-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DETvrX8F6Hsprv8ogBlYbTaZwkQtmQR+YSvq+6IVnT++FV26HZWLd22fJb59evPy +Pa2T7wigrtO+hYz8a5JSA== 0001181431-04-044632.txt : 20040922 0001181431-04-044632.hdr.sgml : 20040922 20040922163014 ACCESSION NUMBER: 0001181431-04-044632 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040920 FILED AS OF DATE: 20040922 DATE AS OF CHANGE: 20040922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNN BROOKE CENTRAL INDEX KEY: 0001246101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20820 FILM NUMBER: 041041405 MAIL ADDRESS: STREET 1: C/O SHUFFLE MASTER, INC. STREET 2: 1106 PALMS AIRPORT DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFFLE MASTER INC CENTRAL INDEX KEY: 0000718789 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 411448495 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1106 PALMS AIRPORT DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028977150 MAIL ADDRESS: STREET 1: 1106 PALMS AIRPORT DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89119 4 1 rrd53006.xml FORM 4 - 06/18/04 PLAN X0202 4 2004-09-20 0 0000718789 SHUFFLE MASTER INC SHFL 0001246101 DUNN BROOKE 1106 PALMS AIRPORT DRIVE LAS VEGAS NV 89119 0 0 0 1 Senior Vice President Common Stock 21000 D Common Stock 2004-09-20 4 M 0 125 2.5185 A 21125 D Common Stock 2004-09-20 4 S 0 125 36.00 D 21000 D Common Stock 2004-09-20 4 M 0 322 6.6852 A 21322 D Common Stock 2004-09-20 4 S 0 322 36.00 D 21000 D Common Stock 2004-09-20 4 M 0 13167 6.6852 A 34167 D Common Stock 2004-09-20 4 S 0 7053 36.00 D 27114 D Common Stock 2004-09-20 4 S 0 2500 36.03 D 24614 D Common Stock 2004-09-20 4 S 0 3614 36.05 D 21000 D Common Stock 2004-09-20 4 M 0 18386 7.9 A 39386 D Common Stock 2004-09-20 4 S 0 6386 36.05 D 33000 D Common Stock 2004-09-20 4 S 0 3000 36.10 D 30000 D Common Stock 2004-09-20 4 S 0 4000 36.13 D 26000 D Common Stock 2004-09-20 4 S 0 2000 36.14 D 24000 D Common Stock 2004-09-20 4 S 0 3000 36.16 D 21000 D Common Stock 150 I Son Common Stock 150 I Daughter Stock Options 2.5185 2002-11-04 2009-11-03 Common Stock 13125 13125 D Stock Options 2.5185 2004-09-20 4 M 0 125 2.5185 D 2002-11-04 2009-11-03 Common Stock 125 13000 D Stock Options 6.6852 2002-10-31 2010-11-20 Common Stock 4364 4364 D Stock Options 6.6852 2004-09-20 4 M 0 322 6.6852 D 2002-10-31 2010-11-20 Common Stock 322 4042 D Stock Options 6.6852 2003-10-31 2010-11-20 Common Stock 14958 14958 D Stock Options 6.6852 2003-10-31 2010-11-20 Common Stock 13167 13167 D Stock Options 6.6852 2004-09-20 4 M 0 13167 6.6852 D 2003-10-31 2010-11-20 Common Stock 13167 0 D Stock Options 7.900 2002-09-19 2011-09-18 Common Stock 30000 30000 D Stock Options 7.900 2004-09-20 4 M 0 18386 7.900 D 2002-09-19 2011-09-18 Common Stock 18386 11614 D Stock Options 7.900 2003-09-19 2011-09-18 Common Stock 30000 30000 D Stock Options 7.900 2004-09-19 2011-09-18 Common Stock 17343 17343 D Stock Options 7.900 2004-09-19 2011-09-18 Common Stock 12657 12657 D Stock Options 14.6067 2003-11-05 2012-11-04 Common Stock 9375 9375 D Stock Options 14.6067 2004-11-05 2012-11-04 Common Stock 9375 9375 D Stock Options 14.6067 2005-11-05 2012-11-04 Common Stock 2529 2529 D Stock Options 14.6067 2006-11-05 2012-11-04 Common Stock 2529 2529 D Stock Options 14.6067 2005-11-05 2012-11-04 Common Stock 6846 6846 D Stock Options 14.6067 2006-11-05 2012-11-04 Common Stock 6846 6846 D Stock Options 12.8067 2004-03-12 2013-03-11 Common Stock 7500 7500 D Stock Options 12.8067 2005-03-12 2013-03-11 Common Stock 7500 7500 D Stock Options 12.8067 2006-03-12 2013-03-11 Common Stock 7500 7500 D Stock Options 12.8067 2007-03-12 2013-03-11 Common Stock 7500 7500 D Stock Options 18.5 2004-10-23 2013-10-22 Common Stock 7500 7500 D Stock Options 18.5 2005-10-23 2013-10-22 Common Stock 7500 7500 D Stock Options 18.5 2006-10-23 2013-10-22 Common Stock 7500 7500 D Stock Options 18.5 2007-10-23 2013-10-22 Common Stock 7287 7287 D Stock Options 18.5 2007-10-23 2013-10-22 Common Stock 213 213 D Stock Options 28.1267 2005-10-31 2014-03-15 Common Stock 30000 30000 D All sales are made pursuant to Stock Sales Plan, dated June 18, 2004, entered into pursuant to the requirement of Rule 10b5-1, adopted pursuant to the Securities Exchange Act of 1934, as amended. These shares were previously reported as 14,200 shares, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 8750 shares at an exercise price of $3.7778, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 2,909 shares at an exercise price of $10.0278, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 9,972 shares at an exercise price of $10.0278, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 8,778 shares at an exercise price of $10.0278, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 20,000 shares at an exercise price of $11.8500, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 11,562 shares at an exercise price of $11.8500, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 8,438 shares at an exercise price of $11.8500, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 6,250 shares at an exercise price of $21.9101, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 1,686 shares at an exercise price of $21.9101, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 4,564 shares at an exercise price of $21.9101, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 5,000 shares at an exercise price of $19.2101, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 5,000 shares at an exercise price of $27.7500, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 4,858 shares at an exercise price of $27.7500, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 142 shares at an exercise price of $27.7500, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These options were previously reported as 20,000 shares at an exercise price of $42.1901, but were adjusted to reflect the split to shareholders of record as of April 5, 2004. These shares were previously reported as 100 shares, but was adjusted to reflect the split on April 5, 2004. The reporting person expressly disclaims beneficial ownership. Jerome R. Smith, by Power of Attorney 2004-09-20 -----END PRIVACY-ENHANCED MESSAGE-----