-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ru40eFwvNf/UHzTDh/MqA42MrNgq+L7iaTIkNORg0m/sH3JcxD/fc0JO/HVL9KgA 9Aq605NlX4YIiL8psO1ntQ== 0001181431-07-041218.txt : 20070619 0001181431-07-041218.hdr.sgml : 20070619 20070619214454 ACCESSION NUMBER: 0001181431-07-041218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070614 FILED AS OF DATE: 20070619 DATE AS OF CHANGE: 20070619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CURTIS NICHOLAS T CENTRAL INDEX KEY: 0001230265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 07929983 MAIL ADDRESS: STREET 1: C/O STAAR SURGICAL CO STREET 2: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 rrd163481.xml NICHOLAS CURTIS FORM 4 X0202 4 2007-06-14 0 0000718937 STAAR SURGICAL CO STAA 0001230265 CURTIS NICHOLAS T 1911 WALKER AVENUE MONROVIA CA 91016 0 1 0 0 Sr. VP Sales Common Stock 2007-06-14 4 M 0 13990 3.45 A 21990 D Common Stock 2007-06-14 4 S 0 100 4.47 D 21890 D Common Stock 2007-06-14 4 S 0 190 4.46 D 21700 D Common Stock 2007-06-14 4 S 0 200 4.42 D 21500 D Common Stock 2007-06-14 4 S 0 200 4.41 D 21300 D Common Stock 2007-06-14 4 S 0 6200 4.40 D 15100 D Common Stock 2007-06-14 4 S 0 600 4.39 D 14500 D Common Stock 2007-06-14 4 S 0 400 4.38 D 14100 D Common Stock 2007-06-14 4 S 0 400 4.37 D 13700 D Common Stock 2007-06-14 4 S 0 5700 4.35 D 8000 D Common Stock 2007-06-15 4 M 0 42687 3.45 A 50687 D Common Stock 2007-06-15 4 S 0 9394 4.20 D 41293 D Common Stock 2007-06-15 4 S 0 13357 4.21 D 27936 D Common Stock 2007-06-15 4 S 0 15456 4.22 D 12480 D Common Stock 2007-06-15 4 S 0 3580 4.23 D 8900 D Common Stock 2007-06-15 4 S 0 900 4.24 D 8000 D Common Stock Options 3.45 2007-06-14 4 M 0 13990 0 D 2007-07-15 Common Stock 13990 61010 D Common Stock Options 3.45 2007-06-15 4 M 0 42687 0 D 2007-07-15 Common Stock 42687 18323 D Includes 3,333 shares of "Restricted Stock" originally issued on April 4, 2006 that are subject to forfeiture on termination of employment. The forfeiture rights expire as to 1,666 of these shares on each of April 4, 2008 and April 4, 2009. The options to purchase 75,000 shares of common stock granted on July 15, 2002 vested in three equal installments of 25,000 shares on July 15, 2003, July 15, 2004 and July 15, 2005. Deborah Andrews as Attorney-in-Fact for Nicholas Curtis 2007-06-19 -----END PRIVACY-ENHANCED MESSAGE-----