-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FaMv0geJx4ejiBboymtPrTa3DBdmFYO9mGy8glM/fKKnqLhKxe+eWXYkYjjleIpG AaJzZb6J2PPfOLkd2L564g== 0000898430-96-005418.txt : 19961121 0000898430-96-005418.hdr.sgml : 19961121 ACCESSION NUMBER: 0000898430-96-005418 CONFORMED SUBMISSION TYPE: SC 13E4/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19961119 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STREAMLOGIC CORP CENTRAL INDEX KEY: 0000718865 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 953093858 STATE OF INCORPORATION: DE FISCAL YEAR END: 0329 FILING VALUES: FORM TYPE: SC 13E4/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35028 FILM NUMBER: 96668793 BUSINESS ADDRESS: STREET 1: 21329 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187093300 MAIL ADDRESS: STREET 1: 21329 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: MICROPOLIS CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STREAMLOGIC CORP CENTRAL INDEX KEY: 0000718865 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 953093858 STATE OF INCORPORATION: DE FISCAL YEAR END: 0329 FILING VALUES: FORM TYPE: SC 13E4/A BUSINESS ADDRESS: STREET 1: 21329 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187093300 MAIL ADDRESS: STREET 1: 21329 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: MICROPOLIS CORP DATE OF NAME CHANGE: 19920703 SC 13E4/A 1 AMENDMENT #3 TO SCHEDULE 13E-4 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------- SCHEDULE 13E-4/A ISSUER TENDER OFFER STATEMENT (PURSUANT TO SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934) (Amendment No. 3) ----------------- STREAMLOGIC CORPORATION (Name of Issuer) ---------------- STREAMLOGIC CORPORATION (Name of Person(s) Filing Statement) ---------------- 6% Convertible Subordinated Debentures due March 15, 2012 (Title of Class of Securities) ---------------- 863238-AA-5 (CUSIP Number of Class of Securities) ---------------- Barbara V. Scherer Chief Financial Officer 21329 Nordhoff Street Chatsworth, California 91311 (818) 701-8400 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications on Behalf of Person(s) Filing Statement) Copy to: Brian G. Cartwright, Esq. Latham & Watkins 633 West Fifth Street, Suite 4000 Los Angeles, California 90071-2007 (213) 891-7941 October 7, 1996 (Date Tender Offer First Published, Sent or Given to Security Holders) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- PAGE 1 OF 4 PAGES EXHIBIT INDEX ON PAGE 4 ITEM 9. MATERIAL TO BE FILED AS EXHIBITS.
Exhibit No. Description ----------- ----------- (a)(1)* Offer to Exchange dated October 7, 1996. (a)(2)* Letter of Transmittal. (a)(3)* Notice of Guaranteed Delivery. (a)(4)* Letter from the Company to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. (a)(5)* Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. (a)(6)* Letter from the Company to 6% Debenture Holders. (a)(7)* Text of Press Releases dated June 17, 1996, September 16, 1996 and October 6, 1996. (a)(8)* Guidelines of the Internal Revenue Service for Certification of Taxpayer Identification Number on Substitute Form W-9. (a)(9)* Supplement to Offer to Exchange dated November 6, 1996. (a)(10)* Supplemental Letter from the Company to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. (a)(11)* Text of Press Release dated November 13, 1996. (a)(12)* Text of Press Release dated November 15, 1996. (a)(13) Text of Press Release dated November 18, 1996. (b) * Not applicable. (c)(1)* Letter Agreement dated as of June 14, 1996 between the Company and Loomis Sayles & Co., L.P. (c)(2)* Letter Agreement dated September 13, 1996 between the Company and Loomis Sayles & Co., L.P. (c)(3)* Letter Agreement dated as of October 3, 1996 between the Company and Loomis Sayles & Co., L.P. (d) Not applicable. (e) Not applicable. (f) Not applicable. * previously filed
SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 18, 1996 STREAMLOGIC CORPORATION BY /s/ Barbara V. Scherer ------------------------------------- NAME: Barbara V. Scherer TITLE: CHIEF FINANCIAL OFFICER EXHIBIT INDEX
SEQUENTIALLY EXHIBIT NUMBERED NUMBER DESCRIPTION PAGE - ------- ----------- ------------ (a)(13) Text of Press Release dated November 18, 1996.
EX-99.(A)(13) 2 TEXT OF PRESS RELEASE DATED 11/18/96 Exhibit (a)(13) [LETTERHEAD OF STREAMLOGIC CORPORATION] FOR IMMEDIATE RELEASE - --------------------- STREAMLOGIC CLARIFIES NOVEMBER 15TH PRESS RELEASE ON EXCHANGE FOR 6% CONVERTIBLE SUBORDINATED DEBENTURES Chatsworth, Calif., November 18, 1996 -- StreamLogic Corporation (NASDAQ:STLC) issued a press release on November 15, 1996 announcing the status of its solicitation of stockholder consents for the exchange offer for its 6 percent convertible subordinated debentures due 2012 and also announcing the percentage of bonds tendered in the exchange offer as of the close of business on November 14. By way of clarification of that release, the Company notes that such status is not necessarily indicative of the final outcome of the consent solicitation or the exchange offer, as consents may be revoked and bonds may be withdrawn at any time prior to the expiration of the consent solicitation and exchange offer, currently scheduled for 5 p.m. and midnight New York City time on November 20, respectively. StreamLogic develops and markets leading-edge video delivery systems, digital media storage, and network RAID subsystems and data management solutions. Current product offerings include VIDEON, the industry's first family of video server systems, the innovative VDR 110 video editing appliance, the award-winning FWB Hammer storage product line and the industry leading RAIDION family of fault-tolerant network RAID and data management solutions. The company sells to OEMs and system integrators, and has a well-established international network of distribution and dealer channel partners. StreamLogic corporate headquarters are currently located in Chatsworth, California, but the Company has announced plans to consolidate in Northern California by April 1997. StreamLogic, VIDEON, Hammer, and RAIDION are trademarks or registered trademarks of StreamLogic Corporation. Additional information on StreamLogic can be found at www.streamlogic.com. For more information, please contact: Barbara V. Scherer (818) 701-8402 Vivien Avella (818) 701-8419 -----END PRIVACY-ENHANCED MESSAGE-----