-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JhtWBuraZi4ObYDLMIYV55LMNhSu0tqpePXdlIS/kgfAePwMpjdd/8KRJR80ETQO OJAzK0ooWOeaQeJLTaLjKg== 0000950127-96-000064.txt : 19960604 0000950127-96-000064.hdr.sgml : 19960604 ACCESSION NUMBER: 0000950127-96-000064 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960603 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEWMONT MINING CORP CENTRAL INDEX KEY: 0000071824 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 131806811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-01153 FILM NUMBER: 96576283 BUSINESS ADDRESS: STREET 1: ONE UNITED BANK CTR STREET 2: 1700 LINCOLN ST CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 3038637414 COMPANY DATA: COMPANY CONFORMED NAME: CONTE STEVEN A CENTRAL INDEX KEY: 0001015886 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OTHER STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: C/O NEWMONT MINING CORP STREET 2: 1700 LINCOLN STREET CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 3038637414 MAIL ADDRESS: STREET 1: C/O NEWMONT MINING CORP STREET 2: 1700 LINCOLN STREET CITY: DENVER STATE: CO ZIP: 80203 144 1 FORM 144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION
ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. 1(a) NAME OF ISSUER Newmont Mining Corporation 1(b) IRS IDENT. NO. 13-1806811 1(c) S.E.C. FILE NO. 1-1153 1(d) ADDRESS OF ISSUER (STREET, CITY, STATE ZIP CODE) 1700 Lincoln Street, Denver, Colorado 80203 1(e) TELEPHONE NO. ((AREA CODE) NUMBER) (303) 863-7414 2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD Steven A. Conte 2(b) SOCIAL SECURITY NO. OR IRS IDENT. NO. ###-##-#### 2(c) RELATIONSHIP TO ISSUER Vice President of Newmont Gold Company, 90% owned by Issuer 2(d) ADDRESS (STREET, CITY, STATE ZIP CODE) c/o 1700 Lincoln Street, Denver, CO 80203
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
3(a) (b) SEC USE ONLY Title of the Class of Name and Address of Each Broker Through Securities To Be Sold Whom the Securities are to be Offered Broker-Dealer or Each Market Maker who is Acquiring File Number the Securities (1) Common Stock, $1.60 par value PaineWebber Incorporated
Table -- Continued
3(a) (c) (d) Title of the Class of Number of Shares or Other Aggregate Market Securities To Be Sold Units To Be Sold Value (See instr. 3(c)) (See instr. 3(d)) (1) Common Stock, $1.60 par value 4,400 257,400
Table --Continued
3(a) (e) (f) (g) Title of the Class of Number of Shares Approximate Name of Each Securities To Be Sold or Other Units Date of Sale Securities Exchange Outstanding (See instr. 3(f)) (See instr. 3(g)) (See instr. 3(e)) (MO./DAY/YR.) (1) Common Stock, $1.60 par value 99.4 million May 31, 1996 NYSE
INSTRUCTIONS: 1. (a) Name of issuer (b) Issuer's I.R.S. Identification Number (c) Issuer's S.E.C. file number, if any (d) Issuer's address, including zip code (e) Issuer's telephone number, including area code 2. (a) Name of person for whose account the securities are to be sold (b) Such person's Social Security or I.R.S. identification number (c) Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (d) Such person's address, including zip code 3. (a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt, give the aggregate face amount) (d) Aggregate market value of the securities to be sold as of specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold
TABLE I -- SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: Date you Name of Person from Whom Acquired Title of the Class Acquired Nature of Acquisition Transaction (If gift, also give date donor acquired) (1) common stock, $1.60 5/17/96 Exercise of stock option non- Newmont Mining Corporation par value qualified
TABLE I -- Continued Amount of Title of the Class Securities Acquired Date of Payment Nature of Payment (1) common stock, $1.60 par value 4,400 5/17/96 cash
INSTRUCTIONS: 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. 2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto.
TABLE II -- SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold. Name and Address of Seller Title of Securities Sold (1)
TABLE II -- Continued Amount of Name and Address of Seller Date of Sale Securities Sold (1)
TABLE II -- Continued Name and Address of Seller Gross Proceeds (1)
REMARKS: INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the Securities to be sold which has not been publicly disclosed. May 31, 1996 DATE OF NOTICE /s/ Steven A. Conte (SIGNATURE) This notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (see 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----