-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SkzTBW5td/vjwpnI/abBdGbEeP+5kaYLPHR3HLRlhCHpzUJjZci335WJN6N+PyCA BOrAV/f3DEzS6MCaaXCWvA== 0001104659-09-016544.txt : 20090311 0001104659-09-016544.hdr.sgml : 20090311 20090311191512 ACCESSION NUMBER: 0001104659-09-016544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090309 FILED AS OF DATE: 20090311 DATE AS OF CHANGE: 20090311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Activision Blizzard, Inc. CENTRAL INDEX KEY: 0000718877 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 954803544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3100 OCEAN PARK BLVD CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 3102552000 MAIL ADDRESS: STREET 1: 3100 OCEAN PARK BLVD CITY: SANTA MONICA STATE: CA ZIP: 90405 FORMER COMPANY: FORMER CONFORMED NAME: ACTIVISION INC /NY DATE OF NAME CHANGE: 19930114 FORMER COMPANY: FORMER CONFORMED NAME: MEDIAGENIC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ACTIVISION INC DATE OF NAME CHANGE: 19880829 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOTICK ROBERT A CENTRAL INDEX KEY: 0001091423 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15839 FILM NUMBER: 09673789 BUSINESS ADDRESS: STREET 1: 3100 OCEAN PARK BLVD STREET 2: STE 1000 CITY: SANTA MONICA STATE: CA ZIP: 90405 BUSINESS PHONE: 3102552000 MAIL ADDRESS: STREET 1: 3100 OCEAN PARK BLVD CITY: SANTA MONICA STATE: CA ZIP: 90405 4 1 a4.xml 4 X0303 4 2009-03-09 0 0000718877 Activision Blizzard, Inc. ATVI 0001091423 KOTICK ROBERT A C/O ACTIVISION BLIZZARD, INC 3100 OCEAN PARK BOULEVARD SANTA MONICA CA 90405 1 1 0 0 President & CEO COMMON STOCK, PAR VALUE $0.000001 PER SHARE 2009-03-09 4 M 0 260558 0.5104 A 3245407 D COMMON STOCK, PAR VALUE $0.000001 PER SHARE 2009-03-09 4 M 0 739442 1.0315 A 3984849 D COMMON STOCK, PAR VALUE $0.000001 PER SHARE 2009-03-09 4 S 0 1000000 10.1834 D 2984849 D COMMON STOCK, PAR VALUE $0.000001 PER SHARE 2009-03-09 4 S 0 242425 10.1834 D 160610 I By 10122CP Trust COMMON STOCK, PAR VALUE $0.000001 PER SHARE 224882 I By Delmonte Investments, LLC COMMON STOCK, PAR VALUE $0.000001 PER SHARE 9600 I By UTMAs for benefit of minor children COMMON STOCK, PAR VALUE $0.000001 PER SHARE 3596 I By 10122N Trust Employee Stock Options 0.5104 2009-03-09 4 M 0 260558 0 D 2010-05-22 Common Stock, par value $0.000001 per share 260558 0 D Employee Stock Options 1.0315 2009-03-09 4 M 0 739442 0 D 2010-04-18 Common Stock, par value $0.000001 per share 739442 7868384 D On September 5, 2008, there was a 2-for-1 split of the Company's common stock, resulting in Mr. Kotick owning an additional 1,250,000 performance shares of the Company's common stock and restricted stock units representing the right to receive an additional 363,637 shares of common stock (of which, on December 31, 2008, restrictions lapsed with respect to 242,425 such restricted stock units and the shares Mr. Kotick received were contributed to the 10122CP Trust on that day). The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $10.13 to $10.19 per share. Mr. Kotick has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range. Following the transactions reported on this Form 4, Mr. Kotick directly held 2,984,849 shares of the Company's common stock, consisting of 2,500,000 performance shares of the Company's common stock and 484,849 restricted stock units. On September 5, 2008, there was a 2-for-1 split of the Company's common stock, resulting in Mr. Kotick indirectly holding additional shares of Company common stock, consisting of: (a) an additional 1,798 shares held in the 10122N Trust, (b) an additional 80,305 shares held in the 10122CP Trust, (c) an additional 112,441 shares held by Delmonte Investments, LLC, and (d) an aggregate of 4,800 additional shares held in UTMAs for the benefit of Mr. Kotick's minor children. In addition, as noted above, the shares Mr. Kotick received on December 31, 2008 upon the vesting of his restricted stock units were contributed to the 10122CP Trust on that day. Prior filings reported Mr. Kotick's indirect holdings of securities in certain entities (KAG Holdings, LLC/800370D Trust; 8986C Trust; 1011 Foundation, Inc; and an UTMA for a relative) in which he does not have a pecuniary interest, and accordingly the prior filings are amended to the extent inconsistent with this Form 4. This option was exercisable in full as of the date of this Form 4 filing. Represents options held by the 10122B Trust. /s/ Robert A. Kotick 2009-03-11 -----END PRIVACY-ENHANCED MESSAGE-----