4 1 0001.txt
FORM 4 [ ] Check this box if no longer U.S. SECURITIES AND EXCHANGE COMMISSION subject to Section 16. Form Washington, D.C. 20549 4 or Form 5 obligations may continue. See Instruction 1(b). STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to Issuer (Check all applicable) Goldberg Lawrence Activision, Inc. (ATVI) ___ Director ___ 10% Owner __________________________________________ _____________________________________________ _X_ Officer (give ___ Other (Specify (Last) (First) (Middle) 3. IRS or Social 4. Statement for title below) below) Security Number of Month/Year Reporting Person Executive Vice President and Chief c/o Activision, Inc. (Voluntary) August 2000 Corporate Officer 3100 Ocean Park Boulevard ______________________________________________________________ __________________________________________ (Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing Original (Month/Year) (Check Applicable Line) Santa Monica California 90405 _X_ Form Filed by One Reporting Person __________________________________________ ___ Form Filed by More Than One (City) (State) (Zip) Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 5. Amount of 3. Trans- 4. Securities Acquired (A) Securities 2. Trans- action or Disposed of (D) Beneficially 6. Ownership action Code (Instr. 3, 4 and 5) Owned at Form: 7. Nature of Date (Instr. --------------------------- End of Direct(D) Indirect (Month/ 8) (A) Month or Beneficial 1. Title of Security Day/ Amount or Price (Instr. Indirect(I) Ownership (Instr.3) Year) (D) 3 and 4) (Instr. 4) (Instr. 4) ----------------------------- --------- ---------- -------- --- -------- ------------ ------------- ------------ Common Stock, par value $.000001 per share 8/7/00 M 25,000 A $6.00 Common Stock, par value $.000001 per share 8/7/00 S 25,000 D $11.00 Common Stock, par value $.000001 per share 8/14/00 M 20,000 A $6.00 Common Stock, par value $.000001 per share 8/14/00 S 20,000 D $12.50 Common Stock, par value $.000001 per share 8/22/00 M 11,000 A $6.00 Common Stock, par value $.000001 per share 8/22/00 S 11,000 D $13.25 1,677 D * If the form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 2. Conver- 5. Number of Deriv- 6. Date Exercisable sion or 3. Trans- 4. Trans- ative Securities and Expiration Date Exercise action action Acquired (A) or (Month/Day/Year) Price of Date Code Disposed of (D) ----------------------- Deriv- (Month/ (Instr. 8) (Instr. 3, 4, and 5) Date 1. Title of Derivative Security ative Day/ ----- ---- ----------------------- Exercis- Expiration (Instr. 3) Security Year) Code V (A) (D) able Date ---------------------------------- ----------- ---------- ------------ ----------- ----------- ---------- ---------- Employee Stock Options $6.00 4/18/00 A V 31,016 4/18/00 4/18/10 Employee Stock Options $6.00 4/18/00 A V 125,000 4/18/00(1) 4/18/10 Employee Stock Options $6.00 8/7/00 M 25,000 4/18/00(1) 4/18/10 Employee Stock Options $6.00 8/14/00 M 20,000 4/18/00 4/18/10 Employee Stock Options $6.00 8/22/00 M 11,000 4/18/00 4/18/10 Employee Stock Options $13.375 10/18/99 A 75,000 4/1/01(2) 10/18/09 9. Number of 10. Ownership Derivative Form of Securities Derivative 7. Title and Amount of Underlying Benefi- Security: Securities (Instr. 3 and 4) cially Direct 11. Nature of --------------------------------- 8. Price of Owned (D) or Indirect Amount or Derivative at End Indirect Beneficial Title Number of Security of Month (I) Ownership Shares (Instr. 5) (Instr. 4) (Instr. 4) (Instr. 4) -------------------- --------- ------------- ------------- -------------- -------------- Common Stock 31,016 $6.00 Common Stock 125,000 $6.00 Common Stock 25,000 $6.00 Common Stock 20,000 $6.00 Common Stock 11,000 $6.00 Common Stock 75,000 $13.375 318,682 D Explanation of Responses: (1) The options vest as to 25,000 on 4/18/00; 33,334 on 3/31/01; 33,334 on 3/31/02; and 33,333 on 3/31/03. (2) The options vest as to 25,000 on 4/1/01; 16,667 on 4/1/02; 16,667 on 4/1/03; and 16,666 on 4/1/04. /s/ Lawrence Goldberg 9/8/00 **Intentional misstatements or omissions of facts constitute ------------------------- ---------- Federal Criminal Violations. See 18 U.S.C. 1001 and **Signature of Reporting Person Date 15 U.S.C. 78ff(a). Lawrence Goldberg Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 SEC 1474 (8-92)