-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K0Paou15dsze9eOaU6wPvxJGk8DD97JZBGt6RqvpSS0vt0p/qBss+fxRwH6C7gbZ bA8Et5WAKBBG/+fL9JtQJw== 0000950123-99-008257.txt : 19990906 0000950123-99-008257.hdr.sgml : 19990906 ACCESSION NUMBER: 0000950123-99-008257 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990903 GROUP MEMBERS: LUCENT TECHNOLOGIES INC GROUP MEMBERS: SEATTLE ACQUISITION INC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRAN CORP CENTRAL INDEX KEY: 0000718487 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 042729372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: SEC FILE NUMBER: 005-34595 FILM NUMBER: 99706400 BUSINESS ADDRESS: STREET 1: 50 HALL ROAD CITY: STURBRIDGE STATE: MA ZIP: 01566 BUSINESS PHONE: 5083472261 MAIL ADDRESS: STREET 1: 50 HALL ROAD CITY: STURBRIDGE STATE: MA ZIP: 01566 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LUCENT TECHNOLOGIES INC CENTRAL INDEX KEY: 0001006240 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 223408857 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: 600 MOUNTAIN AVE CITY: MURRAY HILL STATE: NJ ZIP: 07974 BUSINESS PHONE: 9085828500 MAIL ADDRESS: STREET 1: 600 MOUNTAIN AVE CITY: MURRAY HILL STATE: NJ ZIP: 07974 FORMER COMPANY: FORMER CONFORMED NAME: NS MPG INC DATE OF NAME CHANGE: 19960124 SC 14D1/A 1 AMENDMENT #5 TO SCHEDULE 14D-1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------ SCHEDULE 14D-1 AMENDMENT NO. 5* Tender Offer Statement Pursuant to Section 14(d)(1) of the Securities Exchange Act of 1934 ------------------ - -------------------------------------------------------------------------------- SPECTRAN CORPORATION (Name of Subject Company) SEATTLE ACQUISITION INC. LUCENT TECHNOLOGIES INC. (Bidders) ------------------ COMMON STOCK, PAR VALUE $.10 PER SHARE (Title of Class of Securities) ------------------ 847598109 (CUSIP Number of Class of Securities) ------------------ Pamela F. Craven, Esq. Seattle Acquisition Inc. C/o Lucent Technologies Inc. 600 Mountain Avenue Murray Hill, New Jersey 07974 (908) 582-8500 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications on Behalf of Bidders) ------------------ Copies to: Irving L. Rotter, Esq. Sidley & Austin 875 Third Avenue New York, New York 10022 (212) 906-2000 ------------------ *This Amendment No. 5 constitutes the final amendment to this Schedule 14D-1 and constitutes the Schedule 13D under the Securities Exchange Act of 1934 of Seattle Acquisition Inc. and Lucent Technologies Inc. in connection with the acquisition of SpecTran Corporation. 2 - -------------------------------------------------------------------------------- SCHEDULE 14D-1 CUSIP No. 847598109 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Seattle Acquisition Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(e) or 2(f) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,383,731 - -------------------------------------------------------------------------------- 8 CHECK IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 60.9% - -------------------------------------------------------------------------------- 10 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- 3 - -------------------------------------------------------------------------------- SCHEDULE 14D-1 CUSIP No. 847598109 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Lucent Technologies Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC, OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(e) or 2(f) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,383,731 - -------------------------------------------------------------------------------- 8 CHECK IF THE AGGREGATE AMOUNT IN ROW (7) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 9 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (7) 60.9% - -------------------------------------------------------------------------------- 10 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- 4 TENDER OFFER This Amendment No. 5 (the "Final Amendment") amends and supplements the Tender Offer Statement on Schedule 14D-1 (as amended from time to time, the "Schedule 14D-1") filed with the Securities and Exchange Commission (the "Commission") on July 21, 1999 with respect to the offer by Seattle Acquisition Inc., a Delaware corporation (the "Purchaser") and a wholly owned subsidiary of Lucent Technologies Inc., a Delaware corporation (the "Parent"), to purchase all outstanding shares (the "Shares") of Common Stock, par value $.10 per share (the "Common Stock"), of SpecTran Corporation, a Delaware corporation (the "Company"), at $9.00 per Share (the "Offer Price"), net to the seller in cash, upon the terms and subject to the conditions set forth in the Offer to Purchase dated July 21, 1999 and in the related Letter of Transmittal (which, together with any amendments or supplements thereto, collectively constitute the "Offer"). This Final Amendment also constitutes the Schedule 13D under the Securities Exchange Act of 1934 of the Purchaser and the Parent in connection with the acquisition of the Shares as more fully described below. Unless otherwise indicated herein, each capitalized term used but not defined herein shall have the meaning ascribed to such term in the Schedule 14D-1 or in the Offer to Purchase referred to therein. ITEM 5. PURPOSE OF THE TENDER OFFER AND PLANS OR PROPOSALS OF BIDDER The information set forth in Item 5 is hereby amended and supplemented by the following information: The Parent expects the Company to call a special meeting of stockholders to approve the Merger. At the special meeting of stockholders, the Purchaser will vote all the Shares acquired by it pursuant to the Offer in favor of the Merger, which will be sufficient to approve the Merger under the Delaware General Corporation Law and the Company's Certificate of Incorporation, without the vote of any other stockholder. ITEM 6. INTEREST IN SECURITIES OF THE SUBJECT COMPANY. The information set forth in Item 6 is hereby amended and supplemented by the following information: The Offer expired at 12:00 midnight, Eastern time, on Tuesday, August 31, 1999. On September 1, 1999, the Purchaser accepted for payment a total of 4,383,731 Shares, representing approximately 60.9% of the outstanding Shares (approximately 53.3% on a fully diluted basis). On September 1, 1999, the Parent issued a press release announcing the completion of the Offer, a copy of which has been filed as Exhibit (a)(12) to this Final Amendment and is incorporated herein by reference in its entirety. ITEM 11. MATERIAL TO BE FILED AS EXHIBITS. (a)(12) Text of Press Release, dated September 1, 1999, issued by Parent. 5 SIGNATURES After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 3, 1999 SEATTLE ACQUISITION INC. By: /s/ Pamela F. Craven --------------------------------- Name: Pamela F. Craven Title: Vice President LUCENT TECHNOLOGIES INC. By: /s/ Pamela F. Craven --------------------------------- Name: Pamela F. Craven Title: Vice President-Law 6 EXHIBIT INDEX EXHIBIT NUMBER EXHIBIT DESCRIPTION (a)(12) Text of Press Release, dated September 1, 1999, issued by Parent. EX-99.A.12 2 TEXT OF PRESS RELEASE DATED SEPTEMBER 1, 1999 1 NEWS RELEASE [Lucent Technologies Letterhead] LUCENT TECHNOLOGIES ANNOUNCES EXPIRATION OF SPECTRAN TENDER OFFER FOR RELEASE: WEDNESDAY, SEPTEMBER 1, 1999 MURRAY HILL, N.J. - Lucent Technologies (NYSE: LU) today announced that its tender offer for all outstanding shares of SpecTran Corporation expired at midnight, Eastern time, Tuesday, August 31, 1999. Lucent accepted tendered shares representing about 61 percent of SpecTran's outstanding shares (approximately 53 percent on a fully diluted basis), meeting the minimum condition for the tender offer. Lucent expects SpecTran to call a special meeting of shareholders to approve the merger of Lucent and SpecTran. Lucent Technologies designs, builds and delivers a wide range of public and private networks, communications systems and software, data networking systems, business telephone systems and microelectronics components. Bell Labs is the research and development arm for the company. More information about Lucent Technologies, headquartered in Murray Hill, N.J., is available on its Web site at http://www.lucent.com. For more information, reporters may contact: Jeff Baum Lucent Technologies 908-582-7635 (office) Email: jbaum@lucent.com # # # -----END PRIVACY-ENHANCED MESSAGE-----