SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Briggs Lori

(Last) (First) (Middle)
9320 LAKESIDE BOULEVARD
SUITE 100

(Street)
THE WOODLANDS TX 77381

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2021
3. Issuer Name and Ticker or Trading Symbol
NEWPARK RESOURCES INC [ NR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP & President, Industrial
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 31,164 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) (2) Common Stock 75,195 $0.0 D
Explanation of Responses:
1. The amount reported is an aggregate of the unvested portion of four outstanding awards. (1) A grant of 48,000 restricted stock units vest in increments of one-third of the shares each year - 16,000 shares will vest 06/01/2022, 16,000 shares will vest 06/01/2023 and 16,000 shares will vest 06/01/2024. (2) A grant of 33,000 restricted stock units vest in increments of one-third of the shares each year - 11,000 shares vested 06/01/2021, 11,000 shares will vest 06/01/2022 and 11,000 shares will vest 06/01/2023. (3) A grant of 6,586 restricted stock units vest in increments of one-third of the shares each year - 2,196 shares vested 06/01/2020, 2,195 shares vested 06/01/2021, and 2,195 shares will vest 06/01/2022. (4) A grant of 6,000 restricted stock units vest in increments of 50% of the shares on the second anniversary of the date of grant and 50% of the shares on the fourth anniversary of the date of grant - 3,000 shares vested 06/01/2021 and 3,000 shares will vest 06/01/2023.
2. 29,195 restricted stock units will vest 06/01/2022, 30,000 restricted stock units will vest 06/01/2023 and 16,000 restricted stock units will vest 06/01/2024.
By: Amanda A. Salazar For: Lori A. Briggs 09/01/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.