0000950170-24-031662.txt : 20240314 0000950170-24-031662.hdr.sgml : 20240314 20240314171444 ACCESSION NUMBER: 0000950170-24-031662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240312 FILED AS OF DATE: 20240314 DATE AS OF CHANGE: 20240314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams Patrick F. CENTRAL INDEX KEY: 0001562229 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11634 FILM NUMBER: 24751264 MAIL ADDRESS: STREET 1: C/O ZELTIQ AESTHETICS INC. STREET 2: 4698 WILLOW ROAD, SUITE 100 CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAAR SURGICAL CO CENTRAL INDEX KEY: 0000718937 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 953797439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 6263037902 MAIL ADDRESS: STREET 1: 1911 WALKER AVE CITY: MONROVIA STATE: CA ZIP: 91016 FORMER COMPANY: FORMER CONFORMED NAME: STAAR SURGICAL COMPANY DATE OF NAME CHANGE: 19920703 4 1 ownership.xml 4 X0508 4 2024-03-12 0000718937 STAAR SURGICAL CO STAA 0001562229 Williams Patrick F. 25651 ATLANTIC OCEAN DRIVE LAKE FOREST CA 92630 false true false false Chief Financial Officer false Restricted Stock Units 0.00 2024-03-12 4 A false 24460 0.00 A Common Stock 24460 24460 D Common Stock Options 37.64 2024-03-12 4 A false 21908 0.00 A 2025-03-12 2034-03-11 Common Stock 21908 21908 D Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting. RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (8,153 shares) on March 12, 2025, 1/3 (8,153 shares) on March 12, 2026, and 1/3 (8,154 shares) on March 12, 2027. Stock options granted to the Reporting Person on March 12, 2024. Options will vest and become exercisable as to 1/3 (7,302 shares) on March 12, 2025, with the remaining 2/3 (14,606 shares) vesting and becoming exercisable monthly over the following 24 months in equal amounts on a monthly basis. In the event such amount does not evenly divide into 24 months, the remaining balance of options will vest and become exercisable on March 12, 2027. /s/ Nathaniel Sisitsky as attorney-in-fact for Patrick F. Williams 2024-03-13