-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AxadZDOqAz9zhKgcVUs3FJbQv9mJbzJZVvAwTmdkvwUd91MOpuX7kMBdf2ioOzny rCqEYHMmvX3GUCH9m1jF+Q== 0000950144-07-008932.txt : 20071001 0000950144-07-008932.hdr.sgml : 20071001 20071001074330 ACCESSION NUMBER: 0000950144-07-008932 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071001 DATE AS OF CHANGE: 20071001 EFFECTIVENESS DATE: 20071001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDWARDS A G INC CENTRAL INDEX KEY: 0000718482 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431288229 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-08527 FILM NUMBER: 071144185 BUSINESS ADDRESS: STREET 1: ONE N JEFFERSON AVE CITY: ST LOUIS STATE: MO ZIP: 63103 BUSINESS PHONE: 3149553000 MAIL ADDRESS: STREET 1: ONE N JEFFERSON AVE CITY: ST LOUIS STATE: MO ZIP: 63103 15-12B 1 g09708e15v12b.htm A.G. EDWARDS, INC. A.G. Edwards, Inc.
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g)
OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE
REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-08527
A.G. EDWARDS, INC.
(Exact name of registrant as specified in its charter)
One North Jefferson
St. Louis, Missouri 63103
(314) 955-3000
 
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common Stock, par value $1.00 per share
 
(Title of each class of securities covered by this Form)
None
 
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
     Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
             
Rule 12g-4(a)(1)(i)
  x   Rule 12h-3(b)(1)(i)   x
Rule 12g-4(a)(1)(ii)
  ¨   Rule 12h-3(b)(1)(ii)   ¨
Rule 12g-4(a)(2)(i)
  ¨   Rule 12h-3(b)(2)(i)   ¨
Rule 12g-4(a)(2)(ii)
  ¨   Rule 12h-3(b)(2)(ii)   ¨
 
      Rule 15d-6   ¨
     Approximate number of holders of record as of the certification or notice date: 0
     Effective October 1, 2007, A.G. Edwards, Inc. was merged with and into White Bird Holdings, Inc., a Delaware corporation and a wholly owned subsidiary of Wachovia Corporation, a North Carolina corporation.
     Pursuant to the requirements of the Securities Exchange Act of 1934, White Bird Holdings, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
             
Date:
  October 1, 2007   By:   /s/ Ross E. Jeffries, Jr.
 
           
 
          Name: Ross E. Jeffries, Jr.
Title:   Senior Vice President

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