UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-3723
Fidelity New York Municipal Trust
(Exact name of registrant as specified in charter)
245 Summer St., Boston, Massachusetts 02210
(Address of principal executive offices) (Zip code)
Scott C. Goebel, Secretary
245 Summer St.
Boston, Massachusetts 02210
(Name and address of agent for service)
Registrant's telephone number, including area code: 617-563-7000
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Date of fiscal year end: |
January 31 |
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Date of reporting period: |
October 31, 2013 |
Item 1. Schedule of Investments
Quarterly Holdings Report
for
Fidelity Advisor® New York
Municipal Income Fund
Class A
Class T
Class B
Class C
Institutional Class
October 31, 2013
Class A, Class T, Class B, Class C and
Institutional Class
are classes of Fidelity® New York Municipal
Income Fund
1.809540.110
ASNM-QTLY-1213
Showing Percentage of Net Assets
|
Municipal Bonds - 96.6% |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - 91.5% |
||||
|
Albany Indl. Dev. Agcy. Civic Facility Rev. (St. Peters Hosp. Proj.) Series 2008 A, 5.75% 11/15/22 |
|
$ 3,000 |
$ 3,282 |
|
|
Albany Muni. Wtr. Fin. Auth. Series 2011 A: |
|
|
|
|
|
5% 12/1/20 |
|
1,215 |
1,438 |
|
|
5% 12/1/22 |
|
1,000 |
1,165 |
|
|
Erie County Indl. Dev. Agcy. School Facilities Rev. (Buffalo City School District Proj.): |
|
|
|
|
|
Series 2007 A, 5.75% 5/1/27 (FSA Insured) |
|
5,000 |
5,526 |
|
|
Series 2008 A, 5.75% 5/1/29 (FSA Insured) |
|
3,535 |
3,908 |
|
|
Grand Central District Mgmt. Assoc., Inc. Series 2004, 5% 1/1/14 |
|
1,000 |
1,008 |
|
|
Great Neck North Wtr. Auth. Wtr. Sys. Rev. Series 2008, 5% 1/1/38 |
|
1,660 |
1,694 |
|
|
Hempstead Local Dev. Corp. Rev.: |
|
|
|
|
|
(Adelphi Univ. Proj.): |
|
|
|
|
|
Series 2009 A, 5% 2/1/14 |
|
1,035 |
1,044 |
|
|
Series 2009 B, 5.25% 2/1/39 |
|
1,200 |
1,222 |
|
|
(Molloy College Proj.) Series 2009: |
|
|
|
|
|
5% 7/1/17 |
|
1,035 |
1,121 |
|
|
5.25% 7/1/18 |
|
1,090 |
1,207 |
|
|
5.25% 7/1/19 |
|
1,100 |
1,231 |
|
|
5.75% 7/1/39 |
|
6,500 |
6,898 |
|
|
Hudson Yards Infrastructure Corp. New York Rev. Series 2012 A: |
|
|
|
|
|
5.25% 2/15/47 |
|
6,525 |
6,703 |
|
|
5.75% 2/15/47 |
|
19,685 |
20,821 |
|
|
Long Island Pwr. Auth. Elec. Sys. Rev.: |
|
|
|
|
|
Series 2000 A, 0% 6/1/19 (FSA Insured) |
|
1,040 |
925 |
|
|
Series 2006 A, 5.25% 12/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
17,780 |
19,254 |
|
|
Series 2006 E, 5% 12/1/17 |
|
10,000 |
11,053 |
|
|
Series 2009 A: |
|
|
|
|
|
5.25% 4/1/21 |
|
1,945 |
2,163 |
|
|
5.75% 4/1/39 |
|
6,500 |
6,953 |
|
|
6.25% 4/1/33 |
|
1,655 |
1,858 |
|
|
Series 2012 A, 5% 9/1/42 |
|
2,320 |
2,346 |
|
|
Series 2012 B: |
|
|
|
|
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5% 9/1/25 |
|
4,000 |
4,366 |
|
|
5% 9/1/26 |
|
10,065 |
10,783 |
|
|
5% 9/1/27 |
|
10,000 |
10,562 |
|
|
Municipal Bonds - continued |
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|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
Madison County Cap. Resource Corp. Rev. (Colgate Univ. Proj.): |
|
|
|
|
|
Series 2010 A: |
|
|
|
|
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5% 7/1/24 |
|
$ 1,405 |
$ 1,581 |
|
|
5% 7/1/25 |
|
1,000 |
1,119 |
|
|
5% 7/1/26 |
|
1,150 |
1,264 |
|
|
5% 7/1/27 |
|
1,630 |
1,776 |
|
|
5% 7/1/28 |
|
1,015 |
1,093 |
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Series 2012 A, 5% 7/1/23 |
|
1,000 |
1,164 |
|
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Metropolitan Trans. Auth. Svc. Contract Rev. Series 7, 5.625% 7/1/16 (Escrowed to Maturity) |
|
570 |
597 |
|
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Nassau County Local Econ. Assistance and Fin. Corp. (Catholic Health Svcs. of Long Island Obligated Group Proj.) Series 2011: |
|
|
|
|
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5% 7/1/21 |
|
10,000 |
11,021 |
|
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5% 7/1/22 |
|
5,500 |
5,946 |
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Nassau County Local Econ. Assistance Corp. (Univ. Hosp. Proj.) Series 2012: |
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|
|
|
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5% 7/1/20 |
|
2,000 |
2,182 |
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5% 7/1/22 |
|
2,000 |
2,159 |
|
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5% 7/1/27 |
|
2,155 |
2,187 |
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|
New York City Gen. Oblig.: |
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|
|
|
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Series 2005 A: |
|
|
|
|
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5% 8/1/19 |
|
845 |
900 |
|
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5% 8/1/19 (Pre-Refunded to 8/1/15 @ 100) |
|
2,155 |
2,331 |
|
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Series 2005 O: |
|
|
|
|
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5% 6/1/22 |
|
1,150 |
1,225 |
|
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5% 6/1/22 (Pre-Refunded to 6/1/15 @ 100) |
|
2,060 |
2,210 |
|
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Series 2006 I1, 5% 4/1/23 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
2,395 |
2,607 |
|
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Series 2008 A1, 5.25% 8/15/27 |
|
15,000 |
16,897 |
|
|
Series 2008 D1, 5.125% 12/1/23 |
|
5,000 |
5,703 |
|
|
Series 2012 A, 5% 8/1/24 |
|
2,400 |
2,727 |
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|
Series 2012 G1, 5% 4/1/25 |
|
4,300 |
4,877 |
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New York City Health & Hosp. Corp. Rev. Series 2008 A, 5.5% 2/15/21 |
|
5,000 |
5,626 |
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New York City Indl. Dev. Agcy. Civic Facility Rev. (Polytechnic Univ. NY Proj.): |
|
|
|
|
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5.25% 11/1/27 (ACA Finl. Guaranty Corp. Insured) |
|
2,900 |
2,999 |
|
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5.25% 11/1/37 (ACA Finl. Guaranty Corp. Insured) |
|
9,590 |
9,748 |
|
|
Municipal Bonds - continued |
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Principal Amount (000s) |
Value (000s) |
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|
New York - continued |
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|
New York City Muni. Wtr. Fin. Auth. Wtr. & Swr. Sys. Rev.: |
|
|
|
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Series 1998 D, 0% 6/15/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
$ 2,405 |
$ 2,125 |
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Series 2005 D: |
|
|
|
|
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5% 6/15/37 |
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16,090 |
16,571 |
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|
5% 6/15/38 |
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20,050 |
20,608 |
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|
5% 6/15/39 |
|
3,755 |
3,848 |
|
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5% 6/15/39 |
|
2,800 |
2,869 |
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|
Series 2008 AA, 5% 6/15/27 |
|
10,000 |
10,847 |
|
|
Series 2009 A, 5.75% 6/15/40 |
|
10,025 |
11,085 |
|
|
Series 2009 C, 5% 6/15/44 |
|
2,700 |
2,796 |
|
|
Series 2009 DD, 6% 6/15/40 |
|
1,115 |
1,247 |
|
|
Series 2009 EE, 5.25% 6/15/40 |
|
8,500 |
9,025 |
|
|
Series 2009 FF 2, 5.5% 6/15/40 |
|
9,295 |
10,008 |
|
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Series 2009 GG, 5.25% 6/15/40 |
|
10,000 |
10,617 |
|
|
Series 2009 GG1, 5.25% 6/15/32 |
|
5,000 |
5,439 |
|
|
Series 2011 EE: |
|
|
|
|
|
5.375% 6/15/40 |
|
2,310 |
2,474 |
|
|
5.375% 6/15/43 |
|
20,035 |
21,342 |
|
|
5.5% 6/15/43 |
|
4,375 |
4,707 |
|
|
Series 2012 BB, 5.25% 6/15/44 |
|
2,330 |
2,461 |
|
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Series 2012 CC, 5% 6/15/45 |
|
8,000 |
8,280 |
|
|
Series 2012 FF, 5% 6/15/24 |
|
18,240 |
21,065 |
|
|
Series 2013 CC, 5% 6/15/47 |
|
16,000 |
16,643 |
|
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Series GG, 5% 6/15/43 |
|
2,700 |
2,797 |
|
|
New York City Transitional Fin. Auth. Bldg. Aid Rev.: |
|
|
|
|
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Series 2007 S1, 5% 7/15/36 |
|
3,000 |
3,085 |
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|
Series 2008 S1, 5% 1/15/34 |
|
10,000 |
10,410 |
|
|
Series 2009 S1: |
|
|
|
|
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5.5% 7/15/31 |
|
5,000 |
5,516 |
|
|
5.5% 7/15/38 |
|
2,900 |
3,122 |
|
|
5.625% 7/15/38 |
|
2,900 |
3,137 |
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Series 2009 S2, 6% 7/15/38 |
|
7,500 |
8,405 |
|
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Series 2009 S3: |
|
|
|
|
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5.25% 1/15/26 |
|
1,000 |
1,134 |
|
|
5.25% 1/15/39 |
|
6,100 |
6,516 |
|
|
5.375% 1/15/34 |
|
13,435 |
14,701 |
|
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Series 2009 S4: |
|
|
|
|
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5.5% 1/15/34 |
|
1,000 |
1,105 |
|
|
5.5% 1/15/39 |
|
6,700 |
7,351 |
|
|
5.75% 1/15/39 |
|
2,900 |
3,223 |
|
|
Municipal Bonds - continued |
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|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
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New York City Transitional Fin. Auth. Bldg. Aid Rev.: - continued |
|
|
|
|
|
Series 2009 S5, 5.25% 1/15/39 |
|
$ 10,180 |
$ 10,825 |
|
|
Series 2012 S1 A, 5.25% 7/15/37 |
|
11,500 |
12,185 |
|
|
Series S1, 5% 7/15/28 |
|
9,000 |
9,842 |
|
|
New York City Transitional Fin. Auth. Rev.: |
|
|
|
|
|
Series 2003 B, 5% 2/1/22 |
|
7,160 |
8,364 |
|
|
Series 2011 A: |
|
|
|
|
|
5% 11/1/23 |
|
2,000 |
2,336 |
|
|
5.5% 11/15/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
15 |
15 |
|
|
Series 2012 B, 5% 11/1/24 |
|
7,500 |
8,764 |
|
|
Series 2013 F: |
|
|
|
|
|
5% 2/1/31 |
|
6,000 |
6,474 |
|
|
5% 2/1/32 |
|
5,000 |
5,359 |
|
|
5% 2/1/28 |
|
5,850 |
5,906 |
|
|
5% 2/1/28 (Pre-Refunded to 2/1/14 @ 100) |
|
1,625 |
1,644 |
|
|
New York City Trust Cultural Resources Rev. (Carnegie Hall Proj.) Series 2009 A, 5% 12/1/39 |
|
23,090 |
23,586 |
|
|
New York Convention Ctr. Dev. Corp. Rev. Series 2005, 5% 11/15/44 |
|
23,500 |
23,567 |
|
|
New York Dorm. Auth. Mental Health Svcs. Facilities Impt. Rev.: |
|
|
|
|
|
(State Univ. Proj.) Series 2012 A, 5% 5/15/22 |
|
5,700 |
6,707 |
|
|
Series 2012 A, 5% 5/15/23 |
|
2,400 |
2,788 |
|
|
New York Dorm. Auth. Personal Income Tax Rev.: |
|
|
|
|
|
(Ed. Proj.): |
|
|
|
|
|
Series 2006 C: |
|
|
|
|
|
5% 12/15/22 |
|
4,305 |
4,799 |
|
|
5% 12/15/31 |
|
10,000 |
10,605 |
|
|
Series 2006 D: |
|
|
|
|
|
5% 3/15/20 |
|
3,500 |
3,871 |
|
|
5% 3/15/36 |
|
3,320 |
3,378 |
|
|
Series 2007 A: |
|
|
|
|
|
5% 3/15/32 |
|
3,700 |
3,915 |
|
|
5% 3/15/37 |
|
1,700 |
1,787 |
|
|
Series 2008 A, 5% 3/15/24 |
|
5,000 |
5,546 |
|
|
Series 2008 B: |
|
|
|
|
|
5.25% 3/15/38 |
|
1,500 |
1,630 |
|
|
5.75% 3/15/36 |
|
10,500 |
11,705 |
|
|
Series 2009 A: |
|
|
|
|
|
5% 2/15/34 |
|
15,500 |
16,743 |
|
|
Municipal Bonds - continued |
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|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York Dorm. Auth. Personal Income Tax Rev.: - continued |
|
|
|
|
|
Series 2009 A: |
|
|
|
|
|
5% 2/15/39 |
|
$ 20,355 |
$ 21,176 |
|
|
5.25% 2/15/23 |
|
7,940 |
9,205 |
|
|
Series 2012 A, 5% 12/15/24 |
|
10,000 |
11,601 |
|
|
Series 2012 D: |
|
|
|
|
|
5% 2/15/24 |
|
5,000 |
5,776 |
|
|
5% 2/15/37 |
|
7,500 |
7,846 |
|
|
New York Dorm. Auth. Revs.: |
|
|
|
|
|
(Colgate Univ. Proj.) Series 1996: |
|
|
|
|
|
6% 7/1/16 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,205 |
1,276 |
|
|
6% 7/1/21 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
2,500 |
2,942 |
|
|
(Cornell Univ. Proj.): |
|
|
|
|
|
Series 2008 C: |
|
|
|
|
|
5% 7/1/29 |
|
2,015 |
2,198 |
|
|
5% 7/1/37 |
|
6,000 |
6,354 |
|
|
Series 2009 A: |
|
|
|
|
|
5% 7/1/22 |
|
445 |
512 |
|
|
5% 7/1/23 |
|
1,315 |
1,508 |
|
|
(Fordham Univ. Proj.) 5.5% 7/1/36 |
|
2,000 |
2,130 |
|
|
(Marymount Manhattan College Proj.) Series 2009: |
|
|
|
|
|
5% 7/1/15 |
|
1,850 |
1,945 |
|
|
5% 7/1/17 |
|
2,080 |
2,254 |
|
|
(Mental Health Svcs. Proj.) Series 2005 E, 5% 2/15/22 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
5,115 |
5,359 |
|
|
(New York City Court Facilities Lease Proj.) Series 2005 A: |
|
|
|
|
|
5.5% 5/15/20 |
|
13,000 |
15,560 |
|
|
5.5% 5/15/21 (AMBAC Insured) |
|
10,000 |
11,979 |
|
|
5.5% 5/15/28 |
|
2,700 |
3,133 |
|
|
(New York City Gen. Oblig. Proj.) Series B, 6% 7/1/14 |
|
410 |
412 |
|
|
(New York Univ. Hosp. Ctr. Proj.): |
|
|
|
|
|
Series 2006 A: |
|
|
|
|
|
5% 7/1/14 |
|
1,510 |
1,554 |
|
|
5% 7/1/16 |
|
1,130 |
1,251 |
|
|
5% 7/1/20 |
|
5,435 |
5,831 |
|
|
Series 2007 B, 5.25% 7/1/24 |
|
100 |
108 |
|
|
Series 2011 A: |
|
|
|
|
|
5.75% 7/1/31 |
|
4,000 |
4,378 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York Dorm. Auth. Revs.: - continued |
|
|
|
|
|
(New York Univ. Hosp. Ctr. Proj.): |
|
|
|
|
|
Series 2011 A: - continued |
|
|
|
|
|
6% 7/1/40 |
|
$ 4,000 |
$ 4,353 |
|
|
(New York Univ. Proj.): |
|
|
|
|
|
Series 2001 1, 5.5% 7/1/40 (AMBAC Insured) |
|
3,000 |
3,353 |
|
|
Series 2008 A, 5.25% 7/1/48 |
|
11,930 |
12,609 |
|
|
Series 2008 B, 5.25% 7/1/48 |
|
8,000 |
8,455 |
|
|
(North Shore - Long Island Jewish Obligated Group Proj.) Series 2009 A, 5.5% 5/1/37 |
|
8,085 |
8,506 |
|
|
(North Shore Univ. Hosp. Proj.): |
|
|
|
|
|
Series 2007 A: |
|
|
|
|
|
5% 5/1/19 |
|
2,000 |
2,204 |
|
|
5% 5/1/21 |
|
1,315 |
1,413 |
|
|
Series 1998, 5.5% 11/1/14 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,500 |
1,574 |
|
|
(Orange Reg'l. Med. Ctr. Proj.) Series 2008, 6.125% 12/1/29 |
|
1,000 |
1,006 |
|
|
(Rochester Institute of Technology Proj.) Series 2010: |
|
|
|
|
|
5% 7/1/20 |
|
1,000 |
1,170 |
|
|
5% 7/1/21 |
|
1,500 |
1,726 |
|
|
(Rockefeller Univ. Proj.) Series 2009 C, 5% 7/1/40 |
|
15,000 |
15,783 |
|
|
(School District Fing. Prog.): |
|
|
|
|
|
Series 2002 D, 5.5% 10/1/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
35 |
35 |
|
|
Series 2002 H, 5.5% 10/1/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
30 |
30 |
|
|
(Skidmore College Proj.) Series 2011 A, 5.5% 7/1/41 |
|
3,000 |
3,157 |
|
|
(St. John's Univ. Proj.) Series 2007 A, 5.25% 7/1/37 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
18,915 |
19,209 |
|
|
(State Univ. Edl. Facilities Proj.) Series A, 5.25% 5/15/15 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
8,855 |
9,201 |
|
|
(Teachers College Proj.) Series 2009: |
|
|
|
|
|
5.375% 3/1/29 |
|
2,930 |
3,097 |
|
|
5.5% 3/1/39 |
|
2,500 |
2,579 |
|
|
(Univ. of Rochester Proj.) Series 2007 A1: |
|
|
|
|
|
5% 7/1/18 |
|
3,000 |
3,357 |
|
|
5% 7/1/39 |
|
19,005 |
19,739 |
|
|
(Vassar College Proj.) Series 2010, 5% 7/1/49 |
|
9,000 |
9,204 |
|
|
Series 1: |
|
|
|
|
|
4% 7/1/21 |
|
1,000 |
1,102 |
|
|
5% 7/1/21 |
|
1,000 |
1,175 |
|
|
5% 7/1/23 |
|
1,350 |
1,571 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York Dorm. Auth. Revs.: - continued |
|
|
|
|
|
Series 2005 B: |
|
|
|
|
|
5.25% 7/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
$ 3,345 |
$ 3,564 |
|
|
5.25% 7/1/21 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,745 |
1,859 |
|
|
5.25% 7/1/22 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,835 |
1,956 |
|
|
Series 2005 F, 5% 3/15/35 (FSA Insured) |
|
5,000 |
5,082 |
|
|
Series 2008 D, 5.25% 8/15/17 (FSA Insured) |
|
3,000 |
3,464 |
|
|
Series 2010 A: |
|
|
|
|
|
5% 7/1/19 |
|
1,500 |
1,730 |
|
|
5% 7/1/21 |
|
7,000 |
7,866 |
|
|
5% 7/1/22 |
|
6,000 |
6,711 |
|
|
5% 7/1/41 |
|
12,000 |
12,709 |
|
|
Series 2011 A: |
|
|
|
|
|
5% 5/1/18 |
|
1,000 |
1,143 |
|
|
5% 5/1/20 |
|
5,590 |
6,415 |
|
|
5% 5/1/21 |
|
3,140 |
3,586 |
|
|
5% 5/1/22 |
|
2,350 |
2,651 |
|
|
Series 2012 F: |
|
|
|
|
|
5% 10/1/19 (FSA Insured) |
|
2,100 |
2,449 |
|
|
5% 10/1/20 (FSA Insured) |
|
1,100 |
1,281 |
|
|
5% 10/1/21 (FSA Insured) |
|
1,000 |
1,164 |
|
|
5% 10/1/23 (FSA Insured) |
|
1,000 |
1,151 |
|
|
5% 10/1/24 (FSA Insured) |
|
750 |
853 |
|
|
Series 2012: |
|
|
|
|
|
5% 7/1/23 |
|
1,000 |
1,143 |
|
|
5% 7/1/38 |
|
1,000 |
1,025 |
|
|
Series A, 5.75% 7/1/18 |
|
5,000 |
5,448 |
|
|
New York Envir. Facilities Corp. Clean Wtr. & Drinking Wtr.: |
|
|
|
|
|
(New York City Muni. Wtr. Fin. Auth. Proj.) Series 2004 F, 5% 6/15/34 |
|
4,825 |
4,895 |
|
|
Series 2004 D, 5% 2/15/34 |
|
12,150 |
12,373 |
|
|
New York Envir. Facilities Corp. Poll. Cont. Rev.: |
|
|
|
|
|
(New York City Muni. Wtr. Fin. Auth. Proj.) Series E, 6.5% 6/15/14 |
|
10 |
10 |
|
|
(Pooled Ln. Prog.) Series 1993 B, 5.2% 5/15/14 |
|
215 |
216 |
|
|
New York Hsg. Fin. Agcy. Personal Income Tax Rev. (Econ. Dev. & Hsg. Proj.) Series 2008 A, 5% 3/15/34 |
|
10,000 |
10,656 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York Liberty Dev. Corp. Lib (4 World Trade Ctr. Proj.) Series 2011, 5.125% 11/15/44 |
|
$ 29,440 |
$ 30,069 |
|
|
New York Metropolitan Trans. Auth. Dedicated Tax Fund Rev.: |
|
|
|
|
|
Series 2009 A: |
|
|
|
|
|
5.5% 11/15/39 |
|
10,400 |
10,944 |
|
|
5.625% 11/15/39 |
|
6,000 |
6,362 |
|
|
Series 2009 B, 5% 11/15/34 |
|
19,560 |
20,407 |
|
|
Series 2012 A: |
|
|
|
|
|
5% 11/15/22 |
|
2,500 |
2,969 |
|
|
5% 11/15/29 |
|
17,000 |
18,601 |
|
|
New York Metropolitan Trans. Auth. Rev.: |
|
|
|
|
|
Bonds: |
|
|
|
|
|
Series 2012 G1, 0.54%, tender 11/1/14 (a) |
|
3,200 |
3,197 |
|
|
Series 2012 G2, 0.65%, tender 11/1/15 (a) |
|
6,300 |
6,284 |
|
|
Series 2005 A, 5.5% 11/15/18 (AMBAC Insured) |
|
2,000 |
2,389 |
|
|
Series 2005 B, 5% 11/15/35 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
3,300 |
3,342 |
|
|
Series 2005 G, 5% 11/15/21 |
|
3,200 |
3,666 |
|
|
Series 2007 B: |
|
|
|
|
|
5% 11/15/26 |
|
8,185 |
8,696 |
|
|
5% 11/15/28 |
|
2,235 |
2,357 |
|
|
Series 2008 A, 5.25% 11/15/36 |
|
15,000 |
15,443 |
|
|
Series 2008 B2: |
|
|
|
|
|
5% 11/15/22 |
|
4,000 |
4,629 |
|
|
5% 11/15/23 |
|
5,910 |
6,748 |
|
|
Series 2008 C, 6.5% 11/15/28 |
|
9,670 |
11,472 |
|
|
Series 2011 A: |
|
|
|
|
|
5% 11/15/18 |
|
1,000 |
1,170 |
|
|
5% 11/15/22 |
|
1,500 |
1,713 |
|
|
Series 2011 D: |
|
|
|
|
|
5% 11/15/20 |
|
2,000 |
2,343 |
|
|
5% 11/15/24 |
|
6,590 |
7,345 |
|
|
5% 11/15/25 |
|
5,000 |
5,514 |
|
|
Series 2012 D, 5% 11/15/25 |
|
20,000 |
22,190 |
|
|
Series 2012 E, 5% 11/15/20 |
|
3,165 |
3,708 |
|
|
Series 2012 F: |
|
|
|
|
|
5% 11/15/21 |
|
1,500 |
1,746 |
|
|
5% 11/15/22 |
|
5,000 |
5,786 |
|
|
5% 11/15/23 |
|
7,000 |
7,993 |
|
|
Series 2012 H: |
|
|
|
|
|
5% 11/15/24 |
|
3,290 |
3,694 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York Metropolitan Trans. Auth. Rev.: - continued |
|
|
|
|
|
Series 2012 H: - continued |
|
|
|
|
|
5% 11/15/33 |
|
$ 3,505 |
$ 3,629 |
|
|
5% 11/15/42 |
|
4,750 |
4,822 |
|
|
5.5% 11/15/18 |
|
2,000 |
2,246 |
|
|
New York Pwr. Auth. Series 2007 A, 5% 11/15/47 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
20,000 |
20,699 |
|
|
New York Sales Tax Asset Receivables Corp. Series 2005 A, 5.25% 10/15/27 (AMBAC Insured) |
|
4,355 |
4,520 |
|
|
New York State Gen. Oblig. Series 2009 A, 0% 2/15/19 |
|
2,050 |
1,854 |
|
|
New York Thruway Auth. Gen. Rev.: |
|
|
|
|
|
Series 2005 G: |
|
|
|
|
|
5% 1/1/32 (FSA Insured) |
|
2,800 |
2,906 |
|
|
5.25% 1/1/27 |
|
6,570 |
6,907 |
|
|
Series 2007 H: |
|
|
|
|
|
5% 1/1/21 |
|
5,755 |
6,430 |
|
|
5% 1/1/25 |
|
13,000 |
14,210 |
|
|
5% 1/1/26 |
|
4,000 |
4,338 |
|
|
New York Thruway Auth. Hwy. & Bridge Trust Fund Series 2007 B, 5% 4/1/27 |
|
6,750 |
7,249 |
|
|
New York Thruway Auth. Personal Income Tax Rev. Series 2007 A: |
|
|
|
|
|
5.25% 3/15/24 |
|
4,180 |
4,691 |
|
|
5.25% 3/15/25 |
|
8,000 |
8,927 |
|
|
5.25% 3/15/26 |
|
12,080 |
13,470 |
|
|
New York Thruway Auth. Second Gen. Hwy. & Bridge Trust Fund: |
|
|
|
|
|
Series 2011 A1, 5% 4/1/22 |
|
4,000 |
4,666 |
|
|
Series 2011 A2: |
|
|
|
|
|
5% 4/1/21 |
|
2,385 |
2,814 |
|
|
5% 4/1/23 |
|
6,000 |
6,899 |
|
|
New York Urban Dev. Corp. Rev.: |
|
|
|
|
|
(Econ. Dev. and Hsg. Proj.) Series 2008 A1, 5% 12/15/26 |
|
10,000 |
11,145 |
|
|
Series 2007 A: |
|
|
|
|
|
5% 1/1/23 (FSA Insured) |
|
6,165 |
6,741 |
|
|
5% 1/1/24 (FSA Insured) |
|
5,975 |
6,494 |
|
|
Niagara Falls City Niagara County Pub. Impt. Series 1994: |
|
|
|
|
|
7.5% 3/1/16 (Escrowed to Maturity) |
|
90 |
105 |
|
|
7.5% 3/1/16 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
970 |
1,083 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
Niagara Falls City Niagara County Pub. Impt. Series 1994: - continued |
|
|
|
|
|
7.5% 3/1/17 (Escrowed to Maturity) |
|
$ 100 |
$ 123 |
|
|
7.5% 3/1/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,100 |
1,267 |
|
|
Niagara Falls Pub. Wtr. Auth. Series 2005, 5.5% 7/15/34 (XL Cap. Assurance, Inc. Insured) |
|
1,000 |
1,007 |
|
|
Oneida County Indl. Dev. Agcy. (Hamilton College Proj.) Series 2002, 5% 9/15/32 |
|
5,000 |
5,319 |
|
|
Saratoga County Indl. Dev. Agcy. (The Saratoga Hosp. Proj.) Series 2007 B, 5.25% 12/1/32 |
|
680 |
694 |
|
|
Schenectady Indl. Dev. Agcy. Civic Facility Rev. (Union College Proj.) Series 2006, 5% 7/1/15 |
|
1,005 |
1,078 |
|
|
Tobacco Settlement Fing. Corp.: |
|
|
|
|
|
Series 2003 A1: |
|
|
|
|
|
5.25% 6/1/21 (AMBAC Insured) |
|
3,255 |
3,265 |
|
|
5.25% 6/1/22 (AMBAC Insured) |
|
8,070 |
8,095 |
|
|
5.5% 6/1/19 |
|
2,275 |
2,283 |
|
|
Series 2003 B-1C: |
|
|
|
|
|
5.5% 6/1/19 |
|
10,615 |
10,652 |
|
|
5.5% 6/1/20 |
|
16,000 |
16,055 |
|
|
5.5% 6/1/21 |
|
12,070 |
12,110 |
|
|
5.5% 6/1/22 |
|
9,700 |
9,732 |
|
|
Triborough Bridge & Tunnel Auth. Revs.: |
|
|
|
|
|
(MTA Bridges and Tunnels Proj.) Series 2008 A: |
|
|
|
|
|
5% 11/15/37 |
|
22,500 |
23,207 |
|
|
5.25% 11/15/38 |
|
14,500 |
15,116 |
|
|
Series 2006 A, 5% 11/15/31 |
|
965 |
1,035 |
|
|
Series 2012 B: |
|
|
|
|
|
0% 11/15/27 |
|
2,500 |
1,418 |
|
|
0% 11/15/28 |
|
2,500 |
1,330 |
|
|
Series 2013 A: |
|
|
|
|
|
5% 11/15/23 |
|
1,785 |
2,087 |
|
|
5% 11/15/24 |
|
4,000 |
4,601 |
|
|
Series 2013 C: |
|
|
|
|
|
5% 11/15/26 |
|
5,475 |
6,240 |
|
|
5% 11/15/27 |
|
5,660 |
6,402 |
|
|
5% 11/15/28 |
|
5,935 |
6,560 |
|
|
5% 11/15/29 |
|
6,340 |
6,938 |
|
|
Troy Cap. Resource Corp. Rev. (Rensselaer Polytechnic Institute Proj.) Series 2010 A: |
|
|
|
|
|
5% 9/1/30 |
|
5,775 |
6,053 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
Troy Cap. Resource Corp. Rev. (Rensselaer Polytechnic Institute Proj.) Series 2010 A: - continued |
|
|
|
|
|
5.125% 9/1/40 |
|
$ 8,055 |
$ 8,224 |
|
|
Yonkers Gen. Oblig. Series 2005 A, 5% 8/1/15 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
4,000 |
4,277 |
|
|
Yonkers Indl. Dev. Agcy. Civic Facility Rev. (Sarah Lawrence College Proj.) Series A: |
|
|
|
|
|
6% 6/1/29 |
|
1,130 |
1,216 |
|
|
6% 6/1/41 |
|
5,000 |
5,318 |
|
|
|
1,567,990 |
|||
|
New York & New Jersey - 3.9% |
||||
|
Port Auth. of New York & New Jersey: |
|
|
|
|
|
136th Series, 5.25% 11/1/16 (b) |
|
4,510 |
4,657 |
|
|
141st Series: |
|
|
|
|
|
5% 9/1/18 (b) |
|
6,045 |
6,461 |
|
|
5% 9/1/21 (CIFG North America Insured) (b) |
|
4,600 |
4,880 |
|
|
147th Series, 5% 10/15/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) (b) |
|
5,000 |
5,643 |
|
|
163rd Series, 5% 7/15/35 |
|
25,000 |
26,170 |
|
|
166th Series, 5% 1/15/41 |
|
5,400 |
5,587 |
|
|
85th Series, 5.375% 3/1/28 |
|
6,280 |
7,214 |
|
|
Port Auth. of New York & New Jersey Spl. Oblig. Rev. (JFK Int'l. Air Term. Spl. Proj.) Series 6, 6.25% 12/1/15 (Nat'l. Pub. Fin. Guarantee Corp. Insured) (b) |
|
5,000 |
5,304 |
|
|
|
65,916 |
|||
|
Puerto Rico - 0.8% |
||||
|
Puerto Rico Commonwealth Infrastructure Fing. Auth. Series 2005 C, 5.5% 7/1/27 |
|
1,000 |
806 |
|
|
Puerto Rico Commonwealth Pub. Impt. Gen. Oblig.: |
|
|
|
|
|
(Pub. Impt. Proj.) Series 2002 A, 5.5% 7/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
4,150 |
3,933 |
|
|
Series 2007 A, 5.5% 7/1/19 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
5,000 |
4,777 |
|
|
Puerto Rico Elec. Pwr. Auth. Pwr. Rev. Series QQ, 5.5% 7/1/16 (XL Cap. Assurance, Inc. Insured) |
|
1,000 |
923 |
|
|
Puerto Rico Muni. Fin. Agcy. Series 2005 C, 5.25% 8/1/17 (FSA Insured) |
|
1,000 |
999 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
Puerto Rico - continued |
||||
|
Puerto Rico Sales Tax Fing. Corp. Sales Tax Rev.: |
|
|
|
|
|
Series 2007 A: |
|
|
|
|
|
0% 8/1/45 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
$ 1,650 |
$ 206 |
|
|
0% 8/1/47 (AMBAC Insured) |
|
2,400 |
263 |
|
|
Series 2009 A, 6% 8/1/42 |
|
1,300 |
1,126 |
|
|
Series A, 0% 8/1/54 (AMBAC Insured) |
|
20,000 |
1,431 |
|
|
|
14,464 |
|||
|
Virgin Islands - 0.4% |
||||
|
Virgin Islands Pub. Fin. Auth. Series 2009 B: |
|
|
|
|
|
5% 10/1/16 |
|
4,000 |
4,339 |
|
|
5% 10/1/17 |
|
2,750 |
3,034 |
|
|
|
7,373 |
|||
|
TOTAL MUNICIPAL BONDS (Cost $1,620,580) |
|
|||
|
Municipal Notes - 0.6% |
|||
|
|
|
|
|
|
New York - 0.6% |
|||
|
Elmira City School District BAN Series 2013 A, 1.25% 12/12/13 |
6,900 |
6,906 |
|
|
Nassau County Gen. Oblig. BAN Series 2013 A, 2% 2/5/14 |
3,000 |
3,013 |
|
|
TOTAL MUNICIPAL NOTES (Cost $9,918) |
|
||
|
TOTAL INVESTMENT PORTFOLIO - 97.2% (Cost $1,630,498) |
1,665,662 |
||
|
NET OTHER ASSETS (LIABILITIES) - 2.8% |
47,844 |
||
|
NET ASSETS - 100% |
$ 1,713,506 |
||
|
Security Type Abbreviations |
||
|
BAN |
- |
BOND ANTICIPATION NOTE |
|
Legend |
|
(a) Coupon rates for floating and adjustable rate securities reflect the rates in effect at period end. |
|
(b) Private activity obligations whose interest is subject to the federal alternative minimum tax for individuals. |
|
Other Information |
|
All investments are categorized as Level 2 under the Fair Value Hierarchy. The inputs or methodology used for valuing securities may not be an indication of the risk associated with investing in those securities. For more information on valuation inputs, please refer to the Investment Valuation section at the end of this listing. |
|
Income Tax Information |
|
At October 31, 2013, the cost of investment securities for income tax purposes was $1,630,364,000. Net unrealized appreciation aggregated $35,298,000, of which $56,493,000 related to appreciated investment securities and $21,195,000 related to depreciated investment securities. |
|
Investment Valuation |
|
Investments are valued as of 4:00 p.m. Eastern time on the last calendar day of the period. Security transactions are accounted for as of trade date. In accordance with valuation policies and procedures approved by the Board of Trustees (the Board), the Fund attempts to obtain prices from one or more third party pricing vendors or brokers to value its investments. When current market prices, quotations or currency exchange rates are not readily available or reliable, investments will be fair valued in good faith by the Fidelity Management & Research Company (FMR) Fair Value Committee (the Committee), in accordance with procedures adopted by the Board. Factors used in determining fair value vary by investment type and may include market or investment specific events, changes in interest rates and credit quality. The frequency with which these procedures are used cannot be predicted and they may be utilized to a significant extent. The Committee oversees the Fund's valuation policies and procedures and is responsible for approving and reporting to the Board all fair value determinations. The Fund categorizes the inputs to valuation techniques used to value its investments into a disclosure hierarchy consisting of three levels: Level 1 - quoted prices in active markets for identical investments: Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds etc.): Level 3 - unobservable inputs (including the Fund's own assumptions based on the best information available). Changes in valuation techniques may result in transfers in or out of an assigned level within the disclosure hierarchy. Valuation techniques used to value the Fund's investments by major category are as follows: |
|
Debt securities, including restricted securities, are valued based on evaluated prices received from third party pricing vendors or from brokers who make markets in such securities. For municipal securities, pricing vendors utilize matrix pricing which considers yield or price of bonds of comparable quality, coupon, maturity and type as well as broker-supplied prices. |
|
When independent prices are unavailable or unreliable, debt securities may be valued utilizing pricing methodologies which consider similar factors that would be used by third party pricing vendors. Debt securities are generally categorized as Level 2 in the hierarchy but may be Level 3 depending on the circumstances. |
|
For additional information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semiannual or annual shareholder report. |
Quarterly Report
|
The fund's schedule of investments as of the date on the cover of this report has not been audited. This report is
provided for the general information of the fund's shareholders. For more information regarding the fund and
its holdings, please visit advisor.fidelity.com or call Fidelity at 1-877-208-0098 for a free copy of the fund's most
recent prospectus and annual report. or an affiliate. |
Quarterly Report
Quarterly Holdings Report
for
Fidelity ® New York Municipal
Income Fund
October 31, 2013
1.809090.110
NFY-QTLY-1213
Showing Percentage of Net Assets
|
Municipal Bonds - 96.6% |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - 91.5% |
||||
|
Albany Indl. Dev. Agcy. Civic Facility Rev. (St. Peters Hosp. Proj.) Series 2008 A, 5.75% 11/15/22 |
|
$ 3,000 |
$ 3,282 |
|
|
Albany Muni. Wtr. Fin. Auth. Series 2011 A: |
|
|
|
|
|
5% 12/1/20 |
|
1,215 |
1,438 |
|
|
5% 12/1/22 |
|
1,000 |
1,165 |
|
|
Erie County Indl. Dev. Agcy. School Facilities Rev. (Buffalo City School District Proj.): |
|
|
|
|
|
Series 2007 A, 5.75% 5/1/27 (FSA Insured) |
|
5,000 |
5,526 |
|
|
Series 2008 A, 5.75% 5/1/29 (FSA Insured) |
|
3,535 |
3,908 |
|
|
Grand Central District Mgmt. Assoc., Inc. Series 2004, 5% 1/1/14 |
|
1,000 |
1,008 |
|
|
Great Neck North Wtr. Auth. Wtr. Sys. Rev. Series 2008, 5% 1/1/38 |
|
1,660 |
1,694 |
|
|
Hempstead Local Dev. Corp. Rev.: |
|
|
|
|
|
(Adelphi Univ. Proj.): |
|
|
|
|
|
Series 2009 A, 5% 2/1/14 |
|
1,035 |
1,044 |
|
|
Series 2009 B, 5.25% 2/1/39 |
|
1,200 |
1,222 |
|
|
(Molloy College Proj.) Series 2009: |
|
|
|
|
|
5% 7/1/17 |
|
1,035 |
1,121 |
|
|
5.25% 7/1/18 |
|
1,090 |
1,207 |
|
|
5.25% 7/1/19 |
|
1,100 |
1,231 |
|
|
5.75% 7/1/39 |
|
6,500 |
6,898 |
|
|
Hudson Yards Infrastructure Corp. New York Rev. Series 2012 A: |
|
|
|
|
|
5.25% 2/15/47 |
|
6,525 |
6,703 |
|
|
5.75% 2/15/47 |
|
19,685 |
20,821 |
|
|
Long Island Pwr. Auth. Elec. Sys. Rev.: |
|
|
|
|
|
Series 2000 A, 0% 6/1/19 (FSA Insured) |
|
1,040 |
925 |
|
|
Series 2006 A, 5.25% 12/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
17,780 |
19,254 |
|
|
Series 2006 E, 5% 12/1/17 |
|
10,000 |
11,053 |
|
|
Series 2009 A: |
|
|
|
|
|
5.25% 4/1/21 |
|
1,945 |
2,163 |
|
|
5.75% 4/1/39 |
|
6,500 |
6,953 |
|
|
6.25% 4/1/33 |
|
1,655 |
1,858 |
|
|
Series 2012 A, 5% 9/1/42 |
|
2,320 |
2,346 |
|
|
Series 2012 B: |
|
|
|
|
|
5% 9/1/25 |
|
4,000 |
4,366 |
|
|
5% 9/1/26 |
|
10,065 |
10,783 |
|
|
5% 9/1/27 |
|
10,000 |
10,562 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
Madison County Cap. Resource Corp. Rev. (Colgate Univ. Proj.): |
|
|
|
|
|
Series 2010 A: |
|
|
|
|
|
5% 7/1/24 |
|
$ 1,405 |
$ 1,581 |
|
|
5% 7/1/25 |
|
1,000 |
1,119 |
|
|
5% 7/1/26 |
|
1,150 |
1,264 |
|
|
5% 7/1/27 |
|
1,630 |
1,776 |
|
|
5% 7/1/28 |
|
1,015 |
1,093 |
|
|
Series 2012 A, 5% 7/1/23 |
|
1,000 |
1,164 |
|
|
Metropolitan Trans. Auth. Svc. Contract Rev. Series 7, 5.625% 7/1/16 (Escrowed to Maturity) |
|
570 |
597 |
|
|
Nassau County Local Econ. Assistance and Fin. Corp. (Catholic Health Svcs. of Long Island Obligated Group Proj.) Series 2011: |
|
|
|
|
|
5% 7/1/21 |
|
10,000 |
11,021 |
|
|
5% 7/1/22 |
|
5,500 |
5,946 |
|
|
Nassau County Local Econ. Assistance Corp. (Univ. Hosp. Proj.) Series 2012: |
|
|
|
|
|
5% 7/1/20 |
|
2,000 |
2,182 |
|
|
5% 7/1/22 |
|
2,000 |
2,159 |
|
|
5% 7/1/27 |
|
2,155 |
2,187 |
|
|
New York City Gen. Oblig.: |
|
|
|
|
|
Series 2005 A: |
|
|
|
|
|
5% 8/1/19 |
|
845 |
900 |
|
|
5% 8/1/19 (Pre-Refunded to 8/1/15 @ 100) |
|
2,155 |
2,331 |
|
|
Series 2005 O: |
|
|
|
|
|
5% 6/1/22 |
|
1,150 |
1,225 |
|
|
5% 6/1/22 (Pre-Refunded to 6/1/15 @ 100) |
|
2,060 |
2,210 |
|
|
Series 2006 I1, 5% 4/1/23 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
2,395 |
2,607 |
|
|
Series 2008 A1, 5.25% 8/15/27 |
|
15,000 |
16,897 |
|
|
Series 2008 D1, 5.125% 12/1/23 |
|
5,000 |
5,703 |
|
|
Series 2012 A, 5% 8/1/24 |
|
2,400 |
2,727 |
|
|
Series 2012 G1, 5% 4/1/25 |
|
4,300 |
4,877 |
|
|
New York City Health & Hosp. Corp. Rev. Series 2008 A, 5.5% 2/15/21 |
|
5,000 |
5,626 |
|
|
New York City Indl. Dev. Agcy. Civic Facility Rev. (Polytechnic Univ. NY Proj.): |
|
|
|
|
|
5.25% 11/1/27 (ACA Finl. Guaranty Corp. Insured) |
|
2,900 |
2,999 |
|
|
5.25% 11/1/37 (ACA Finl. Guaranty Corp. Insured) |
|
9,590 |
9,748 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York City Muni. Wtr. Fin. Auth. Wtr. & Swr. Sys. Rev.: |
|
|
|
|
|
Series 1998 D, 0% 6/15/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
$ 2,405 |
$ 2,125 |
|
|
Series 2005 D: |
|
|
|
|
|
5% 6/15/37 |
|
16,090 |
16,571 |
|
|
5% 6/15/38 |
|
20,050 |
20,608 |
|
|
5% 6/15/39 |
|
3,755 |
3,848 |
|
|
5% 6/15/39 |
|
2,800 |
2,869 |
|
|
Series 2008 AA, 5% 6/15/27 |
|
10,000 |
10,847 |
|
|
Series 2009 A, 5.75% 6/15/40 |
|
10,025 |
11,085 |
|
|
Series 2009 C, 5% 6/15/44 |
|
2,700 |
2,796 |
|
|
Series 2009 DD, 6% 6/15/40 |
|
1,115 |
1,247 |
|
|
Series 2009 EE, 5.25% 6/15/40 |
|
8,500 |
9,025 |
|
|
Series 2009 FF 2, 5.5% 6/15/40 |
|
9,295 |
10,008 |
|
|
Series 2009 GG, 5.25% 6/15/40 |
|
10,000 |
10,617 |
|
|
Series 2009 GG1, 5.25% 6/15/32 |
|
5,000 |
5,439 |
|
|
Series 2011 EE: |
|
|
|
|
|
5.375% 6/15/40 |
|
2,310 |
2,474 |
|
|
5.375% 6/15/43 |
|
20,035 |
21,342 |
|
|
5.5% 6/15/43 |
|
4,375 |
4,707 |
|
|
Series 2012 BB, 5.25% 6/15/44 |
|
2,330 |
2,461 |
|
|
Series 2012 CC, 5% 6/15/45 |
|
8,000 |
8,280 |
|
|
Series 2012 FF, 5% 6/15/24 |
|
18,240 |
21,065 |
|
|
Series 2013 CC, 5% 6/15/47 |
|
16,000 |
16,643 |
|
|
Series GG, 5% 6/15/43 |
|
2,700 |
2,797 |
|
|
New York City Transitional Fin. Auth. Bldg. Aid Rev.: |
|
|
|
|
|
Series 2007 S1, 5% 7/15/36 |
|
3,000 |
3,085 |
|
|
Series 2008 S1, 5% 1/15/34 |
|
10,000 |
10,410 |
|
|
Series 2009 S1: |
|
|
|
|
|
5.5% 7/15/31 |
|
5,000 |
5,516 |
|
|
5.5% 7/15/38 |
|
2,900 |
3,122 |
|
|
5.625% 7/15/38 |
|
2,900 |
3,137 |
|
|
Series 2009 S2, 6% 7/15/38 |
|
7,500 |
8,405 |
|
|
Series 2009 S3: |
|
|
|
|
|
5.25% 1/15/26 |
|
1,000 |
1,134 |
|
|
5.25% 1/15/39 |
|
6,100 |
6,516 |
|
|
5.375% 1/15/34 |
|
13,435 |
14,701 |
|
|
Series 2009 S4: |
|
|
|
|
|
5.5% 1/15/34 |
|
1,000 |
1,105 |
|
|
5.5% 1/15/39 |
|
6,700 |
7,351 |
|
|
5.75% 1/15/39 |
|
2,900 |
3,223 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York City Transitional Fin. Auth. Bldg. Aid Rev.: - continued |
|
|
|
|
|
Series 2009 S5, 5.25% 1/15/39 |
|
$ 10,180 |
$ 10,825 |
|
|
Series 2012 S1 A, 5.25% 7/15/37 |
|
11,500 |
12,185 |
|
|
Series S1, 5% 7/15/28 |
|
9,000 |
9,842 |
|
|
New York City Transitional Fin. Auth. Rev.: |
|
|
|
|
|
Series 2003 B, 5% 2/1/22 |
|
7,160 |
8,364 |
|
|
Series 2011 A: |
|
|
|
|
|
5% 11/1/23 |
|
2,000 |
2,336 |
|
|
5.5% 11/15/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
15 |
15 |
|
|
Series 2012 B, 5% 11/1/24 |
|
7,500 |
8,764 |
|
|
Series 2013 F: |
|
|
|
|
|
5% 2/1/31 |
|
6,000 |
6,474 |
|
|
5% 2/1/32 |
|
5,000 |
5,359 |
|
|
5% 2/1/28 |
|
5,850 |
5,906 |
|
|
5% 2/1/28 (Pre-Refunded to 2/1/14 @ 100) |
|
1,625 |
1,644 |
|
|
New York City Trust Cultural Resources Rev. (Carnegie Hall Proj.) Series 2009 A, 5% 12/1/39 |
|
23,090 |
23,586 |
|
|
New York Convention Ctr. Dev. Corp. Rev. Series 2005, 5% 11/15/44 |
|
23,500 |
23,567 |
|
|
New York Dorm. Auth. Mental Health Svcs. Facilities Impt. Rev.: |
|
|
|
|
|
(State Univ. Proj.) Series 2012 A, 5% 5/15/22 |
|
5,700 |
6,707 |
|
|
Series 2012 A, 5% 5/15/23 |
|
2,400 |
2,788 |
|
|
New York Dorm. Auth. Personal Income Tax Rev.: |
|
|
|
|
|
(Ed. Proj.): |
|
|
|
|
|
Series 2006 C: |
|
|
|
|
|
5% 12/15/22 |
|
4,305 |
4,799 |
|
|
5% 12/15/31 |
|
10,000 |
10,605 |
|
|
Series 2006 D: |
|
|
|
|
|
5% 3/15/20 |
|
3,500 |
3,871 |
|
|
5% 3/15/36 |
|
3,320 |
3,378 |
|
|
Series 2007 A: |
|
|
|
|
|
5% 3/15/32 |
|
3,700 |
3,915 |
|
|
5% 3/15/37 |
|
1,700 |
1,787 |
|
|
Series 2008 A, 5% 3/15/24 |
|
5,000 |
5,546 |
|
|
Series 2008 B: |
|
|
|
|
|
5.25% 3/15/38 |
|
1,500 |
1,630 |
|
|
5.75% 3/15/36 |
|
10,500 |
11,705 |
|
|
Series 2009 A: |
|
|
|
|
|
5% 2/15/34 |
|
15,500 |
16,743 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York Dorm. Auth. Personal Income Tax Rev.: - continued |
|
|
|
|
|
Series 2009 A: |
|
|
|
|
|
5% 2/15/39 |
|
$ 20,355 |
$ 21,176 |
|
|
5.25% 2/15/23 |
|
7,940 |
9,205 |
|
|
Series 2012 A, 5% 12/15/24 |
|
10,000 |
11,601 |
|
|
Series 2012 D: |
|
|
|
|
|
5% 2/15/24 |
|
5,000 |
5,776 |
|
|
5% 2/15/37 |
|
7,500 |
7,846 |
|
|
New York Dorm. Auth. Revs.: |
|
|
|
|
|
(Colgate Univ. Proj.) Series 1996: |
|
|
|
|
|
6% 7/1/16 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,205 |
1,276 |
|
|
6% 7/1/21 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
2,500 |
2,942 |
|
|
(Cornell Univ. Proj.): |
|
|
|
|
|
Series 2008 C: |
|
|
|
|
|
5% 7/1/29 |
|
2,015 |
2,198 |
|
|
5% 7/1/37 |
|
6,000 |
6,354 |
|
|
Series 2009 A: |
|
|
|
|
|
5% 7/1/22 |
|
445 |
512 |
|
|
5% 7/1/23 |
|
1,315 |
1,508 |
|
|
(Fordham Univ. Proj.) 5.5% 7/1/36 |
|
2,000 |
2,130 |
|
|
(Marymount Manhattan College Proj.) Series 2009: |
|
|
|
|
|
5% 7/1/15 |
|
1,850 |
1,945 |
|
|
5% 7/1/17 |
|
2,080 |
2,254 |
|
|
(Mental Health Svcs. Proj.) Series 2005 E, 5% 2/15/22 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
5,115 |
5,359 |
|
|
(New York City Court Facilities Lease Proj.) Series 2005 A: |
|
|
|
|
|
5.5% 5/15/20 |
|
13,000 |
15,560 |
|
|
5.5% 5/15/21 (AMBAC Insured) |
|
10,000 |
11,979 |
|
|
5.5% 5/15/28 |
|
2,700 |
3,133 |
|
|
(New York City Gen. Oblig. Proj.) Series B, 6% 7/1/14 |
|
410 |
412 |
|
|
(New York Univ. Hosp. Ctr. Proj.): |
|
|
|
|
|
Series 2006 A: |
|
|
|
|
|
5% 7/1/14 |
|
1,510 |
1,554 |
|
|
5% 7/1/16 |
|
1,130 |
1,251 |
|
|
5% 7/1/20 |
|
5,435 |
5,831 |
|
|
Series 2007 B, 5.25% 7/1/24 |
|
100 |
108 |
|
|
Series 2011 A: |
|
|
|
|
|
5.75% 7/1/31 |
|
4,000 |
4,378 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York Dorm. Auth. Revs.: - continued |
|
|
|
|
|
(New York Univ. Hosp. Ctr. Proj.): |
|
|
|
|
|
Series 2011 A: - continued |
|
|
|
|
|
6% 7/1/40 |
|
$ 4,000 |
$ 4,353 |
|
|
(New York Univ. Proj.): |
|
|
|
|
|
Series 2001 1, 5.5% 7/1/40 (AMBAC Insured) |
|
3,000 |
3,353 |
|
|
Series 2008 A, 5.25% 7/1/48 |
|
11,930 |
12,609 |
|
|
Series 2008 B, 5.25% 7/1/48 |
|
8,000 |
8,455 |
|
|
(North Shore - Long Island Jewish Obligated Group Proj.) Series 2009 A, 5.5% 5/1/37 |
|
8,085 |
8,506 |
|
|
(North Shore Univ. Hosp. Proj.): |
|
|
|
|
|
Series 2007 A: |
|
|
|
|
|
5% 5/1/19 |
|
2,000 |
2,204 |
|
|
5% 5/1/21 |
|
1,315 |
1,413 |
|
|
Series 1998, 5.5% 11/1/14 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,500 |
1,574 |
|
|
(Orange Reg'l. Med. Ctr. Proj.) Series 2008, 6.125% 12/1/29 |
|
1,000 |
1,006 |
|
|
(Rochester Institute of Technology Proj.) Series 2010: |
|
|
|
|
|
5% 7/1/20 |
|
1,000 |
1,170 |
|
|
5% 7/1/21 |
|
1,500 |
1,726 |
|
|
(Rockefeller Univ. Proj.) Series 2009 C, 5% 7/1/40 |
|
15,000 |
15,783 |
|
|
(School District Fing. Prog.): |
|
|
|
|
|
Series 2002 D, 5.5% 10/1/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
35 |
35 |
|
|
Series 2002 H, 5.5% 10/1/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
30 |
30 |
|
|
(Skidmore College Proj.) Series 2011 A, 5.5% 7/1/41 |
|
3,000 |
3,157 |
|
|
(St. John's Univ. Proj.) Series 2007 A, 5.25% 7/1/37 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
18,915 |
19,209 |
|
|
(State Univ. Edl. Facilities Proj.) Series A, 5.25% 5/15/15 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
8,855 |
9,201 |
|
|
(Teachers College Proj.) Series 2009: |
|
|
|
|
|
5.375% 3/1/29 |
|
2,930 |
3,097 |
|
|
5.5% 3/1/39 |
|
2,500 |
2,579 |
|
|
(Univ. of Rochester Proj.) Series 2007 A1: |
|
|
|
|
|
5% 7/1/18 |
|
3,000 |
3,357 |
|
|
5% 7/1/39 |
|
19,005 |
19,739 |
|
|
(Vassar College Proj.) Series 2010, 5% 7/1/49 |
|
9,000 |
9,204 |
|
|
Series 1: |
|
|
|
|
|
4% 7/1/21 |
|
1,000 |
1,102 |
|
|
5% 7/1/21 |
|
1,000 |
1,175 |
|
|
5% 7/1/23 |
|
1,350 |
1,571 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York Dorm. Auth. Revs.: - continued |
|
|
|
|
|
Series 2005 B: |
|
|
|
|
|
5.25% 7/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
$ 3,345 |
$ 3,564 |
|
|
5.25% 7/1/21 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,745 |
1,859 |
|
|
5.25% 7/1/22 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,835 |
1,956 |
|
|
Series 2005 F, 5% 3/15/35 (FSA Insured) |
|
5,000 |
5,082 |
|
|
Series 2008 D, 5.25% 8/15/17 (FSA Insured) |
|
3,000 |
3,464 |
|
|
Series 2010 A: |
|
|
|
|
|
5% 7/1/19 |
|
1,500 |
1,730 |
|
|
5% 7/1/21 |
|
7,000 |
7,866 |
|
|
5% 7/1/22 |
|
6,000 |
6,711 |
|
|
5% 7/1/41 |
|
12,000 |
12,709 |
|
|
Series 2011 A: |
|
|
|
|
|
5% 5/1/18 |
|
1,000 |
1,143 |
|
|
5% 5/1/20 |
|
5,590 |
6,415 |
|
|
5% 5/1/21 |
|
3,140 |
3,586 |
|
|
5% 5/1/22 |
|
2,350 |
2,651 |
|
|
Series 2012 F: |
|
|
|
|
|
5% 10/1/19 (FSA Insured) |
|
2,100 |
2,449 |
|
|
5% 10/1/20 (FSA Insured) |
|
1,100 |
1,281 |
|
|
5% 10/1/21 (FSA Insured) |
|
1,000 |
1,164 |
|
|
5% 10/1/23 (FSA Insured) |
|
1,000 |
1,151 |
|
|
5% 10/1/24 (FSA Insured) |
|
750 |
853 |
|
|
Series 2012: |
|
|
|
|
|
5% 7/1/23 |
|
1,000 |
1,143 |
|
|
5% 7/1/38 |
|
1,000 |
1,025 |
|
|
Series A, 5.75% 7/1/18 |
|
5,000 |
5,448 |
|
|
New York Envir. Facilities Corp. Clean Wtr. & Drinking Wtr.: |
|
|
|
|
|
(New York City Muni. Wtr. Fin. Auth. Proj.) Series 2004 F, 5% 6/15/34 |
|
4,825 |
4,895 |
|
|
Series 2004 D, 5% 2/15/34 |
|
12,150 |
12,373 |
|
|
New York Envir. Facilities Corp. Poll. Cont. Rev.: |
|
|
|
|
|
(New York City Muni. Wtr. Fin. Auth. Proj.) Series E, 6.5% 6/15/14 |
|
10 |
10 |
|
|
(Pooled Ln. Prog.) Series 1993 B, 5.2% 5/15/14 |
|
215 |
216 |
|
|
New York Hsg. Fin. Agcy. Personal Income Tax Rev. (Econ. Dev. & Hsg. Proj.) Series 2008 A, 5% 3/15/34 |
|
10,000 |
10,656 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York Liberty Dev. Corp. Lib (4 World Trade Ctr. Proj.) Series 2011, 5.125% 11/15/44 |
|
$ 29,440 |
$ 30,069 |
|
|
New York Metropolitan Trans. Auth. Dedicated Tax Fund Rev.: |
|
|
|
|
|
Series 2009 A: |
|
|
|
|
|
5.5% 11/15/39 |
|
10,400 |
10,944 |
|
|
5.625% 11/15/39 |
|
6,000 |
6,362 |
|
|
Series 2009 B, 5% 11/15/34 |
|
19,560 |
20,407 |
|
|
Series 2012 A: |
|
|
|
|
|
5% 11/15/22 |
|
2,500 |
2,969 |
|
|
5% 11/15/29 |
|
17,000 |
18,601 |
|
|
New York Metropolitan Trans. Auth. Rev.: |
|
|
|
|
|
Bonds: |
|
|
|
|
|
Series 2012 G1, 0.54%, tender 11/1/14 (a) |
|
3,200 |
3,197 |
|
|
Series 2012 G2, 0.65%, tender 11/1/15 (a) |
|
6,300 |
6,284 |
|
|
Series 2005 A, 5.5% 11/15/18 (AMBAC Insured) |
|
2,000 |
2,389 |
|
|
Series 2005 B, 5% 11/15/35 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
3,300 |
3,342 |
|
|
Series 2005 G, 5% 11/15/21 |
|
3,200 |
3,666 |
|
|
Series 2007 B: |
|
|
|
|
|
5% 11/15/26 |
|
8,185 |
8,696 |
|
|
5% 11/15/28 |
|
2,235 |
2,357 |
|
|
Series 2008 A, 5.25% 11/15/36 |
|
15,000 |
15,443 |
|
|
Series 2008 B2: |
|
|
|
|
|
5% 11/15/22 |
|
4,000 |
4,629 |
|
|
5% 11/15/23 |
|
5,910 |
6,748 |
|
|
Series 2008 C, 6.5% 11/15/28 |
|
9,670 |
11,472 |
|
|
Series 2011 A: |
|
|
|
|
|
5% 11/15/18 |
|
1,000 |
1,170 |
|
|
5% 11/15/22 |
|
1,500 |
1,713 |
|
|
Series 2011 D: |
|
|
|
|
|
5% 11/15/20 |
|
2,000 |
2,343 |
|
|
5% 11/15/24 |
|
6,590 |
7,345 |
|
|
5% 11/15/25 |
|
5,000 |
5,514 |
|
|
Series 2012 D, 5% 11/15/25 |
|
20,000 |
22,190 |
|
|
Series 2012 E, 5% 11/15/20 |
|
3,165 |
3,708 |
|
|
Series 2012 F: |
|
|
|
|
|
5% 11/15/21 |
|
1,500 |
1,746 |
|
|
5% 11/15/22 |
|
5,000 |
5,786 |
|
|
5% 11/15/23 |
|
7,000 |
7,993 |
|
|
Series 2012 H: |
|
|
|
|
|
5% 11/15/24 |
|
3,290 |
3,694 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
New York Metropolitan Trans. Auth. Rev.: - continued |
|
|
|
|
|
Series 2012 H: - continued |
|
|
|
|
|
5% 11/15/33 |
|
$ 3,505 |
$ 3,629 |
|
|
5% 11/15/42 |
|
4,750 |
4,822 |
|
|
5.5% 11/15/18 |
|
2,000 |
2,246 |
|
|
New York Pwr. Auth. Series 2007 A, 5% 11/15/47 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
20,000 |
20,699 |
|
|
New York Sales Tax Asset Receivables Corp. Series 2005 A, 5.25% 10/15/27 (AMBAC Insured) |
|
4,355 |
4,520 |
|
|
New York State Gen. Oblig. Series 2009 A, 0% 2/15/19 |
|
2,050 |
1,854 |
|
|
New York Thruway Auth. Gen. Rev.: |
|
|
|
|
|
Series 2005 G: |
|
|
|
|
|
5% 1/1/32 (FSA Insured) |
|
2,800 |
2,906 |
|
|
5.25% 1/1/27 |
|
6,570 |
6,907 |
|
|
Series 2007 H: |
|
|
|
|
|
5% 1/1/21 |
|
5,755 |
6,430 |
|
|
5% 1/1/25 |
|
13,000 |
14,210 |
|
|
5% 1/1/26 |
|
4,000 |
4,338 |
|
|
New York Thruway Auth. Hwy. & Bridge Trust Fund Series 2007 B, 5% 4/1/27 |
|
6,750 |
7,249 |
|
|
New York Thruway Auth. Personal Income Tax Rev. Series 2007 A: |
|
|
|
|
|
5.25% 3/15/24 |
|
4,180 |
4,691 |
|
|
5.25% 3/15/25 |
|
8,000 |
8,927 |
|
|
5.25% 3/15/26 |
|
12,080 |
13,470 |
|
|
New York Thruway Auth. Second Gen. Hwy. & Bridge Trust Fund: |
|
|
|
|
|
Series 2011 A1, 5% 4/1/22 |
|
4,000 |
4,666 |
|
|
Series 2011 A2: |
|
|
|
|
|
5% 4/1/21 |
|
2,385 |
2,814 |
|
|
5% 4/1/23 |
|
6,000 |
6,899 |
|
|
New York Urban Dev. Corp. Rev.: |
|
|
|
|
|
(Econ. Dev. and Hsg. Proj.) Series 2008 A1, 5% 12/15/26 |
|
10,000 |
11,145 |
|
|
Series 2007 A: |
|
|
|
|
|
5% 1/1/23 (FSA Insured) |
|
6,165 |
6,741 |
|
|
5% 1/1/24 (FSA Insured) |
|
5,975 |
6,494 |
|
|
Niagara Falls City Niagara County Pub. Impt. Series 1994: |
|
|
|
|
|
7.5% 3/1/16 (Escrowed to Maturity) |
|
90 |
105 |
|
|
7.5% 3/1/16 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
970 |
1,083 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
Niagara Falls City Niagara County Pub. Impt. Series 1994: - continued |
|
|
|
|
|
7.5% 3/1/17 (Escrowed to Maturity) |
|
$ 100 |
$ 123 |
|
|
7.5% 3/1/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,100 |
1,267 |
|
|
Niagara Falls Pub. Wtr. Auth. Series 2005, 5.5% 7/15/34 (XL Cap. Assurance, Inc. Insured) |
|
1,000 |
1,007 |
|
|
Oneida County Indl. Dev. Agcy. (Hamilton College Proj.) Series 2002, 5% 9/15/32 |
|
5,000 |
5,319 |
|
|
Saratoga County Indl. Dev. Agcy. (The Saratoga Hosp. Proj.) Series 2007 B, 5.25% 12/1/32 |
|
680 |
694 |
|
|
Schenectady Indl. Dev. Agcy. Civic Facility Rev. (Union College Proj.) Series 2006, 5% 7/1/15 |
|
1,005 |
1,078 |
|
|
Tobacco Settlement Fing. Corp.: |
|
|
|
|
|
Series 2003 A1: |
|
|
|
|
|
5.25% 6/1/21 (AMBAC Insured) |
|
3,255 |
3,265 |
|
|
5.25% 6/1/22 (AMBAC Insured) |
|
8,070 |
8,095 |
|
|
5.5% 6/1/19 |
|
2,275 |
2,283 |
|
|
Series 2003 B-1C: |
|
|
|
|
|
5.5% 6/1/19 |
|
10,615 |
10,652 |
|
|
5.5% 6/1/20 |
|
16,000 |
16,055 |
|
|
5.5% 6/1/21 |
|
12,070 |
12,110 |
|
|
5.5% 6/1/22 |
|
9,700 |
9,732 |
|
|
Triborough Bridge & Tunnel Auth. Revs.: |
|
|
|
|
|
(MTA Bridges and Tunnels Proj.) Series 2008 A: |
|
|
|
|
|
5% 11/15/37 |
|
22,500 |
23,207 |
|
|
5.25% 11/15/38 |
|
14,500 |
15,116 |
|
|
Series 2006 A, 5% 11/15/31 |
|
965 |
1,035 |
|
|
Series 2012 B: |
|
|
|
|
|
0% 11/15/27 |
|
2,500 |
1,418 |
|
|
0% 11/15/28 |
|
2,500 |
1,330 |
|
|
Series 2013 A: |
|
|
|
|
|
5% 11/15/23 |
|
1,785 |
2,087 |
|
|
5% 11/15/24 |
|
4,000 |
4,601 |
|
|
Series 2013 C: |
|
|
|
|
|
5% 11/15/26 |
|
5,475 |
6,240 |
|
|
5% 11/15/27 |
|
5,660 |
6,402 |
|
|
5% 11/15/28 |
|
5,935 |
6,560 |
|
|
5% 11/15/29 |
|
6,340 |
6,938 |
|
|
Troy Cap. Resource Corp. Rev. (Rensselaer Polytechnic Institute Proj.) Series 2010 A: |
|
|
|
|
|
5% 9/1/30 |
|
5,775 |
6,053 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
New York - continued |
||||
|
Troy Cap. Resource Corp. Rev. (Rensselaer Polytechnic Institute Proj.) Series 2010 A: - continued |
|
|
|
|
|
5.125% 9/1/40 |
|
$ 8,055 |
$ 8,224 |
|
|
Yonkers Gen. Oblig. Series 2005 A, 5% 8/1/15 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
4,000 |
4,277 |
|
|
Yonkers Indl. Dev. Agcy. Civic Facility Rev. (Sarah Lawrence College Proj.) Series A: |
|
|
|
|
|
6% 6/1/29 |
|
1,130 |
1,216 |
|
|
6% 6/1/41 |
|
5,000 |
5,318 |
|
|
|
1,567,990 |
|||
|
New York & New Jersey - 3.9% |
||||
|
Port Auth. of New York & New Jersey: |
|
|
|
|
|
136th Series, 5.25% 11/1/16 (b) |
|
4,510 |
4,657 |
|
|
141st Series: |
|
|
|
|
|
5% 9/1/18 (b) |
|
6,045 |
6,461 |
|
|
5% 9/1/21 (CIFG North America Insured) (b) |
|
4,600 |
4,880 |
|
|
147th Series, 5% 10/15/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) (b) |
|
5,000 |
5,643 |
|
|
163rd Series, 5% 7/15/35 |
|
25,000 |
26,170 |
|
|
166th Series, 5% 1/15/41 |
|
5,400 |
5,587 |
|
|
85th Series, 5.375% 3/1/28 |
|
6,280 |
7,214 |
|
|
Port Auth. of New York & New Jersey Spl. Oblig. Rev. (JFK Int'l. Air Term. Spl. Proj.) Series 6, 6.25% 12/1/15 (Nat'l. Pub. Fin. Guarantee Corp. Insured) (b) |
|
5,000 |
5,304 |
|
|
|
65,916 |
|||
|
Puerto Rico - 0.8% |
||||
|
Puerto Rico Commonwealth Infrastructure Fing. Auth. Series 2005 C, 5.5% 7/1/27 |
|
1,000 |
806 |
|
|
Puerto Rico Commonwealth Pub. Impt. Gen. Oblig.: |
|
|
|
|
|
(Pub. Impt. Proj.) Series 2002 A, 5.5% 7/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
4,150 |
3,933 |
|
|
Series 2007 A, 5.5% 7/1/19 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
5,000 |
4,777 |
|
|
Puerto Rico Elec. Pwr. Auth. Pwr. Rev. Series QQ, 5.5% 7/1/16 (XL Cap. Assurance, Inc. Insured) |
|
1,000 |
923 |
|
|
Puerto Rico Muni. Fin. Agcy. Series 2005 C, 5.25% 8/1/17 (FSA Insured) |
|
1,000 |
999 |
|
|
Municipal Bonds - continued |
||||
|
|
Principal Amount (000s) |
Value (000s) |
||
|
Puerto Rico - continued |
||||
|
Puerto Rico Sales Tax Fing. Corp. Sales Tax Rev.: |
|
|
|
|
|
Series 2007 A: |
|
|
|
|
|
0% 8/1/45 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
$ 1,650 |
$ 206 |
|
|
0% 8/1/47 (AMBAC Insured) |
|
2,400 |
263 |
|
|
Series 2009 A, 6% 8/1/42 |
|
1,300 |
1,126 |
|
|
Series A, 0% 8/1/54 (AMBAC Insured) |
|
20,000 |
1,431 |
|
|
|
14,464 |
|||
|
Virgin Islands - 0.4% |
||||
|
Virgin Islands Pub. Fin. Auth. Series 2009 B: |
|
|
|
|
|
5% 10/1/16 |
|
4,000 |
4,339 |
|
|
5% 10/1/17 |
|
2,750 |
3,034 |
|
|
|
7,373 |
|||
|
TOTAL MUNICIPAL BONDS (Cost $1,620,580) |
|
|||
|
Municipal Notes - 0.6% |
|||
|
|
|
|
|
|
New York - 0.6% |
|||
|
Elmira City School District BAN Series 2013 A, 1.25% 12/12/13 |
6,900 |
6,906 |
|
|
Nassau County Gen. Oblig. BAN Series 2013 A, 2% 2/5/14 |
3,000 |
3,013 |
|
|
TOTAL MUNICIPAL NOTES (Cost $9,918) |
|
||
|
TOTAL INVESTMENT PORTFOLIO - 97.2% (Cost $1,630,498) |
1,665,662 |
||
|
NET OTHER ASSETS (LIABILITIES) - 2.8% |
47,844 |
||
|
NET ASSETS - 100% |
$ 1,713,506 |
||
|
Security Type Abbreviations |
||
|
BAN |
- |
BOND ANTICIPATION NOTE |
|
Legend |
|
(a) Coupon rates for floating and adjustable rate securities reflect the rates in effect at period end. |
|
(b) Private activity obligations whose interest is subject to the federal alternative minimum tax for individuals. |
|
Other Information |
|
All investments are categorized as Level 2 under the Fair Value Hierarchy. The inputs or methodology used for valuing securities may not be an indication of the risk associated with investing in those securities. For more information on valuation inputs, please refer to the Investment Valuation section at the end of this listing. |
|
Income Tax Information |
|
At October 31, 2013, the cost of investment securities for income tax purposes was $1,630,364,000. Net unrealized appreciation aggregated $35,298,000, of which $56,493,000 related to appreciated investment securities and $21,195,000 related to depreciated investment securities. |
|
Investment Valuation |
|
Investments are valued as of 4:00 p.m. Eastern time on the last calendar day of the period. Security transactions are accounted for as of trade date. In accordance with valuation policies and procedures approved by the Board of Trustees (the Board), the Fund attempts to obtain prices from one or more third party pricing vendors or brokers to value its investments. When current market prices, quotations or currency exchange rates are not readily available or reliable, investments will be fair valued in good faith by the Fidelity Management & Research Company (FMR) Fair Value Committee (the Committee), in accordance with procedures adopted by the Board. Factors used in determining fair value vary by investment type and may include market or investment specific events, changes in interest rates and credit quality. The frequency with which these procedures are used cannot be predicted and they may be utilized to a significant extent. The Committee oversees the Fund's valuation policies and procedures and is responsible for approving and reporting to the Board all fair value determinations. The Fund categorizes the inputs to valuation techniques used to value its investments into a disclosure hierarchy consisting of three levels: Level 1 - quoted prices in active markets for identical investments: Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds etc.): Level 3 - unobservable inputs (including the Fund's own assumptions based on the best information available). Changes in valuation techniques may result in transfers in or out of an assigned level within the disclosure hierarchy. Valuation techniques used to value the Fund's investments by major category are as follows: |
|
Debt securities, including restricted securities, are valued based on evaluated prices received from third party pricing vendors or from brokers who make markets in such securities. For municipal securities, pricing vendors utilize matrix pricing which considers yield or price of bonds of comparable quality, coupon, maturity and type as well as broker-supplied prices. |
|
When independent prices are unavailable or unreliable, debt securities may be valued utilizing pricing methodologies which consider similar factors that would be used by third party pricing vendors. Debt securities are generally categorized as Level 2 in the hierarchy but may be Level 3 depending on the circumstances. |
|
For additional information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semiannual or annual shareholder report. |
Quarterly Report
|
The fund's schedule of investments as of the date on the cover of this report has not been audited. This report is provided for the general information of the fund's shareholders. For more information regarding the fund and its holdings, please see the fund's most recent prospectus and annual report. or an affiliate. |
Quarterly Report
Item 2. Controls and Procedures
(a)(i) The President and Treasurer and the Chief Financial Officer have concluded that the Fidelity New York Municipal Trust's (the "Trust") disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act) provide reasonable assurances that material information relating to the Trust is made known to them by the appropriate persons, based on their evaluation of these controls and procedures as of a date within 90 days of the filing date of this report.
(a)(ii) There was no change in the Trust's internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act) that occurred during the Trust's last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Trust's internal control over financial reporting.
Item 3. Exhibits
|
Certification pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) is filed and attached hereto as Exhibit 99.CERT. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Fidelity New York Municipal Trust
|
By: |
/s/Stephanie J. Dorsey |
|
|
Stephanie J. Dorsey |
|
|
President and Treasurer |
|
|
|
|
Date: |
December 30, 2013 |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
|
By: |
/s/Stephanie J. Dorsey |
|
|
Stephanie J. Dorsey |
|
|
President and Treasurer |
|
|
|
|
Date: |
December 30, 2013 |
|
By: |
/s/Christine Reynolds |
|
|
Christine Reynolds |
|
|
Chief Financial Officer |
|
|
|
|
Date: |
December 30, 2013 |
Exhibit EX-99.CERT
I, Stephanie J. Dorsey, certify that:
1. I have reviewed this report on Form N-Q of Fidelity New York Municipal Trust;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
a. Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b. Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c. Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based upon such evaluation; and
d. Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
a. All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and
b. Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
Date: December 30, 2013
|
/s/Stephanie J. Dorsey |
|
Stephanie J. Dorsey |
|
President and Treasurer |
I, Christine Reynolds, certify that:
1. I have reviewed this report on Form N-Q of Fidelity New York Municipal Trust;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
a. Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b. Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c. Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based upon such evaluation; and
d. Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
a. All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and
b. Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
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/s/Christine Reynolds |
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Christine Reynolds |
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Chief Financial Officer |
Exhibit EX-99.CERT
I, Stephanie J. Dorsey, certify that:
1. I have reviewed this report on Form N-Q of Fidelity New York Municipal Trust;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
a. Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b. Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c. Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based upon such evaluation; and
d. Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
a. All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and
b. Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
Date: December 30, 2013
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/s/Stephanie J. Dorsey |
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Stephanie J. Dorsey |
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President and Treasurer |
I, Christine Reynolds, certify that:
1. I have reviewed this report on Form N-Q of Fidelity New York Municipal Trust;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
a. Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b. Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c. Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based upon such evaluation; and
d. Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
a. All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and
b. Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
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/s/Christine Reynolds |
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Christine Reynolds |
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Chief Financial Officer |