0001181431-12-014909.txt : 20120306
0001181431-12-014909.hdr.sgml : 20120306
20120306185324
ACCESSION NUMBER: 0001181431-12-014909
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120302
FILED AS OF DATE: 20120306
DATE AS OF CHANGE: 20120306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Felberg Craig
CENTRAL INDEX KEY: 0001406331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 12672014
MAIL ADDRESS:
STREET 1: 1911 WALKER AVENUE
CITY: MONROVIA
STATE: CA
ZIP: 91016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
4
1
rrd337312.xml
CRAIG FELBERG RESTRICTED STOCK TAX SALE
X0304
4
2012-03-02
0
0000718937
STAAR SURGICAL CO
STAA
0001406331
Felberg Craig
1911 WALKER AVE
MONROVIA
CA
91016
0
1
0
0
VP, R&D and Clinical Affairs
Common Stock
2012-03-02
4
S
0
100
10.95
D
24400
D
Common Stock
2012-03-02
4
S
0
100
10.96
D
24300
D
Common Stock
2012-03-02
4
S
0
100
11.00
D
24200
D
Common Stock
2012-03-02
4
S
0
100
11.01
D
24100
D
Common Stock
2012-03-02
4
S
0
100
11.04
D
24000
D
Common Stock
2012-03-02
4
S
0
100
11.07
D
23900
D
Common Stock
2012-03-02
4
S
0
100
1111
D
23800
D
Common Stock
2012-03-02
4
S
0
100
11.15
D
23700
D
Includes 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture and vesting in a single installment on March 15, 2014, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
Following all reported transactions, Mr. Felberg's total beneficial ownership (as defined in rule 13d-3 Under the Exchange Act) is 100,365 shares, which includes 76,665 shares subject to options that have vested or will vest within 60 days of this report and 7,500 PARS. As of the completion of the reported transactions Mr. Felberg also held 33,335 unvested options.
This Statement on Form 4 reports Mr. Felberg's sale of 800 shars of STAAR Common Stock on March 2, 2012 pursuant to a trading plan under Rule 10b5-1 entered into on December 4, 2011, for the purpose of paying withholding taxes that arise on the vesting of restricted shares.
/s/Charles Kaufman as Attorney-in-Fact for Craig Felberg
2012-03-06