-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MsbCcaxgd2U8NmCb6lYBd5Q7aVbsDWfBjnT1X4ldInmCE/8aat94ELptTBlKhsKz YiNrux9wSVWqiminSV8R5A== 0001082424-99-000002.txt : 19990330 0001082424-99-000002.hdr.sgml : 19990330 ACCESSION NUMBER: 0001082424-99-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990329 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRAN CORP CENTRAL INDEX KEY: 0000718487 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 042729372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-34595 FILM NUMBER: 99575792 BUSINESS ADDRESS: STREET 1: 50 HALL ROAD CITY: STURBRIDGE STATE: MA ZIP: 01566 BUSINESS PHONE: 5083472261 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DALTON DANA H CENTRAL INDEX KEY: 0001082424 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 11800 SUNRISE VALLEY DR STREET 2: 6TH FLOOR CITY: RESTON STATE: VA ZIP: 20191 BUSINESS PHONE: 7034536602 MAIL ADDRESS: STREET 1: SUNRISE VALLEY DR STREET 2: 11800 SUNRISE VALLEY DR CITY: RESTON STATE: VA ZIP: 20191 SC 13G 1 Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 SPECTRAN CORPORATION (Name of Issuer) COMMON STOCK (Title or Class of Securities) 847598109 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ( ) Rule 13d-1(b) (X) Rule 13d-1(c) ( ) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on the Following Pages CUSIP No. 847598109 13G Page 2 of 6 Pages 1. Name of Reporting Person: Dana H. Dalton 2. Check the Appropriate Box if a Member of a Group: (a) ( ) (b) ( X ) 3. SEC Use Only 4. Citizenship or Place of Organization: USA 5. Sole Voting Power: 232,500 6. Shared Voting Power: 100,200 7. Sole Dispositive Power: 232,500 8. Shared Dispositive Power: 100,200 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 368,100 Common Shares 10. Check if the Aggregate Amount in Row #9 Excludes Certain Shares: ( ) 11. Percent of Class Represented by Amount in Row #9: 5.26% 12. Type of Reporting Person: IN 1. Name of Reporting Person: Doris B. Dalton 2. Check the Appropriate Box if a Member of a Group: (a) ( ) (b) ( X ) 3. SEC Use Only 4. Citizenship or Place of Organization: USA 5. Sole Voting Power: 35,400 6. Shared Voting Power: 100,200 7. Sole Dispositive Power: 35,400 8. Shared Dispositive Power: 100,200 CUSIP No. 847598109 13G Page 3 of 6 Pages 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 368,100 Common Shares 10. Check if the Aggregate Amount in Row #9 Excludes Certain Shares: ( ) 11. Percent of Class Represented by Amount in Row #9: 5.26% 12. Type of Reporting Person: IN CUSIP No. 847598109 13G Page 4 of 6 Item 1(a). Name of Issuer: SPECTRAN Corporation 1(b). Address of Issuers Executive Offices: 50 Hall Road Sturbridge, MA 01566 Item 2(a). Name of Person Filing: Dana H. Dalton 2(b). Address of Principal Office: 11800 Sunrise Valley Drive 6th Floor Reston, VA 20191 2(c). Citizenship: USA 2(d). Title of Classification of Securities: Common Stock 2(e). CUISP: 847598109 2(a). Name of Person Filing: Doris B. Dalton 2(b). Address of Principal Office: 11800 Sunrise Valley Drive 6th Floor Reston, VA 20191 2(c). Citizenship: USA 2(d). Title of Classification of Securities: Common Stock 2(e). CUISP: 847598109 Item 3. Not Applicable. Item 4. Ownership: Dana H. Dalton (a) Percent of Class: 5.26% (b) Amount Beneficially Owned: 368,100 (c) Number of Shares as to which the person has: (i) Sole power to vote or to direct the vote: 232,500 (ii) Shared power to vote or to direct the vote: 100,200 (iii) Sole power to dispose or to direct the disposition of: 232,500 (iv) Shared power to dispose or to direct the disposition of: 100,200 CUSIP No. 847598109 13G Page 5 of 6 Item 4. Ownership: Doris B. Dalton (a) Percent of Class: 5.26% (b) Amount Beneficially Owned: 368,100 (c) Number of Shares as to which the person has: (i) Sole power to vote or to direct the vote: 35,400 (ii) Shared power to vote or to direct the vote: 100,200 (iii) Sole power to dispose or to direct the disposition of: 35,200 (iv) Shared power to dispose or to direct the disposition of: 100,200 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be beneficial owner of more than five percent of the class of securities, check the following ( ). Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable CUSIP No. 847598109 13G Page 6 of 6 Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 25, 1999 Signature: --//Dana H. Dalton//-- Name: Dana H. Dalton -----END PRIVACY-ENHANCED MESSAGE-----