Municipal Bonds - 97.0%
|
|||
Principal
Amount (a)
(000s)
|
Value ($)
(000s)
|
||
New York - 88.9%
|
|||
Brookhaven Loc Dev. Corp. Series 2020, 4% 11/1/45
|
1,000
|
814
|
|
Buffalo and Erie County Indl. Land Rev. (Catholic Health Sys., Inc. Proj.) Series 2015:
|
|||
5% 7/1/24
|
600
|
587
|
|
5% 7/1/25
|
590
|
567
|
|
5% 7/1/26
|
450
|
427
|
|
5% 7/1/27
|
600
|
560
|
|
5% 7/1/28
|
360
|
331
|
|
5% 7/1/29
|
300
|
272
|
|
5% 7/1/30
|
575
|
515
|
|
5% 7/1/40
|
1,000
|
825
|
|
5.25% 7/1/35
|
1,000
|
867
|
|
Buffalo Muni. Wtr. Fin. Auth. Series 2015 A, 5% 7/1/29
|
500
|
520
|
|
Dorm. Auth. New York Univ. Rev.:
|
|||
(Fordham Univ. Proj.) Series 2017:
|
|||
5% 7/1/30
|
625
|
673
|
|
5% 7/1/32
|
1,500
|
1,613
|
|
(Orange Reg'l. Med. Ctr. Proj.) Series 2017, 5% 12/1/28 (b)
|
4,000
|
4,093
|
|
(St Johns Univ., NY. Proj.) Series 2017 A:
|
|||
5% 7/1/28
|
750
|
809
|
|
5% 7/1/30
|
1,250
|
1,344
|
|
(State Univ. of New York Proj.) Series 2017 A:
|
|||
5% 7/1/32
|
1,500
|
1,649
|
|
5% 7/1/34
|
3,000
|
3,286
|
|
Series 2016 A:
|
|||
5% 7/1/41
|
2,500
|
2,574
|
|
5% 7/1/46
|
8,000
|
8,169
|
|
5% 7/1/50
|
6,280
|
6,394
|
|
Series 2017, 5% 12/1/32 (b)
|
4,000
|
4,040
|
|
Dutchess County Local Dev. Corp. Rev.:
|
|||
(Health Quest Systems, Inc. Proj.) Series 2016 B, 5% 7/1/46
|
9,025
|
8,775
|
|
(Marist College Proj.) Series 2015 A:
|
|||
5% 7/1/26
|
550
|
574
|
|
5% 7/1/27
|
350
|
365
|
|
5% 7/1/28
|
500
|
521
|
|
5% 7/1/29
|
725
|
756
|
|
5% 7/1/31
|
2,610
|
2,720
|
|
5% 7/1/32
|
2,660
|
2,772
|
|
5% 7/1/33
|
2,770
|
2,885
|
|
5% 7/1/34
|
2,935
|
3,053
|
|
5% 7/1/35
|
3,000
|
3,112
|
|
5% 7/1/36
|
1,000
|
1,034
|
|
5% 7/1/40
|
8,500
|
8,722
|
|
(The Culinary Institute of America Proj.) Series 2018:
|
|||
5% 7/1/26
|
850
|
879
|
|
5% 7/1/30
|
1,100
|
1,166
|
|
5% 7/1/35
|
855
|
894
|
|
(Vassar College Proj.) Series 2017:
|
|||
5% 7/1/35
|
1,100
|
1,185
|
|
5% 7/1/36
|
1,430
|
1,531
|
|
5% 7/1/37
|
1,705
|
1,817
|
|
Erie County Fiscal Stability Auth. Series 2017 D:
|
|||
5% 9/1/33
|
525
|
574
|
|
5% 9/1/34
|
850
|
928
|
|
5% 9/1/35
|
1,300
|
1,415
|
|
Hempstead Local Dev. Corp. Rev.:
|
|||
(Adelphi Univ. Proj.) Series 2021:
|
|||
5% 6/1/25
|
400
|
413
|
|
5% 6/1/26
|
550
|
576
|
|
5% 6/1/28
|
155
|
168
|
|
5% 6/1/30
|
200
|
224
|
|
5% 6/1/32
|
200
|
227
|
|
(Hofstra Univ. Proj.) Series 2021 A, 3% 7/1/51
|
14,635
|
10,713
|
|
(Molloy College Proj.) Series 2017:
|
|||
5% 7/1/32
|
740
|
772
|
|
5% 7/1/33
|
475
|
494
|
|
Hudson Yards Infrastructure Corp. New York Rev. Series 2017 A:
|
|||
4% 2/15/44
|
2,100
|
2,065
|
|
5% 2/15/34
|
6,130
|
6,589
|
|
5% 2/15/36
|
4,750
|
5,069
|
|
5% 2/15/37
|
2,505
|
2,669
|
|
Islip Gen. Oblig. Series 2021 A, 2% 5/1/37
|
1,575
|
1,211
|
|
Liberty Dev. Corp. Rev. Series 2005, 5.25% 10/1/35
|
11,440
|
13,132
|
|
Long Island Pwr. Auth. Elec. Sys. Rev.:
|
|||
Series 2020 A:
|
|||
5% 9/1/34
|
1,700
|
1,973
|
|
5% 9/1/35
|
1,200
|
1,379
|
|
5% 9/1/37
|
500
|
562
|
|
5% 9/1/38
|
1,450
|
1,621
|
|
Series 2022 A:
|
|||
5% 9/1/38
|
1,275
|
1,460
|
|
5% 9/1/39
|
1,375
|
1,560
|
|
5% 9/1/40
|
1,500
|
1,689
|
|
5% 9/1/41
|
1,375
|
1,539
|
|
5% 9/1/42
|
2,000
|
2,225
|
|
Madison County Cap. Resource Corp. Rev. (Colgate Univ. Rfdg. Proj.) Series 2015 A:
|
|||
5% 7/1/33
|
1,000
|
1,038
|
|
5% 7/1/35
|
1,000
|
1,034
|
|
Monroe County Indl. Dev. Agcy. Rev. (Rochester Schools Modernization Proj.) Series 2018:
|
|||
5% 5/1/32
|
5,000
|
5,602
|
|
5% 5/1/34
|
3,000
|
3,344
|
|
Monroe County Indl. Dev. Corp.:
|
|||
(Highland Hosp. of Rochester Proj.) Series 2020, 3% 7/1/50
|
4,265
|
3,052
|
|
(Rochester Reg'l. Health Proj.) Series 2020 A, 4% 12/1/46
|
2,500
|
2,139
|
|
(St. Anns Cmnty. Proj.) Series 2019, 5% 1/1/50
|
4,430
|
3,208
|
|
(The Rochester Gen. Hosp. Proj.) Series 2017:
|
|||
5% 12/1/31
|
1,595
|
1,675
|
|
5% 12/1/34
|
760
|
792
|
|
5% 12/1/35
|
700
|
726
|
|
5% 12/1/36
|
700
|
722
|
|
(Univ. of Rochester Proj.):
|
|||
Series 2017 A:
|
|||
5% 7/1/32
|
1,215
|
1,328
|
|
5% 7/1/34
|
1,310
|
1,427
|
|
Series 2017 C:
|
|||
4% 7/1/32
|
1,680
|
1,738
|
|
5% 7/1/31
|
800
|
876
|
|
Series 2017 D, 5% 7/1/31
|
825
|
904
|
|
MTA Hudson Rail Yards Trust Oblig. Series 2016 A:
|
|||
5% 11/15/51
|
3,000
|
2,980
|
|
5% 11/15/56
|
9,000
|
8,956
|
|
Nassau County Local Econ. Assistance Corp. Series 2014 B, 5% 7/1/27
|
1,000
|
1,020
|
|
New Rochelle N Y Series 2020, 2% 2/15/34
|
590
|
509
|
|
New York Bridge Auth. Gen. Rev. Series 2021 A, 4% 1/1/51
|
1,085
|
1,032
|
|
New York City Edl. Construction Fund Series 2021 B, 5% 4/1/52
|
5,610
|
5,965
|
|
New York City Gen. Oblig.:
|
|||
Series 2018 F, 5% 4/1/45
|
8,485
|
8,973
|
|
Series 2019 D:
|
|||
5% 12/1/41
|
4,305
|
4,632
|
|
5% 12/1/44
|
9,810
|
10,468
|
|
Series 2020 D1, 4% 3/1/44
|
1,475
|
1,461
|
|
Series 2021 A1, 4% 8/1/34
|
3,250
|
3,464
|
|
Series 2021 F1:
|
|||
3% 3/1/51 (Build America Mutual Assurance Insured)
|
5,825
|
4,502
|
|
5% 3/1/43
|
1,500
|
1,649
|
|
5% 3/1/50
|
6,475
|
7,013
|
|
Series 2022 A1, 5% 8/1/47
|
25,000
|
27,264
|
|
Series 2022 D1, 5.25% 5/1/38
|
5,000
|
5,816
|
|
Series B:
|
|||
5% 10/1/42
|
2,000
|
2,162
|
|
5% 10/1/43
|
3,000
|
3,239
|
|
New York City Hsg. Dev. Corp. Multifamily Hsg.:
|
|||
Series 2019 G1B, 3.05% 5/1/50
|
4,270
|
3,180
|
|
Series 2021 F1, 2.25% 11/1/41
|
10,000
|
7,026
|
|
New York City Indl. Dev. Agcy. Rev. (Queens Baseball Stadium Proj.) Series 2021 A, 3% 1/1/37 (Assured Guaranty Corp. Insured) (Assured Guaranty Muni. Corp. Insured)
|
1,000
|
872
|
|
New York City Muni. Wtr. Fin. Auth. Wtr. & Swr. Sys. Rev.:
|
|||
Series 2019 DD, 5.25% 6/15/49
|
4,410
|
4,757
|
|
Series 2021 BB1, 3% 6/15/50
|
4,395
|
3,370
|
|
New York City Transitional Fin. Auth. Bldg. Aid Rev.:
|
|||
Series 2016 S1, 5% 7/15/33
|
2,165
|
2,291
|
|
Series 2018 S4, 5.25% 7/15/36
|
8,095
|
8,977
|
|
Series 2019 S1, 5% 7/15/43
|
1,715
|
1,829
|
|
Series 2022 1A, 3% 7/15/39
|
1,465
|
1,284
|
|
New York City Transitional Fin. Auth. Rev.:
|
|||
Series 2017 B, 5% 8/1/34
|
2,640
|
2,813
|
|
Series 2017 E-1, 5% 2/1/34
|
4,500
|
4,837
|
|
Series 2017 F:
|
|||
5% 5/1/34
|
7,000
|
7,562
|
|
5% 5/1/35
|
11,795
|
12,707
|
|
Series 2018 B-1, 5% 8/1/34
|
3,000
|
3,256
|
|
Series 2018 C2, 5% 5/1/37
|
4,690
|
5,093
|
|
Series 2020 C1, 3% 5/1/46
|
4,200
|
3,331
|
|
Series 2021 B1, 4% 8/1/38
|
1,340
|
1,359
|
|
Series 2021 F1, 4% 11/1/38
|
1,500
|
1,521
|
|
Series 2022 B1, 5.25% 11/1/37
|
6,120
|
7,213
|
|
Series C1, 4% 5/1/47
|
1,000
|
978
|
|
New York Convention Ctr. Dev. Corp. Rev.:
|
|||
Series 2015:
|
|||
5% 11/15/29
|
5,000
|
5,219
|
|
5% 11/15/30
|
2,000
|
2,083
|
|
5% 11/15/33
|
9,115
|
9,438
|
|
5% 11/15/34
|
3,000
|
3,105
|
|
5% 11/15/40
|
9,990
|
10,250
|
|
Series 2016, 0% 11/15/38
|
1,275
|
659
|
|
New York Dorm. Auth. Rev.:
|
|||
Series 2015 A:
|
|||
5% 7/1/28
|
5,000
|
5,174
|
|
5% 7/1/29
|
5,000
|
5,174
|
|
5% 5/1/30
|
3,450
|
3,592
|
|
5% 7/1/30
|
5,000
|
5,174
|
|
5% 5/1/31
|
11,000
|
11,450
|
|
5% 7/1/31
|
15,000
|
15,522
|
|
Series 2015 B, 5% 10/1/34
|
1,070
|
1,117
|
|
Series 2015:
|
|||
5% 12/1/23 (b)
|
700
|
700
|
|
5% 12/1/24 (b)
|
600
|
603
|
|
5% 12/1/27 (b)
|
1,200
|
1,214
|
|
Series 2016 A:
|
|||
5% 7/1/31
|
1,200
|
1,275
|
|
5% 7/1/31
|
600
|
642
|
|
5% 7/1/32
|
800
|
856
|
|
5% 7/1/33
|
800
|
849
|
|
5% 7/1/34
|
650
|
687
|
|
5% 7/1/35
|
500
|
526
|
|
5% 7/1/41
|
1,000
|
1,036
|
|
Series 2019 1, 2% 7/1/33
|
6,980
|
6,018
|
|
Series 2019 A:
|
|||
4% 7/1/40
|
1,000
|
725
|
|
4% 7/1/45
|
3,750
|
2,624
|
|
5% 7/1/26
|
545
|
517
|
|
5% 7/1/27
|
390
|
364
|
|
5% 7/1/28
|
465
|
427
|
|
5% 7/1/29
|
750
|
680
|
|
5% 7/1/30
|
1,475
|
1,320
|
|
5% 7/1/32
|
1,540
|
1,345
|
|
5% 7/1/33
|
5,800
|
6,171
|
|
5% 7/1/34
|
1,300
|
1,112
|
|
5% 7/1/35
|
600
|
508
|
|
5% 7/1/36
|
500
|
419
|
|
5% 7/1/38
|
3,440
|
3,803
|
|
5% 7/1/41
|
1,345
|
1,103
|
|
5% 7/1/42
|
8,500
|
9,225
|
|
Series 2019 B, 5% 7/1/50
|
3,000
|
3,219
|
|
Series 2020 A:
|
|||
3% 7/1/48
|
5,000
|
3,731
|
|
4% 9/1/50
|
6,420
|
4,986
|
|
4% 7/1/53
|
5,805
|
5,364
|
|
5% 7/1/40
|
1,265
|
1,366
|
|
Series 2021 A:
|
|||
3% 7/1/41
|
1,000
|
838
|
|
4% 7/1/48
|
4,000
|
3,830
|
|
5% 7/1/46
|
1,025
|
1,056
|
|
5% 7/1/51
|
3,040
|
3,113
|
|
Series 2022 A:
|
|||
4% 7/1/49
|
2,500
|
2,314
|
|
5% 7/1/35
|
1,425
|
1,553
|
|
5% 7/1/36
|
1,495
|
1,611
|
|
5% 7/1/37
|
785
|
838
|
|
5% 7/15/37
|
6,500
|
6,804
|
|
5% 7/1/38
|
500
|
530
|
|
5% 7/1/39
|
865
|
913
|
|
5% 7/1/40
|
915
|
962
|
|
5% 7/1/41
|
830
|
869
|
|
5% 7/1/42
|
1,005
|
1,052
|
|
Series 2022:
|
|||
4% 7/1/46
|
4,625
|
4,470
|
|
5% 7/1/35
|
1,095
|
1,160
|
|
5% 7/1/47
|
5,625
|
5,635
|
|
5% 7/1/52
|
4,675
|
5,063
|
|
New York Dorm. Auth. Revs. (New York Univ. Proj.) Series 2001 1, 5.5% 7/1/40 (AMBAC Insured)
|
3,000
|
3,624
|
|
New York Dorm. Auth. Sales Tax Rev.:
|
|||
Series 2018 A:
|
|||
5% 3/15/42
|
9,940
|
10,633
|
|
5% 3/15/43
|
9,940
|
10,620
|
|
Series 2018 C:
|
|||
5% 3/15/35
|
18,870
|
20,845
|
|
5% 3/15/43
|
6,185
|
6,608
|
|
Series 2018 E, 5% 3/15/44
|
5,000
|
5,364
|
|
Series 2018, 5% 3/15/48
|
12,700
|
13,531
|
|
New York Envir. Facilities Corp. Clean Wtr. & Drinking Wtr. (New York City Muni. Wtr. Fin. Auth. Proj.) Series 2018 B, 5% 6/15/43
|
1,000
|
1,070
|
|
New York Liberty Dev. Corp.:
|
|||
(Bank of America Tower at One Bryant Park Proj.) Series 2019 1, 2.45% 9/15/69
|
8,000
|
7,233
|
|
(World Trade Ctr. Proj.) Series 2021 A, 3% 11/15/51
|
5,500
|
3,993
|
|
New York Metropolitan Trans. Auth. Dedicated Tax Fund Rev. Series 2016 B1, 5% 11/15/36
|
5,000
|
5,289
|
|
New York Metropolitan Trans. Auth. Rev.:
|
|||
Series 2013 A, 5% 11/15/43
|
2,535
|
2,540
|
|
Series 2013 E, 5% 11/15/43
|
15,375
|
15,297
|
|
Series 2014 D, 5.25% 11/15/44
|
5,000
|
5,037
|
|
Series 2015 A1:
|
|||
5% 11/15/40
|
5,000
|
5,049
|
|
5% 11/15/45
|
1,200
|
1,206
|
|
Series 2015 B, 5% 11/15/29
|
2,125
|
2,179
|
|
Series 2015 C, 5% 11/15/35
|
600
|
613
|
|
Series 2016 A1, 5% 11/15/46
|
32,890
|
33,077
|
|
Series 2016 B:
|
|||
4% 11/15/36
|
1,825
|
1,798
|
|
5% 11/15/34
|
1,490
|
1,545
|
|
5% 11/15/35
|
8,375
|
8,656
|
|
Series 2016 C1:
|
|||
5% 11/15/31
|
1,175
|
1,220
|
|
5% 11/15/32
|
730
|
758
|
|
Series 2016 D:
|
|||
5% 11/15/30
|
1,805
|
1,880
|
|
5% 11/15/31
|
665
|
691
|
|
5.25% 11/15/31
|
500
|
523
|
|
Series 2017 A1, 5% 11/15/51
|
1,500
|
1,514
|
|
Series 2017 C-2:
|
|||
0% 11/15/29
|
15,820
|
12,398
|
|
0% 11/15/32
|
18,000
|
12,307
|
|
Series 2017 C1:
|
|||
5% 11/15/27
|
620
|
658
|
|
5% 11/15/30
|
1,015
|
1,089
|
|
Series 2017 D:
|
|||
5% 11/15/28
|
2,125
|
2,279
|
|
5% 11/15/30
|
5,000
|
5,362
|
|
5% 11/15/32
|
925
|
989
|
|
Series 2020 C1, 5% 11/15/50
|
1,310
|
1,354
|
|
New York State Dorm. Auth.:
|
|||
Series 2017 A:
|
|||
5% 2/15/37
|
5,395
|
5,771
|
|
5% 2/15/37 (Pre-Refunded to 2/15/27 @ 100)
|
5
|
5
|
|
Series 2019 A, 5% 3/15/46
|
7,500
|
7,979
|
|
Series 2020 A, 3% 3/15/38
|
1,590
|
1,394
|
|
Series 2021 A, 5% 3/15/49
|
6,500
|
7,028
|
|
Series 2021 E:
|
|||
3% 3/15/50
|
10,285
|
7,880
|
|
4% 3/15/37
|
3,700
|
3,804
|
|
Series 2022 A:
|
|||
4% 3/15/39
|
1,000
|
1,013
|
|
5% 3/15/41
|
5,000
|
5,568
|
|
New York State Envir. Facilities Corp. Solid Waste Disp. Rev. Bonds (Waste Mgmt., Inc. Proj.) Series 2012, 3.5%, tender 5/1/23 (c)(d)
|
7,425
|
7,425
|
|
New York State Mtg. Agcy. Homeowner Mtg.:
|
|||
Series 2021 232, 5% 10/1/28 (d)
|
1,680
|
1,807
|
|
Series 221, 3.5% 10/1/32 (d)
|
4,345
|
4,260
|
|
Series 223, 3.5% 4/1/49
|
1,650
|
1,630
|
|
Series 226, 3.5% 10/1/50 (d)
|
9,980
|
9,769
|
|
New York State Urban Dev. Corp.:
|
|||
Series 2020 A, 5% 3/15/42
|
2,175
|
2,383
|
|
Series 2020 C:
|
|||
4% 3/15/39
|
1,000
|
1,004
|
|
4% 3/15/49
|
3,165
|
3,058
|
|
5% 3/15/47
|
7,820
|
8,478
|
|
Series 2022 A, 5% 3/15/40
|
8,000
|
8,978
|
|
New York Thruway Auth. Gen. Rev.:
|
|||
Series 2016 A:
|
|||
5% 1/1/34
|
3,000
|
3,145
|
|
5% 1/1/35
|
6,455
|
6,750
|
|
5% 1/1/41
|
9,320
|
9,650
|
|
5% 1/1/51
|
13,625
|
13,933
|
|
Series 2019 B:
|
|||
3% 1/1/53
|
5,405
|
3,850
|
|
4% 1/1/45
|
5,000
|
4,829
|
|
Series 2020 N, 3% 1/1/50
|
5,000
|
3,775
|
|
New York Thruway Auth. Personal Income Tax Rev. Series 2021 A1, 3% 3/15/50
|
8,945
|
6,945
|
|
New York Trans. Dev. Corp.:
|
|||
(Delta Air Lines, Inc. Laguardia Arpt. Terminals C&D Redev. Proj.) Series 2018, 5% 1/1/33 (d)
|
5,000
|
5,232
|
|
(Laguardia Arpt. Term. B Redev. Proj.) Series 2016 A, 5% 7/1/34 (d)
|
4,000
|
4,056
|
|
(Term. 4 JFK Int'l. Arpt. Proj.):
|
|||
Series 2020 A:
|
|||
4% 12/1/38 (d)
|
600
|
573
|
|
4% 12/1/41 (d)
|
1,700
|
1,572
|
|
5% 12/1/31 (d)
|
1,200
|
1,305
|
|
5% 12/1/33 (d)
|
1,950
|
2,109
|
|
5% 12/1/35 (d)
|
1,540
|
1,641
|
|
Series 2020 C:
|
|||
5% 12/1/29
|
1,300
|
1,443
|
|
5% 12/1/30
|
500
|
562
|
|
(Term. 4 John F. Kennedy Int'l. Arpt. Proj.) Series 2022:
|
|||
5% 12/1/35 (d)
|
8,465
|
9,144
|
|
5% 12/1/36 (d)
|
7,500
|
8,018
|
|
New York Urban Dev. Corp. Rev.:
|
|||
(New York State Gen. Oblig. Proj.) Series 2017 A, 5% 3/15/34
|
5,000
|
5,417
|
|
Series 2019 A, 5% 3/15/43
|
10,830
|
11,586
|
|
Niagara Area Dev. Corp. Rev. (Catholic Health Sys., Inc. Proj.) Series 2022, 5% 7/1/52
|
3,000
|
2,297
|
|
Niagara Frontier Trans. Auth. Arpt. Rev. Series 2019 A:
|
|||
5% 4/1/29 (d)
|
350
|
379
|
|
5% 4/1/30 (d)
|
750
|
809
|
|
5% 4/1/32 (d)
|
900
|
970
|
|
5% 4/1/33 (d)
|
650
|
700
|
|
5% 4/1/34 (d)
|
1,765
|
1,896
|
|
5% 4/1/36 (d)
|
1,150
|
1,219
|
|
5% 4/1/38 (d)
|
750
|
787
|
|
Oneida County Local Dev. Corp. Rev.:
|
|||
(Mohawk Valley Health Sys. Proj.) Series 2019 A:
|
|||
4% 12/1/37 (Assured Guaranty Muni. Corp. Insured)
|
1,000
|
989
|
|
4% 12/1/38 (Assured Guaranty Muni. Corp. Insured)
|
1,000
|
979
|
|
4% 12/1/49 (Assured Guaranty Muni. Corp. Insured)
|
11,305
|
10,268
|
|
5% 12/1/30 (Assured Guaranty Muni. Corp. Insured)
|
755
|
848
|
|
5% 12/1/31 (Assured Guaranty Muni. Corp. Insured)
|
545
|
605
|
|
(Utica College Proj.) Series 2019, 4% 7/1/39
|
2,625
|
2,317
|
|
Onondaga Civic Dev. Corp.:
|
|||
(Le Moyne College Proj.) Series 2020 B:
|
|||
4% 7/1/36
|
425
|
413
|
|
4% 7/1/37
|
275
|
263
|
|
4% 7/1/38
|
510
|
484
|
|
4% 7/1/39
|
650
|
611
|
|
4% 7/1/40
|
600
|
557
|
|
5% 7/1/23
|
210
|
210
|
|
5% 7/1/24
|
215
|
217
|
|
5% 7/1/25
|
235
|
242
|
|
5% 7/1/27
|
815
|
859
|
|
5% 7/1/28
|
855
|
912
|
|
5% 7/1/31
|
340
|
368
|
|
5% 7/1/32
|
265
|
285
|
|
5% 7/1/33
|
300
|
322
|
|
5% 7/1/34
|
300
|
320
|
|
5% 7/1/35
|
400
|
424
|
|
(Syracuse Univ. Proj.) Series 2020 A, 5% 12/1/35
|
1,110
|
1,272
|
|
Onondaga County Trust for Cultural Resources Rev. Series 2019, 4% 12/1/47
|
10,000
|
9,673
|
|
Port Auth. of New York & New Jersey:
|
|||
Series 2020 221, 4% 7/15/50 (d)
|
2,900
|
2,724
|
|
Series 2022 234:
|
|||
5% 8/1/38 (d)
|
1,750
|
1,919
|
|
5% 8/1/39 (d)
|
1,500
|
1,634
|
|
5.25% 8/1/40 (d)
|
2,000
|
2,237
|
|
Saratoga County Cap. Resources Rev. (Skidmore College Proj.) Series 2020 A:
|
|||
4% 7/1/50
|
1,500
|
1,399
|
|
5% 7/1/45
|
1,625
|
1,749
|
|
Schenectady County Cap. Resources Corp. Rev. (Union College Proj.) Series 2017, 5% 1/1/40
|
2,600
|
2,714
|
|
Suffolk County Econ. Dev. Corp. Rev. Series 2021, 5.375% 11/1/54 (b)
|
3,500
|
2,522
|
|
Suffolk Tobacco Asset Securitization Corp.:
|
|||
Series 2021 A2, 4% 6/1/50
|
3,000
|
2,684
|
|
Series 2021 B1, 4% 6/1/50
|
1,360
|
1,333
|
|
Syracuse Reg'l. Arpt. Auth. Series 2021:
|
|||
4% 7/1/35 (d)
|
500
|
491
|
|
4% 7/1/36 (d)
|
500
|
483
|
|
5% 7/1/28 (d)
|
1,640
|
1,752
|
|
5% 7/1/29 (d)
|
1,500
|
1,617
|
|
5% 7/1/30 (d)
|
1,500
|
1,634
|
|
5% 7/1/31 (d)
|
2,060
|
2,266
|
|
5% 7/1/32 (d)
|
1,145
|
1,254
|
|
5% 7/1/33 (d)
|
755
|
823
|
|
5% 7/1/34 (d)
|
815
|
880
|
|
Tobacco Settlement Asset Securitization Corp. Series 2017 A, 5% 6/1/30
|
2,525
|
2,648
|
|
Triborough Brdg & Tunl Auth. Series 2023 A:
|
|||
5% 5/15/36
|
800
|
943
|
|
5% 5/15/38
|
1,125
|
1,298
|
|
5% 5/15/39
|
1,545
|
1,771
|
|
Triborough Bridge & Tunnel Auth. Series 2022 D 1A, 5% 11/15/38
|
10,000
|
11,396
|
|
Triborough Bridge & Tunnel Auth. Revs.:
|
|||
Series 2017 B, 5% 11/15/36
|
5,000
|
5,380
|
|
Series 2018 D, 4% 11/15/37
|
3,000
|
3,063
|
|
Series 2019 A, 5% 11/15/49
|
10,000
|
10,650
|
|
Series 2019 C, 3% 11/15/46
|
5,000
|
3,944
|
|
Series 2022 A:
|
|||
4% 11/15/52
|
3,000
|
2,900
|
|
5% 11/15/40
|
2,000
|
2,240
|
|
5% 11/15/41
|
2,000
|
2,226
|
|
Troy Cap. Resource Corp. Rev. (Rensselaer Polytechnic Institute Proj.):
|
|||
Series 2015:
|
|||
5% 8/1/27
|
1,600
|
1,669
|
|
5% 8/1/28
|
1,565
|
1,637
|
|
5% 8/1/32
|
1,000
|
1,048
|
|
Series 2020 A, 5% 9/1/36
|
1,500
|
1,638
|
|
Westchester County Gen. Oblig. Series 2021 A:
|
|||
2% 10/15/32
|
3,990
|
3,541
|
|
2% 10/15/33
|
570
|
502
|
|
Western Nassau County Wtr. Auth. Series 2015 A, 5% 4/1/30
|
350
|
362
|
|
Yonkers Gen. Oblig.:
|
|||
Series 2019 A:
|
|||
4% 5/1/34 (Build America Mutual Assurance Insured)
|
1,500
|
1,574
|
|
5% 5/1/31 (Build America Mutual Assurance Insured)
|
1,000
|
1,137
|
|
5% 5/1/33 (Build America Mutual Assurance Insured)
|
1,000
|
1,133
|
|
Series 2021 B, 4% 2/15/37
|
1,200
|
1,231
|
|
TOTAL NEW YORK
|
1,086,025
|
||
New York And New Jersey - 6.9%
|
|||
Port Auth. of New York & New Jersey:
|
|||
85th Series, 5.375% 3/1/28
|
4,535
|
4,831
|
|
Series 193, 5% 10/15/28 (d)
|
2,015
|
2,082
|
|
Series 2019 218, 5% 11/1/36 (d)
|
4,820
|
5,199
|
|
Series 202, 5% 10/15/36 (d)
|
5,455
|
5,698
|
|
Series 2021 224, 5% 7/15/56
|
6,795
|
7,305
|
|
Series 2021 227, 2% 10/1/34 (d)
|
4,380
|
3,524
|
|
Series 214:
|
|||
4% 9/1/37 (d)
|
4,000
|
3,984
|
|
4% 9/1/39 (d)
|
1,920
|
1,864
|
|
4% 9/1/43 (d)
|
6,500
|
6,212
|
|
5% 9/1/33 (d)
|
2,005
|
2,203
|
|
Series 218:
|
|||
4% 11/1/47 (d)
|
11,280
|
10,617
|
|
5% 11/1/30 (d)
|
1,130
|
1,250
|
|
5% 11/1/44 (d)
|
5,080
|
5,336
|
|
Series 221:
|
|||
4% 7/15/36 (d)
|
3,000
|
3,026
|
|
4% 7/15/38 (d)
|
1,000
|
985
|
|
4% 7/15/40 (d)
|
2,000
|
1,932
|
|
4% 7/15/45 (d)
|
8,000
|
7,584
|
|
5% 7/15/32 (d)
|
1,500
|
1,686
|
|
Series 223, 5% 7/15/56 (d)
|
8,850
|
9,224
|
|
TOTAL NEW YORK AND NEW JERSEY
|
84,542
|
||
Non-State Specific - 0.1%
|
|||
Port Auth. of New York & New Jersey Series 217, 5% 11/1/44
|
1,000
|
1,076
|
|
Puerto Rico - 1.1%
|
|||
Puerto Rico Commonwealth Aqueduct & Swr. Auth. Series 2021 B, 5% 7/1/37 (b)
|
3,345
|
3,301
|
|
Puerto Rico Commonwealth Pub. Impt. Gen. Oblig. Series 2021 A1:
|
|||
0% 7/1/33
|
3,720
|
2,170
|
|
5.625% 7/1/27
|
455
|
474
|
|
5.625% 7/1/29
|
1,350
|
1,427
|
|
5.75% 7/1/31
|
3,120
|
3,340
|
|
Puerto Rico Sales Tax Fing. Corp. Sales Tax Rev. Series 2018 A1:
|
|||
4.55% 7/1/40
|
325
|
310
|
|
4.75% 7/1/53
|
2,250
|
2,104
|
|
TOTAL PUERTO RICO
|
13,126
|
||
TOTAL MUNICIPAL BONDS
(Cost $1,237,594)
|
1,184,769
|
||
Municipal Notes - 1.8%
|
|||
Principal
Amount (a)
(000s)
|
Value ($)
(000s)
|
||
New York - 1.8%
|
|||
New York City Gen. Oblig. Series 2018 B, 3.78% 5/1/23 (Liquidity Facility Barclays Bank PLC), VRDN (c)
|
3,900
|
3,900
|
|
New York City Muni. Wtr. Fin. Auth. Wtr. & Swr. Sys. Rev. Series 2014 AA:
|
|||
3.65% 5/1/23 (Liquidity Facility Mizuho Corporate Bank Ltd.), VRDN (c)
|
1,500
|
1,500
|
|
3.65% 5/1/23 (Liquidity Facility TD Banknorth, NA), VRDN (c)
|
5,275
|
5,275
|
|
3.7% 5/1/23 (Liquidity Facility State Street Bank & Trust Co., Boston), VRDN (c)
|
3,400
|
3,400
|
|
New York Dorm. Auth. Rev. Participating VRDN Series XF 14 64, 3.82% 5/1/23 (Liquidity Facility JPMorgan Chase Bank) (c)(e)(f)
|
8,000
|
8,000
|
|
TOTAL MUNICIPAL NOTES
(Cost $22,075)
|
22,075
|
||
TOTAL INVESTMENT IN SECURITIES - 98.8%
(Cost $1,259,669)
|
1,206,844
|
NET OTHER ASSETS (LIABILITIES) - 1.2%
|
14,383
|
NET ASSETS - 100.0%
|
1,221,227
|
VRDN
|
-
|
VARIABLE RATE DEMAND NOTE (A debt instrument that is payable upon demand, either daily, weekly or monthly)
|
(a)
|
Amount is stated in United States dollars unless otherwise noted.
|
(b)
|
Security exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers. At the end of the period, the value of these securities amounted to $16,473,000 or 1.3% of net assets.
|
(c)
|
Coupon rates for floating and adjustable rate securities reflect the rates in effect at period end.
|
(d)
|
Private activity obligations whose interest is subject to the federal alternative minimum tax for individuals.
|
(e)
|
Provides evidence of ownership in one or more underlying municipal bonds.
|
(f)
|
Coupon rates are determined by re-marketing agents based on current market conditions.
|