0001181580-22-000018.txt : 20220627
0001181580-22-000018.hdr.sgml : 20220627
20220627124209
ACCESSION NUMBER: 0001181580-22-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220627
FILED AS OF DATE: 20220627
DATE AS OF CHANGE: 20220627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWCASTLE CAPITAL GROUP LLC
CENTRAL INDEX KEY: 0001251293
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12919
FILM NUMBER: 221042976
BUSINESS ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: STE 1400
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 214-661-7477
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: STE 1400
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWCASTLE PARTNERS L P
CENTRAL INDEX KEY: 0000932334
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12919
FILM NUMBER: 221042978
BUSINESS ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 214-661-7477
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWARZ MARK E
CENTRAL INDEX KEY: 0001208889
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12919
FILM NUMBER: 221042979
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NCM SERVICES, INC.
CENTRAL INDEX KEY: 0001586784
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12919
FILM NUMBER: 221042975
BUSINESS ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 214-661-7474
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWCASTLE CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001251296
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12919
FILM NUMBER: 221042977
BUSINESS ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 214-661-7477
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwarz 2012 Family Trust
CENTRAL INDEX KEY: 0001586760
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12919
FILM NUMBER: 221042974
BUSINESS ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
BUSINESS PHONE: 214-661-7477
MAIL ADDRESS:
STREET 1: 5420 LYNDON B. JOHNSON FREEWAY
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75240
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAVE RESTAURANT GROUP, INC.
CENTRAL INDEX KEY: 0000718332
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140]
IRS NUMBER: 453189287
FISCAL YEAR END: 0627
BUSINESS ADDRESS:
STREET 1: 3551 PLANO PARKWAY
CITY: THE COLONY
STATE: TX
ZIP: 75056
BUSINESS PHONE: 469-384-5000
MAIL ADDRESS:
STREET 1: 3551 PLANO PARKWAY
CITY: THE COLONY
STATE: TX
ZIP: 75056
FORMER COMPANY:
FORMER CONFORMED NAME: PIZZA INN HOLDINGS, INC /MO/
DATE OF NAME CHANGE: 20110923
FORMER COMPANY:
FORMER CONFORMED NAME: PIZZA INN INC /MO/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PANTERAS CORP
DATE OF NAME CHANGE: 19901126
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2022-06-27
0
0000718332
RAVE RESTAURANT GROUP, INC.
RAVE
0001208889
SCHWARZ MARK E
5420 LYNDON B. JOHNSON FREEWAY
SUITE 1100
DALLAS
TX
75240
1
1
1
0
Chairman
0000932334
NEWCASTLE PARTNERS L P
5420 LYNDON B. JOHNSON FREEWAY
SUITE 1100
DALLAS
TX
75240
0
0
1
0
0001251296
NEWCASTLE CAPITAL MANAGEMENT LP
5420 LYNDON B. JOHNSON FREEWAY
SUITE 1100
DALLAS
TX
75240
0
0
1
0
0001251293
NEWCASTLE CAPITAL GROUP LLC
5420 LYNDON B. JOHNSON FREEWAY
STE 1400
DALLAS
TX
75240
0
0
1
0
0001586784
NCM SERVICES, INC.
5420 LYNDON B. JOHNSON FREEWAY
SUITE 1100
DALLAS
TX
75240
0
0
1
0
0001586760
Schwarz 2012 Family Trust
5420 LYNDON B. JOHNSON FREEWAY
SUITE 1100
DALLAS
TX
75240
0
0
1
0
Common Stock
140691
D
Common Stock
3092125
I
Shares directly owned by Newcastle Partners, L.P.
Director Stock Option (right to buy)
1.06
2022-06-27
4
A
0
40000
0
A
2023-06-27
2032-06-27
Common Stock
40000
40000
D
Director Stock Option (right to buy)
3.95
2017-06-27
2026-06-27
Common Stock
40000
40000
D
Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP.
Granted as director stock options.
Steven D. Davidson as Attorney-in-Fact for each Reporting Person
2022-06-27