0001352027-16-000107.txt : 20160615 0001352027-16-000107.hdr.sgml : 20160615 20160615173757 ACCESSION NUMBER: 0001352027-16-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160613 FILED AS OF DATE: 20160615 DATE AS OF CHANGE: 20160615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Activision Blizzard, Inc. CENTRAL INDEX KEY: 0000718877 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 954803544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3100 OCEAN PARK BLVD CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 3102552000 MAIL ADDRESS: STREET 1: 3100 OCEAN PARK BLVD CITY: SANTA MONICA STATE: CA ZIP: 90405 FORMER COMPANY: FORMER CONFORMED NAME: ACTIVISION INC /NY DATE OF NAME CHANGE: 19930114 FORMER COMPANY: FORMER CONFORMED NAME: MEDIAGENIC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ACTIVISION INC DATE OF NAME CHANGE: 19880829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morhaime Michael CENTRAL INDEX KEY: 0001439532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15839 FILM NUMBER: 161716114 MAIL ADDRESS: STREET 1: 16215 ALTON PARKWAY STREET 2: 5TH FLOOR CITY: IRVINE STATE: CA ZIP: 90045 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-06-13 0000718877 Activision Blizzard, Inc. ATVI 0001439532 Morhaime Michael C/O BLIZZARD ENTERTAINMENT 16215 ALTON PARKWAY IRVINE CA 92618 0 1 0 0 Pres. & CEO-Blizzard Ent. Common Stock, par value $0.000001 per share 2016-06-13 4 M 0 163400 15.035 A 370065 D Common Stock, par value $0.000001 per share 2016-06-13 4 S 0 163400 37.7695 D 206665 D Common Stock, par value $0.000001 per share 2016-06-14 4 M 0 66667 20.10 A 273332 D Common Stock, par value $0.000001 per share 2016-06-14 4 S 0 66667 38.2171 D 206665 D Common Stock, par value $0.000001 per share 2016-06-14 4 M 0 436600 15.035 A 643265 D Common Stock, par value $0.000001 per share 2016-06-14 4 S 0 436600 38.2171 D 206665 D Common Stock, par value $0.000001 per share 2016-06-14 4 M 0 133334 17.72 A 339999 D Common Stock, par value $0.000001 per share 2016-06-14 4 S 0 133334 38.2171 D 206665 D Common Stock, par value $0.000001 per share 2016-06-14 4 M 0 66666 12.98 A 273331 D Common Stock, par value $0.000001 per share 2016-06-14 4 S 0 66666 38.2171 D 206665 D Common Stock, par value $0.000001 per share 2016-06-14 4 M 0 133333 10.66 A 339998 D Common Stock, par value $0.000001 per share 2016-06-14 4 S 0 133333 38.2171 D 206665 D Common Stock, par value $0.000001 per share 2016-06-14 4 M 0 150000 11.88 A 356665 D Common Stock, par value $0.000001 per share 2016-06-14 4 S 0 150000 38.2171 D 206665 D Common Stock, par value $0.000001 per share 304470 I See footnote Common Stock, par value $0.000001 per share 22829 I Securites held by Mr. Morhaime's wife Employee Stock Options 15.035 2016-06-13 4 M 0 163400 0 D 2018-07-09 Common Stock, par value $0.000001 per share 163400 436600 D Employee Stock Options 20.10 2016-06-14 4 M 0 66667 0 D 2024-11-14 Common Stock, par value $0.000001 per share 66667 133333 D Employee Stock Options 15.035 2016-06-14 4 M 0 436600 0 D 2018-07-09 Common Stock, par value $0.000001 per share 436600 0 D Employee Stock Options 17.72 2016-06-14 4 M 0 133334 0 D 2023-11-15 Common Stock, par value $0.000001 per share 133334 66666 D Employee Stock Options 12.98 2016-06-14 4 M 0 66666 0 D 2021-11-10 Common Stock, par value $0.000001 per share 66666 0 D Employee Stock Options 10.66 2016-06-14 4 M 0 133333 0 D 2022-11-09 Common Stock, par value $0.000001 per share 133333 0 D Employee Stock Options 11.88 2016-06-14 4 M 0 150000 0 D 2020-11-08 Common Stock, par value $0.000001 per share 150000 50000 D The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $37.75 to $37.81 per share. Mr. Morhaime has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range. The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $38.00 to $38.56 per share. Mr. Morhaime has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range. Following the transactions reported on this Form 4, Mr. Morhaime directly held 206,665 restricted stock units, each representing the right to receive one share of the Company's common stock. Mr. Morhaime indirectly holds (through the Michael Morhaime Revocable Trust) 304,470 shares of the Company's common stock. These securities are held by the Michael Morhaime Revocable Trust. Mr. Morhaime indirectly holds, through his wife, (a) 9,656 shares of the Company's common stock and (b) 13,173 restricted stock units, each representing the right to receive one share of the Company's common stock, 8,038 of which have performance-based vesting. These options were fully vested on July 9, 2013. The exercised options vested on November 13, 2015; the remainder vest in equal installments on each of November 13, 2016 and November 13, 2017. The exercised options were fully vested on November 14, 2015; the remainder vest on November 14, 2016. These options were fully vested on November 9, 2014. These options were fully vested on November 8, 2015. The exercised options were fully vested on December 31, 2015; the remainder vest on December 31, 2016. /s/ Michael Morhaime 2016-06-15