0000950170-24-031662.txt : 20240314
0000950170-24-031662.hdr.sgml : 20240314
20240314171444
ACCESSION NUMBER: 0000950170-24-031662
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240312
FILED AS OF DATE: 20240314
DATE AS OF CHANGE: 20240314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams Patrick F.
CENTRAL INDEX KEY: 0001562229
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-11634
FILM NUMBER: 24751264
MAIL ADDRESS:
STREET 1: C/O ZELTIQ AESTHETICS INC.
STREET 2: 4698 WILLOW ROAD, SUITE 100
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAAR SURGICAL CO
CENTRAL INDEX KEY: 0000718937
STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 953797439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
BUSINESS PHONE: 6263037902
MAIL ADDRESS:
STREET 1: 1911 WALKER AVE
CITY: MONROVIA
STATE: CA
ZIP: 91016
FORMER COMPANY:
FORMER CONFORMED NAME: STAAR SURGICAL COMPANY
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
4
X0508
4
2024-03-12
0000718937
STAAR SURGICAL CO
STAA
0001562229
Williams Patrick F.
25651 ATLANTIC OCEAN DRIVE
LAKE FOREST
CA
92630
false
true
false
false
Chief Financial Officer
false
Restricted Stock Units
0.00
2024-03-12
4
A
false
24460
0.00
A
Common Stock
24460
24460
D
Common Stock Options
37.64
2024-03-12
4
A
false
21908
0.00
A
2025-03-12
2034-03-11
Common Stock
21908
21908
D
Each restricted stock unit (RSU) represents the right to receive one share of the Corporation's common stock upon vesting.
RSUs granted to the Reporting Person on March 12, 2024. RSUs will vest as to 1/3 (8,153 shares) on March 12, 2025, 1/3 (8,153 shares) on March 12, 2026, and 1/3 (8,154 shares) on March 12, 2027.
Stock options granted to the Reporting Person on March 12, 2024. Options will vest and become exercisable as to 1/3 (7,302 shares) on March 12, 2025, with the remaining 2/3 (14,606 shares) vesting and becoming exercisable monthly over the following 24 months in equal amounts on a monthly basis. In the event such amount does not evenly divide into 24 months, the remaining balance of options will vest and become exercisable on March 12, 2027.
/s/ Nathaniel Sisitsky as attorney-in-fact for Patrick F. Williams
2024-03-13