0001181580-22-000011.txt : 20220526 0001181580-22-000011.hdr.sgml : 20220526 20220526163652 ACCESSION NUMBER: 0001181580-22-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220524 FILED AS OF DATE: 20220526 DATE AS OF CHANGE: 20220526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWCASTLE CAPITAL GROUP LLC CENTRAL INDEX KEY: 0001251293 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12919 FILM NUMBER: 22970734 BUSINESS ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: STE 1400 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 214-661-7477 MAIL ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: STE 1400 CITY: DALLAS STATE: TX ZIP: 75240 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWCASTLE PARTNERS L P CENTRAL INDEX KEY: 0000932334 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12919 FILM NUMBER: 22970736 BUSINESS ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 214-661-7477 MAIL ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75240 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARZ MARK E CENTRAL INDEX KEY: 0001208889 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12919 FILM NUMBER: 22970737 MAIL ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75240 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NCM SERVICES, INC. CENTRAL INDEX KEY: 0001586784 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12919 FILM NUMBER: 22970733 BUSINESS ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 214-661-7474 MAIL ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75240 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWCASTLE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001251296 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12919 FILM NUMBER: 22970735 BUSINESS ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 214-661-7477 MAIL ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75240 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwarz 2012 Family Trust CENTRAL INDEX KEY: 0001586760 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12919 FILM NUMBER: 22970732 BUSINESS ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 214-661-7477 MAIL ADDRESS: STREET 1: 5420 LYNDON B. JOHNSON FREEWAY STREET 2: SUITE 1100 CITY: DALLAS STATE: TX ZIP: 75240 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAVE RESTAURANT GROUP, INC. CENTRAL INDEX KEY: 0000718332 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 453189287 FISCAL YEAR END: 0627 BUSINESS ADDRESS: STREET 1: 3551 PLANO PARKWAY CITY: THE COLONY STATE: TX ZIP: 75056 BUSINESS PHONE: 469-384-5000 MAIL ADDRESS: STREET 1: 3551 PLANO PARKWAY CITY: THE COLONY STATE: TX ZIP: 75056 FORMER COMPANY: FORMER CONFORMED NAME: PIZZA INN HOLDINGS, INC /MO/ DATE OF NAME CHANGE: 20110923 FORMER COMPANY: FORMER CONFORMED NAME: PIZZA INN INC /MO/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PANTERAS CORP DATE OF NAME CHANGE: 19901126 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-05-24 0 0000718332 RAVE RESTAURANT GROUP, INC. RAVE 0001208889 SCHWARZ MARK E 5420 LYNDON B. JOHNSON FREEWAY SUITE 1100 DALLAS TX 75240 1 1 1 0 Chairman 0000932334 NEWCASTLE PARTNERS L P 5420 LYNDON B. JOHNSON FREEWAY SUITE 1100 DALLAS TX 75240 0 0 1 0 0001251296 NEWCASTLE CAPITAL MANAGEMENT LP 5420 LYNDON B. JOHNSON FREEWAY SUITE 1100 DALLAS TX 75240 0 0 1 0 0001251293 NEWCASTLE CAPITAL GROUP LLC 5420 LYNDON B. JOHNSON FREEWAY STE 1400 DALLAS TX 75240 0 0 1 0 0001586784 NCM SERVICES, INC. 5420 LYNDON B. JOHNSON FREEWAY SUITE 1100 DALLAS TX 75240 0 0 1 0 0001586760 Schwarz 2012 Family Trust 5420 LYNDON B. JOHNSON FREEWAY SUITE 1100 DALLAS TX 75240 0 0 1 0 Common Stock 140691 D Common Stock 2022-05-24 4 P 0 990 0.87 A 3064708 I Directly owned by Newcastle Partners, L.P. Common Stock 2022-05-25 4 P 0 3000 0.87 A 3067708 I Directly owned by Newcastle Partners, L.P. Common Stock 2022-05-26 4 P 0 10986 0.88 A 3078694 I Directly owned by Newcastle Partners, L.P. Director Stock Option (right to buy) 3.95 2017-06-27 2026-06-27 Common Stock 40000 40000 D Director Stock Option (right to buy) 3.11 2013-06-25 2022-06-25 Common Stock 15000 15000 D Mr. Schwarz is the sole trustee of the Schwarz 2012 Family Trust (the "Trust") and a director and officer of NCM Services, Inc. ("NCMS"). The Trust is the sole shareholder of NCMS, which is the sole member of Newcastle Capital Group, L.L.C. ("NCG"), which is the general partner of Newcastle Capital Management, L.P. ("NCM"), which is the general partner of Newcastle Partners, L.P. ("NP"). Accordingly, Mr. Schwarz may be deemed the beneficial owner of all shares held by any of the Trust, NCMS, NCG, NCM or NP. Steven D. Davidson as Attorney-in-Fact for each Reporting Person 2022-05-26