0001181431-13-017368.txt : 20130318 0001181431-13-017368.hdr.sgml : 20130318 20130318142252 ACCESSION NUMBER: 0001181431-13-017368 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130315 FILED AS OF DATE: 20130318 DATE AS OF CHANGE: 20130318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gesten Samuel J CENTRAL INDEX KEY: 0001496615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 13697152 MAIL ADDRESS: STREET 1: 2525 DUPONT DRIVE CITY: IRVINE STATE: CA ZIP: 92612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 rrd374425.xml S GESTEN OPEN MARKET PURCHASE (MARCH 2013) X0306 4 2013-03-15 0 0000718937 STAAR SURGICAL CO STAA 0001496615 Gesten Samuel J 1911 WALKER AVENUE MONROVIA CA 91016 0 1 0 0 VP, General Counsel Common Stock 2013-03-15 4 A 0 1697 5.62 A 16697 D Consists of 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to all the PARS on 3/30/15, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of certain performance criteria. Also consists of 7,500 PARS, subject to forfeiture rights, which lapse as to all the PARS on 3/4/16, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of certain performance criteria. Reflects correction of prior misclassification of 20,000 stock options as 20,000 restricted shares. On March 15, 2013, Mr. Gesten purchased 1,697 shares of common stock on the open market. Samuel J. Gesten 2013-03-18