0001181431-13-017368.txt : 20130318
0001181431-13-017368.hdr.sgml : 20130318
20130318142252
ACCESSION NUMBER: 0001181431-13-017368
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130315
FILED AS OF DATE: 20130318
DATE AS OF CHANGE: 20130318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gesten Samuel J
CENTRAL INDEX KEY: 0001496615
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 13697152
MAIL ADDRESS:
STREET 1: 2525 DUPONT DRIVE
CITY: IRVINE
STATE: CA
ZIP: 92612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
4
1
rrd374425.xml
S GESTEN OPEN MARKET PURCHASE (MARCH 2013)
X0306
4
2013-03-15
0
0000718937
STAAR SURGICAL CO
STAA
0001496615
Gesten Samuel J
1911 WALKER AVENUE
MONROVIA
CA
91016
0
1
0
0
VP, General Counsel
Common Stock
2013-03-15
4
A
0
1697
5.62
A
16697
D
Consists of 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to all the PARS on 3/30/15, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of certain performance criteria. Also consists of 7,500 PARS, subject to forfeiture rights, which lapse as to all the PARS on 3/4/16, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of certain performance criteria. Reflects correction of prior misclassification of 20,000 stock options as 20,000 restricted shares.
On March 15, 2013, Mr. Gesten purchased 1,697 shares of common stock on the open market.
Samuel J. Gesten
2013-03-18