0001181431-13-027913.txt : 20130515
0001181431-13-027913.hdr.sgml : 20130515
20130515160208
ACCESSION NUMBER: 0001181431-13-027913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130513
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY DON M
CENTRAL INDEX KEY: 0001223697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 13846885
MAIL ADDRESS:
STREET 1: 1300 N. KELLOGG DRIVE
STREET 2: SUITE D
CITY: ANAHEIM
STATE: CA
ZIP: 92607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
4
1
rrd380059.xml
DON BAILEY ELECTION GRANT 2013 AND OPEN MARKET STOCK SALE IN MAY
X0306
4
2013-05-13
0
0000718937
STAAR SURGICAL CO
STAA
0001223697
BAILEY DON M
1911 WALKER AVE
MONROVIA
CA
91016
1
0
0
0
Common Stock
2013-05-15
4
D
0
50000
9.00
D
98137
D
Common Stock Options
9.25
2013-05-13
4
A
0
20000
0
A
2014-05-13
2023-05-13
Common Stock
20000
20000
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.07, inclusive.
These 20000 stock options vest in full on May 13, 2014, with vesting generally to accelerate in the event the grantee's service as director ends prior to that date.
On May 13, 2013, STAAR granted Mr. Bailey, a non-employee director, an option to purchase 20,000 shares of common stock on re-election to the Board.
/s/ Samuel Gesten as attorney-in-fact for Don M. Bailey
2013-05-15