0001181431-11-054615.txt : 20111103 0001181431-11-054615.hdr.sgml : 20111103 20111103180248 ACCESSION NUMBER: 0001181431-11-054615 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111102 FILED AS OF DATE: 20111103 DATE AS OF CHANGE: 20111103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hughes Robin CENTRAL INDEX KEY: 0001406086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 111178797 MAIL ADDRESS: STREET 1: 1911 WALKER AVENUE CITY: MONROVIA STATE: CA ZIP: 91016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 rrd324940.xml R HUGHES FORM 4 X0304 4 2011-11-02 0 0000718937 STAAR SURGICAL CO STAA 0001406086 Hughes Robin 1911 WALKER AVE MONROVIA CA 91016 0 1 0 0 Vice President, Marketing Common Stock 2011-11-02 4 S 0 1100 09.08 D 76900 D Common Stock 2011-11-02 4 S 0 100 9.0802 D 76800 D Common Stock 2011-11-02 4 S 0 100 9.085 D 76700 D Common Stock 2011-11-02 4 S 0 3100 9.09 D 73600 D Common Stock 2011-11-02 4 S 0 200 9.0975 D 73400 D Common Stock 2011-11-02 4 S 0 829 9.1 D 72571 D Common Stock 2011-11-02 4 S 0 500 9.11 D 72071 D Common Stock 2011-11-02 4 S 0 1200 9.1101 D 70871 D Common Stock 2011-11-02 4 S 0 100 9.115 D 70771 D Common Stock 2011-11-02 4 S 0 3700 9.12 D 67071 D Common Stock 2011-11-02 4 S 0 900 9.13 D 66171 D Common Stock 2011-11-02 4 S 0 200 9.135 D 65971 D Common Stock 2011-11-02 4 S 0 2500 9.14 D 63471 D Common Stock 2011-11-02 4 S 0 800 9.15 D 62671 D Common Stock 2011-11-02 4 S 0 500 9.1501 D 62171 D Common Stock 2011-11-02 4 S 0 3102 9.16 D 59069 D Common Stock 2011-11-02 4 S 0 269 9.1601 D 58800 D Common Stock 2011-11-02 4 S 0 100 9.1603 D 58700 D Common Stock 2011-11-02 4 S 0 200 9.165 D 58500 D Common Stock 2011-11-02 4 S 0 500 9.17 D 58000 D Following the reported transactions Mr. Hughes' total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 135,499 shares of Common Stock, which includes 69,999 stock options that have vested or will vest within 60 days of this report, 5,000 Restricted Shares and 7,500 Performance Accelerated Restricted Shares ("PARS") (Restricted Shares and PARS are subject to forfeiture). Mr. Hughes also holds 40,001 unvested stock options. This Statement on Form 4 reports Mr. Hughes' sale of 20,000 shares of STAAR Surgical Company Common Stock on November 2, 2011. /s/ Charles Kaufman as Attorney-in-Fact for Robin Hughes 2011-11-03