þ | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Delaware | 72-1123385 | |
(State or other jurisdiction of | (I.R.S. Employer | |
incorporation or organization) | Identification No.) | |
2700 Research Forest Drive, Suite 100 | ||
The Woodlands, Texas | 77381 | |
(Address of principal executive offices) | (Zip Code) |
Large accelerated filer o | Accelerated filer þ | Non-accelerated filer o | Smaller reporting company o | |||
(Do not check if a smaller reporting company) |
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PART II OTHER INFORMATION | ||||||||
ITEM 5. Other Information | ||||||||
ITEM 6. Exhibits | ||||||||
SIGNATURES | ||||||||
EXHIBIT INDEX | ||||||||
EX-31.1 | ||||||||
EX-31.2 |
ITEM 5. | Other Information |
(a) | The total number of Mine Act section 104 significant and substantial citations received, which are for alleged violations of a mining safety standard or regulation where there exists a reasonable likelihood that the hazard could result in an injury or illness of a reasonably serious nature; |
(b) | The total number of Mine Act section 104(b) orders received, which are for an alleged failure to totally abate the subject matter of a Mine Act section 104(a) citation within the period specified in the citation; |
(c) | The total number of Mine Act section 104(d) citations and orders received, which are for an alleged unwarrantable failure to comply with a mining safety standard or regulation; |
(d) | The total number of flagrant violations under section 110(b)(2) of the Mine Act received; |
(e) | The total number of imminent danger orders issued under section 107(a) of the Mine Act; |
(f) | The total dollar value of proposed assessments from MSHA under the Mine Act; |
(g) | The total number of mining-related fatalities; and |
(h) | The total number of pending legal actions before the Federal Mine Safety and Health Review Commission as required by § 1503(a)(3) of the Dodd-Frank Act. |
(H) | ||||||||||||||||||||||||||||||||
(A) | (B) | (C) | (D) | (E) | (F) | Pending | ||||||||||||||||||||||||||
Section | Section | Section | Section | Section | Proposed | (G) | Legal | |||||||||||||||||||||||||
Mine/Grinding Facility | 104 S&S | 104(b) | 104(d) | 110(b)(2) | 107(a) | Assessments | Fatalities | Action | ||||||||||||||||||||||||
Houston Plant / 41-04449 |
2 | | | | | $ | 509 | | | |||||||||||||||||||||||
Dyersburg Plant / 40-03183 |
| | | | | | | | ||||||||||||||||||||||||
Excalibar Minerals (New
Iberia Plant) / 16-01302 |
| | | | | | | | ||||||||||||||||||||||||
Corpus Christi Plant /
41-04002 |
| | | | | | | | ||||||||||||||||||||||||
Collins Gulch / Gravel Pit |
| | | | | | | |
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(a) | a pattern of violations of mandatory health or safety standards that are of such nature as could have significantly and substantially contributed to the cause and effect of coal or other mine health or safety hazards under section 104(e) of the Mine Act; or |
(b) | the potential to have such a pattern. |
ITEM 6. | Exhibits |
31.1 | Certification of Paul L. Howes pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002. |
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31.2 | Certification of James E. Braun pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002. |
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NEWPARK RESOURCES, INC. |
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By: | /s/ Paul L. Howes | |||
Paul L. Howes, President and | ||||
Chief Executive Officer (Principal Executive Officer) |
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By: | /s/ James E. Braun | |||
James E. Braun, Vice President and | ||||
Chief Financial Officer (Principal Financial Officer) |
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By: | /s/ Gregg S. Piontek | |||
Gregg S. Piontek, Vice President, Controller and | ||||
Chief Accounting Officer (Principal Accounting Officer) |
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1. | I have reviewed this Amendment No. 1 on Form 10-Q/A to the Quarterly Report on Form 10-Q of Newpark Resources, Inc. for the fiscal quarter ended September 30, 2010; and |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report. |
Date: March 8, 2011 | /s/ Paul L. Howes | |||
Paul L. Howes, President and | ||||
Chief Executive Officer |
1. | I have reviewed this Amendment No. 1 on Form 10-Q/A to the Quarterly Report on Form 10-Q of Newpark Resources, Inc. for the fiscal quarter ended September 30, 2010; and |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report. |
Date: March 8, 2011 | /s/ James E. Braun | |||
James E. Braun, Vice President and | ||||
Chief Financial Officer |