A.G. Edwards, Inc. Form 10-Q

0000718482-04-000028.txt : 20040805 0000718482-04-000028.hdr.sgml : 20040805 20040805161922 ACCESSION NUMBER: 0000718482-04-000028 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040805 ITEM INFORMATION: Other events FILED AS OF DATE: 20040805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EDWARDS A G INC CENTRAL INDEX KEY: 0000718482 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431288229 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08527 FILM NUMBER: 04954991 BUSINESS ADDRESS: STREET 1: ONE N JEFFERSON AVE CITY: ST LOUIS STATE: MO ZIP: 63103 BUSINESS PHONE: 3149553000 8-K 1 b0805048k.htm A.G. Edwards, Inc. Form 10-Q

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

____________________________

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of report (Date of earliest event reported):
August 5, 2005


A.G. EDWARDS, INC.
(Exact Name of Registrant as Specified in Charter)



Delaware	001-08527		43-1288229
(State or Other Jurisdiction of Incorporation)	(Commission File Number)		(IRS Employer Identification Number)




One North Jefferson Avenue,
St. Louis Missouri		63103
(Address of Principal Executive Offices)		(Zip Code)



Registrant's telephone number, including area code: (314) 955-3000

Item 5.		Other Events

Filed herewith is an internal communication of A.G. Edwards, Inc. regarding proposed changes to its Employee Stock Purchase Plan, as contained in a company correspondence dated August 5, 2004.



Item 7.		Financial Statements, Pro Forma Financial Information and Exhibits.

	(c)	Exhibits

		99 (i)	A. G. Edwards, Inc.'s internal correspondence regarding its Employee Stock Purchase Plan dated August 5, 2004.

Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.


			A.G. Edwards, Inc.
			Registrant


Date:	August 5, 2004	By:	/s/ Robert L. Bagby
			Robert L. Bagby
			Chief Executive Officer

Exhibit Index

Exhibit No.			Description

99(i)			A. G. Edwards, Inc.'s internal correspondence regarding its Employee Stock Purchase Plan dated August 5, 2004.

EX-99 2 espp.htm A.G. Edwards, Inc. Form 10-Q

TO: All Employees

FR: Corporate Announcements

RE: A Message from Bob Bagby About the Employee Stock Purchase Plan


I am pleased to announce that the Executive Committee will recommend to the A.G. Edwards, Inc. Board of Directors that the firm continue offering an Employee Stock Purchase Plan for an additional plan year, with some modifications to the plan design. This recommendation is subject to approval at the August 19 board meeting.

The two key changes of the modified plan are that shares will be purchased monthly rather than annually and that shares will be purchased at a 5% discount.

We will provide additional details about the new Employee Stock Purchase Plan after the Board considers and approves our recommendation.

I want to thank everyone for their input and candid feedback about contemplated changes to the Employee Stock Purchase Plan.

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