-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QDXSF6HiegvXWFp+eRfXNhzxRRd9PSN0gdwGykxoxxxFB48g7hxyNZCWaz/3yt3h XDAoBaIS2uwZy31zkqoHhw== 0000718487-99-000010.txt : 19990719 0000718487-99-000010.hdr.sgml : 19990719 ACCESSION NUMBER: 0000718487-99-000010 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990716 EFFECTIVENESS DATE: 19990716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRAN CORP CENTRAL INDEX KEY: 0000718487 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 042729372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: SEC FILE NUMBER: 333-83009 FILM NUMBER: 99665573 BUSINESS ADDRESS: STREET 1: 50 HALL ROAD CITY: STURBRIDGE STATE: MA ZIP: 01566 BUSINESS PHONE: 5083472261 MAIL ADDRESS: STREET 1: 50 HALL ROAD CITY: STURBRIDGE STATE: MA ZIP: 01566 S-8 1 REGISTRATION STATEMENT FOR SPECTRAN CORPORATION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SPECTRAN CORPORATION - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Delaware 04-2729372 - -------------------------------------------------------------------------------- (State or other jurisdiction of (I.R.S. employer identification number) incorporation or organization) 50 Hall Road, Sturbridge, Massachusetts 01566 - -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip code) 1991 Incentive Stock Option Plan - -------------------------------------------------------------------------------- (Full Title of Plan) Charles B. Harrison SpecTran Industrial Park 50 Hall Road Sturbridge, Massachusetts 01566 - -------------------------------------------------------------------------------- (Name and Address of agent for service) 508-347-2261 - -------------------------------------------------------------------------------- (Telephone number, including area code, or agent for service) Calculation of Registration Fee - --------------------------------------------------------------------------------
Proposed Proposed Amount maximum maximum Amount Title of securities to be offering price aggregate of registration to be registered registered per unit (1) offering price fee Common Stock, 345,000 $11.88 $4,098,600 $1,139.41 par value $.10
(1) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(c), based on the average high and low prices of the Company's Common Stock as reported on the National Association of Securities Dealers Automated Quotation System on July 9, 1999. This Registration Statement is being filed pursuant to General Instruction E of Form S-8 to register additional shares of SpecTran Corporation Common Stock in connection with its 1991 Incentive Stock Option Plan, as amended. Pursuant thereto, the Registrant's Registration Statement on Form S-8 filed March 23, 1992, SEC File No. 33-46581, is hereby incorporated by reference.
Item 8. Exhibits Exhibit Sequential Page Number Number - --------------------------------------------------------------------------------------------------------------- 4 SpecTran Corporation 1991 Incentive Stock Option Plan, as amended, filed as Exhibit 10.115 to the Registrant's Annual Report on Form 10-K for the fiscal year ended December 31, 1998 (SEC File No. 000-12489) is incorporated herein by reference. 5 Opinion of Nordlicht & Hand, counsel for the SpecTran Corporation 6 23(a) Consent of KPMG LLP 7 23(b) Consent of Nordlicht & Hand, contained in opinion of counsel filed as Exhibit 5
SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Sturbridge, State of Massachusetts on June 29, 1999. SPECTRAN CORPORATION (Registrant) By: /s/ Charles B. Harrison Charles B. Harrison, President and Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated. Name Title Date /s/ Charles B. Harrison President, Chief June 29, 1999 - ------------------------ Executive Officer, Charles B. Harrison Chairman of the Board of Directors (Principal Executive Officer) /s/ George J. Roberts Senior Vice President, June 29, 1999 - ------------------------- Chief Financial Officer, George J. Roberts Secretary and Treasurer (Principal Financial Officer) /s/ Paul D. Lazay Director June 29, 1999 - ------------------------ Dr. Paul D. Lazay Director June 29, 1999 Ira S. Nordlicht /s/ Richard M. Donofrio Director June 29, 1999 - ----------------------- Richard M. Donofio
/s/ John E. Chapman Senior Vice President, June 29, 1999 - ----------------------- Director John E. Chapman /s/ Lily K. Lai Director June 29, 1999 - ----------------------- Dr. Lily K. Lai /s/ Robert A. Schmitz Director June 29, 1999 - ----------------------- Robert A. Schmitz
EXHIBIT INDEX Exhibit Sequential Page Number Number - -------------------------------------------------------------------------------------------------------------------- 4 SpecTran Corporation 1991 Incentive Stock Option Plan, as amended, filed as Exhibit 10.115 to the Registrant's Annual Report on Form 10-K for the fiscal year ended December 31, 1998 (SEC File No. 000-12489) is incorporated herein by reference. 5 Opinion of Nordlicht & Hand, counsel for the SpecTran Corporation 6 23(a) Consent of KPMG LLP 7 23(b) Consent of Nordlicht & Hand, contained in opinion of counsel filed as Exhibit 5
Exhibit 5 NORDLICHT & HAND Counsellors at Law Olympic Tower 645 Fifth Avenue New York, New York 10022 July 9, 1999 SpecTran Corporation SpecTran Industrial Park 50 Hall Road Sturbridge, Massachusetts 01566 Re: Registration Statement on Form S-8 Ladies and Gentlemen: We have acted as counsel to SpecTran Corporation, a Delaware corporation (the "Company"), in connection with the preparation of a registration statement (the "Registration Statement") on Form S-8 to be filed by the Company under the Securities Act of 1933, as amended, registering an additional 345,000 shares of the Company's common stock, par value $.10 (the "Shares") reserved for issuance under the Company's 1991 Incentive Stock Option Plan, as amended. In such capacity, we have examined the Company's Certificate of Incorporation, Bylaws, the form of certificate for the Shares and such records, documents, statutes, and decisions as we have deemed relevant. On the basis of such examination, we advise you that, in our opinion, the Shares, when issued in accordance with the terms of the Registration Statement against payment of the purchase price therefor, will be validly issued, fully paid and non-assessable shares of the Company's common stock. We hereby consent to the filing of this opinion as an exhibit to the Registration Statement and to the reference to us under the caption of "Legal Counsel" in the prospectus and reference to us under the caption "Counsel" in the Registration Statement. Very truly yours, /s/ Nordlicht & Hand Nordlicht & Hand Exhibit 23(a) INDEPENDENT ACCOUNTANT'S CONSENT The Board of Directors SpecTran Corporation We hereby consent to the use of our reports incorporated herein by reference and to the reference to our firm under the heading "Experts" in the prospectus. /s/ KPMG LLP KPMG LLP Boston, Massachusetts July 12, 1999 -----END PRIVACY-ENHANCED MESSAGE-----