FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/21/2023 |
3. Issuer Name and Ticker or Trading Symbol
Activision Blizzard, Inc. [ ATVI ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.000001 per share | 101,205(1)(2)(3)(4)(5) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Includes 32,337 shares of Issuer's common stock. |
2. Also includes an aggregate of 35,892 restricted stock units, each representing the right to receive one share of Issuer's common stock, of which (i) 29,312 are scheduled to vest on August 30, 2024; (ii) 3,290 are scheduled to vest on December 19, 2024; and (iii) 3,290 are scheduled to vest on December 19, 2025. |
3. Also includes 16,488 performance-vesting restricted stock units, each representing the right to receive one share of Issuer's common stock, which are scheduled to vest on March 30, 2024 subject to the level of performance measured by reference to Issuer's cumulative adjusted operating income objective for 2021-2023 as set forth in Issuer's annual operating plan for 2021 (assumes target performance; maximum performance would result in vesting of 20,610 units). |
4. Also includes 10,992 performance-vesting restricted stock units, each representing the right to receive one share of Issuer's common stock, which are scheduled to vest on March 30, 2024 subject to the level of performance measured by reference to Issuer's adjusted operating income objective for 2023 as set forth in Issuer's annual operating plan for 2023 (assumes target performance; maximum performance would result in vesting of 13,740 units). |
5. Also includes 5,496 performance-vesting restricted stock units, each representing the right to receive one share of Issuer's common stock, which are scheduled to vest on March 30, 2024 subject to the level of performance measured by reference to Issuer's adjusted earnings per share objective for 2023 as set forth in Issuer's annual operating plan for 2023 (assumes target performance; maximum performance would result in vesting of 6,870 units). |
Remarks: |
/s/ Julie Hodges | 06/28/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |