0000899243-15-000130.txt : 20150702
0000899243-15-000130.hdr.sgml : 20150702
20150702161009
ACCESSION NUMBER: 0000899243-15-000130
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150701
FILED AS OF DATE: 20150702
DATE AS OF CHANGE: 20150702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUDIENCE INC
CENTRAL INDEX KEY: 0001201663
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 912061537
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 331 FAIRCHILD DRIVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-254-2800
MAIL ADDRESS:
STREET 1: 331 FAIRCHILD DRIVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COX BARRY L /ADV
CENTRAL INDEX KEY: 0000718350
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35528
FILM NUMBER: 15969831
BUSINESS ADDRESS:
STREET 1: 330 NORTH D STREET STE 310
CITY: SAN BERNANDINO
STATE: CA
ZIP: 92401
BUSINESS PHONE: 7148890756
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-01
1
0001201663
AUDIENCE INC
ADNC
0000718350
COX BARRY L /ADV
C/O AUDIENCE, INC.
331 FAIRCHILD DR.
MOUNTAIN VIEW
CA
94043
1
0
0
0
Common Stock
2015-07-01
2015-07-01
4
U
0
130945
2.51
D
0
D
Stock Option (Right to Buy)
2.70
2015-07-01
2015-07-01
4
D
0
3791
0.00
D
2010-09-03
2020-08-03
Common Stock
3791
0
D
Stock Option (Right to Buy)
13.80
2015-07-01
2015-07-01
4
D
0
8080
0.00
D
2012-06-01
2022-01-25
Common Stock
8080
0
D
Stock Option (Right to Buy)
10.08
2015-07-01
2015-07-01
4
D
0
10650
0.00
D
2013-06-06
2023-08-16
Common Stock
10650
0
D
Stock Option (Right to Buy)
8.67
2015-07-01
2015-07-01
4
D
0
15054
0.00
D
2014-06-06
2024-08-26
Common Stock
15054
0
D
In connection with the completion of an exchange offer launched by Orange Subsidiary, Inc., a wholly owned subsidiary of Knowles Corporation ("Knowles") (the "Offer"), the Reporting Person received $328,671.95 and 17,293 shares of Knowles common stock. Such amounts were determined pursuant to the offer consideration described in the Offer Statement on Schedule TO filed with the SEC by Knowles and Orange Subsidiary, Inc. on May 19, 2015, as amended.
Pursuant to the terms of a merger agreement dated April 29, 2015 between the Issuer, Knowles and Orange Subsidiary, Inc. (the "Merger Agreement"), this option was not assumed by Knowles and was cancelled in exchange for (i) a cash payment to Reporting Person of $4,403.31 and (ii) 230 shares of Knowles common stock.
Pursuant to the terms of the Merger Agreement, this option was not assumed by Knowles and was cancelled for no consideration.
/s/ Craig Factor Atty-in-Fact for Barry L. Cox
2015-07-02