-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RooFHAqhV4KHhaJmsc4VGqh51bRWka5LzraVM9+fe6ypcwCYMjeDvnJuFP0ZeYj+ i76eQ6jfT6Av5iywByIoFw== 0000944209-97-000742.txt : 19970606 0000944209-97-000742.hdr.sgml : 19970606 ACCESSION NUMBER: 0000944209-97-000742 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970530 ITEM INFORMATION: Changes in registrant's certifying accountant ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19970605 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: STREAMLOGIC CORP CENTRAL INDEX KEY: 0000718865 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 953093858 STATE OF INCORPORATION: DE FISCAL YEAR END: 0329 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-12046 FILM NUMBER: 97619520 BUSINESS ADDRESS: STREET 1: 21329 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187093300 MAIL ADDRESS: STREET 1: 21329 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: MICROPOLIS CORP DATE OF NAME CHANGE: 19920703 8-K 1 FORM 8-K ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): MAY 30, 1997 STREAMLOGIC CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 95-3093858 (State or other jurisdiction of (I.R.S. employer incorporation or organization) identification number) COMMISSION FILE NUMBER: 0-12046 1555 ADAMS DRIVE MENLO PARK, CALIFORNIA 94025 (Address of principal executive offices and zip code) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (415) 833-4833 21329 NORDHOFF STREET CHATSWORTH, CALIFORNIA 91311 (Former name or former address, if changed since last report) ================================================================================ ITEM 4. CHANGES IN REGISTRANT'S CERTIFYING ACCOUNTANTS On May 30, 1997, StreamLogic Corporation (the "Company") and their independent auditors, Ernst & Young LLP ("E&Y") mutually agreed to terminate their relationship. In addition, on May 30, 1997 the Company engaged Deloitte & Touche, LLP ("Deloitte & Touche") as its new independent auditors. The Company's termination of its relationship with E&Y and the appointment of Deloitte & Touche was unanimously recommended by the Company's Board of Directors. E&Y audited the consolidated balance sheets of the Company, and the related consolidated statements of operations, stockholders' equity (deficiency), and cash flows for the years ended December 29, 1995 and December 30, 1994 and the transition period from December 30, 1995 through March 29, 1996 (collectively, the "Financial Statements"). E&Y's reports on the Financial Statements did not contain an adverse opinion, disclaimer of opinion nor were they qualified or modified as to uncertainty, audit scope or accounting principles, except for the report on the Company's consolidated financial statements for the year ended December 29, 1995 which contained an explanatory paragraph with respect to the Company's ability to continue as a going concern. During the two most recent fiscal years and the subsequent interim periods, there were no reportable events as contemplated by Item 304 of Regulation S-K and no disagreements between the Company and E&Y on any matters of accounting principles or practices, financial statement disclosure, or auditing scope or procedure, which disagreements, if not resolved to the satisfaction of E&Y, would have caused it to make reference to the subject matter of the disagreement in their report. The Company has requested E&Y to provide a letter addressed to the Commission stating whether it agrees with the above statements. A copy of that letter dated June 4, 1997 is filed as an Exhibit to this Form 8-K. 2 ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. Exhibits -------- 16. Letter Regarding Change in Certifying Accountant 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. STREAMLOGIC CORPORATION (Registrant) Date: June 4, 1997 By /s/ Mark M. Glickman -------------------------------- Mark M. Glickman Chief Financial Officer 4 Exhibit Index ------------- 16. Letter Regarding Change in Certifying Accountant 5 EX-16 2 CHANGE IN CERTIFYING ACCOUNTANT EXHIBIT 16 LETTER REGARDING CHANGE IN CERTIFYING ACCOUNTANT June 4, 1997 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Gentlemen: We have read Item 4 of the Form 8-K dated May 30, 1997 of StreamLogic Corporation and are in agreement with the statements contained in the second and third paragraphs on page 2 therein. We have no basis to agree or disagree with the other statements of the registrant contained therein. /s/ Ernst & Young LLP --------------------- Ernst & Young LLP -----END PRIVACY-ENHANCED MESSAGE-----