-05-15