0000887318-11-000106.txt : 20110427
0000887318-11-000106.hdr.sgml : 20110427
20110427143732
ACCESSION NUMBER: 0000887318-11-000106
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20110228
FILED AS OF DATE: 20110427
DATE AS OF CHANGE: 20110427
EFFECTIVENESS DATE: 20110427
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14
CENTRAL INDEX KEY: 0000717819
IRS NUMBER: 133165671
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-03712
FILM NUMBER: 11783159
BUSINESS ADDRESS:
STREET 1: GATEWAY CENTER, 4TH FLOOR
STREET 2: 100 MULBERRY STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 973-802-6469
MAIL ADDRESS:
STREET 1: GATEWAY CENTER, 4TH FLOOR
STREET 2: 100 MULBERRY STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
FORMER COMPANY:
FORMER CONFORMED NAME: PRUDENTIAL GOVERNMENT INCOME FUND, INC.
DATE OF NAME CHANGE: 20100219
FORMER COMPANY:
FORMER CONFORMED NAME: DRYDEN GOVERNMENT INCOME FUND INC
DATE OF NAME CHANGE: 20040420
FORMER COMPANY:
FORMER CONFORMED NAME: PRUDENTIAL GOVERNMENT INCOME FUND INC
DATE OF NAME CHANGE: 19951017
0000717819
S000004573
PRUDENTIAL GOVERNMENT INCOME FUND
C000012502
Class A
PGVAX
C000012503
Class B
PBGPX
C000012504
Class C
PRICX
C000012505
Class Z
PGVZX
C000012506
Class R
JDRVX
0000717819
S000031692
Prudential Floating Rate Income Fund
C000098631
Class A
C000098632
Class C
C000098633
Class Z
NSAR-B
1
answer.fil
NSAR-B
PAGE 1
000 B000000 02/28/2011
000 C000000 0000717819
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14
001 B000000 811-03712
001 C000000 8002251852
002 A000000 100 MULBERRY STREET, GC3 9TH FLOOR
002 B000000 NEWARK
002 C000000 NJ
002 D010000 07102
002 D020000 4077
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 1
007 C010100 1
007 C020100 PRUDENTIAL GOVERNMENT INCOME FUND
007 C030100 N
007 C010200 2
007 C010300 3
007 C010400 4
007 C010500 5
007 C010600 6
007 C010700 7
007 C010800 8
007 C010900 9
007 C011000 10
008 A00AA01 PRUDENTIAL INVESTMENTS LLC
008 B00AA01 A
008 C00AA01 801-31104
008 D01AA01 NEWARK
008 D02AA01 NJ
008 D03AA01 07102
008 D04AA01 4077
008 A00AA02 PRUDENTIAL INVESTMENT MANAGEMENT, INC.
008 B00AA02 S
008 C00AA02 801-22808
008 D01AA02 NEWARK
008 D02AA02 NJ
008 D03AA02 07102
008 D04AA02 4077
010 A00AA01 PRUDENTIAL INVESTMENTS LLC
010 B00AA01 801-31104
PAGE 2
010 C01AA01 NEWARK
010 C02AA01 NJ
010 C03AA01 07102
010 C04AA01 4077
011 A00AA01 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
011 B00AA01 8-36540
011 C01AA01 NEWARK
011 C02AA01 NJ
011 C03AA01 07102
011 C04AA01 4077
012 A00AA01 PRUDENTIAL MUTUAL FUND SERVICES LLC
012 B00AA01 84-5681
012 C01AA01 PROVIDENCE
012 C02AA01 RI
012 C03AA01 02940
013 A00AA01 KPMG LLP
013 B01AA01 NEW YORK
013 B02AA01 NY
013 B03AA01 10154
014 A00AA01 PRUDENTIAL ANNUITIES DISTRIBUTORS, INC.
014 B00AA01 8-39058
014 A00AA02 PRUDENTIAL BACHE SECURITIES LLC
014 B00AA02 8-66040
014 A00AA03 PRUDENTIAL BACHE COMMODITIES LLC
014 B00AA03 8-00000
014 A00AA04 PRUCO SECURITIES LLC
014 B00AA04 8-16402
014 A00AA05 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
014 B00AA05 8-36540
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 141
019 C00AA00 PRUDENTIAL
020 A000001 JPMORGAN CHASE & CO.
020 B000001 13-2624428
020 C000001 91
020 C000002 0
020 C000003 0
020 C000004 0
020 C000005 0
020 C000006 0
020 C000007 0
020 C000008 0
020 C000009 0
020 C000010 0
021 000000 91
022 A000001 CITIGROUP GLOBAL MARKETS, INC.
022 B000001 11-2418191
022 C000001 1528680
022 D000001 1523583
022 A000002 BANC OF AMERICA SECURITIES LLC
PAGE 3
022 B000002 56-2058405
022 C000002 1086774
022 D000002 1097306
022 A000003 BARCLAYS CAPITAL, INC.
022 B000003 06-1031656
022 C000003 957376
022 D000003 991886
022 A000004 JPMORGAN CHASE & CO.
022 B000004 13-2624428
022 C000004 720425
022 D000004 762530
022 A000005 DEUTSCHE BANK SECURITIES, INC.
022 B000005 13-2730828
022 C000005 726922
022 D000005 726361
022 A000006 UBS SECURITIES LLC
022 B000006 13-3873456
022 C000006 751955
022 D000006 698614
022 A000007 CREDIT SUISSE SECURITIES (USA) LLC
022 B000007 05-0546650
022 C000007 647598
022 D000007 577178
022 A000008 GOLDMAN SACHS & CO.
022 B000008 13-5108880
022 C000008 454440
022 D000008 469556
022 A000009 MORGAN STANLEY
022 B000009 36-3145972
022 C000009 479096
022 D000009 418904
022 A000010 BNP PARIBAS SECURITIES CORP.
022 B000010 13-3235334
022 C000010 291485
022 D000010 300442
023 C000000 8163435
023 D000000 8051928
026 A000000 N
026 B000000 N
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027 000000 Y
077 A000000 Y
077 B000000 Y
077 C000000 N
077 D000000 N
PAGE 4
077 E000000 N
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 N
077 Q020000 N
077 Q030000 Y
078 000000 N
080 A00AA00 ICI MUTUAL INSURANCE COMPANY
080 C00AA00 55000
081 A00AA00 Y
081 B00AA00 142
082 A00AA00 N
082 B00AA00 0
083 A00AA00 N
083 B00AA00 0
084 A00AA00 N
084 B00AA00 0
085 A00AA00 Y
085 B00AA00 N
086 A010000 0
086 A020000 0
086 B010000 0
086 B020000 0
086 C010000 0
086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
086 E020000 0
086 F010000 0
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086 A01AA00 0
086 A02AA00 0
086 B01AA00 0
086 B02AA00 0
086 C01AA00 0
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086 D01AA00 0
086 D02AA00 0
086 E01AA00 0
086 E02AA00 0
086 F01AA00 0
PAGE 5
086 F02AA00 0
015 A000101 THE BANK OF NEW YORK MELLON
015 B000101 C
015 C010101 NEW YORK
015 C020101 NY
015 C030101 10286
015 E010101 X
015 A000102 NATIONAL AUSTRALIA BANK
015 B000102 S
015 C010102 MELBOURNE
015 D010102 AUSTRALIA
015 E040102 X
015 A000103 CIBC MELLON TRUST COMPANY
015 B000103 S
015 C010103 TORONTO
015 D010103 CANADA
015 E040103 X
015 A000104 DANSKE BANK
015 B000104 S
015 C010104 COPENHAGEN
015 D010104 DENMARK
015 E040104 X
015 A000105 BNY MELLON ASSET SERVICING GMBH
015 B000105 S
015 C010105 FRANKFURT
015 D010105 GERMANY
015 E040105 X
015 A000106 ING BANK
015 B000106 S
015 C010106 BUDAPEST
015 D010106 HUNGARY
015 E040106 X
015 A000107 LANDSBANKI ISLANDS
015 B000107 S
015 C010107 REYKJAVIK
015 D010107 ICELAND
015 E040107 X
015 A000108 THE BANK OF TOKYO MITSUBISHI UFJ LTD.
015 B000108 S
015 C010108 TOKYO
015 D010108 JAPAN
015 E040108 X
015 A000109 BANCO NACIONAL DE MEXICO
015 B000109 S
015 C010109 MEXICO CITY
015 D010109 MEXICO
015 E040109 X
015 A000110 NATIONAL NOMINEES LTD.
015 B000110 S
015 C010110 AUCKLAND
015 D010110 NEW ZEALAND
PAGE 6
015 E040110 X
015 A000111 DNB NOR BANK ASA
015 B000111 S
015 C010111 OSLO
015 D010111 NORWAY
015 E040111 X
015 A000112 ING BANK SLASKI S.A.
015 B000112 S
015 C010112 KATOWICE
015 D010112 POLAND
015 E040112 X
015 A000113 STANDARD BANK OF SOUTH AFRICA
015 B000113 S
015 C010113 JOHANNESBURG
015 D010113 SOUTH AFRICA
015 E040113 X
015 A000114 SKANDINAVISKA ENSKILDA BANKEN
015 B000114 S
015 C010114 STOCKHOLM
015 D010114 SWEDEN
015 E040114 X
015 A000115 CREDIT SUISSE AG
015 B000115 S
015 C010115 ZURICH
015 D010115 SWITZERLAND
015 E040115 X
015 A000116 THE BANK OF NEW YORK MELLON
015 B000116 S
015 C010116 LONDON
015 D010116 UNITED KINGDOM
015 E040116 X
024 000100 Y
025 A000101 JPMORGAN CHASE & CO.
025 B000101 13-2624428
025 C000101 D
025 D000101 17720
025 A000102 BANC OF AMERICA SECURITIES LLC
025 B000102 56-2058405
025 C000102 D
025 D000102 12536
025 A000103 GOLDMAN SACHS & CO.
025 B000103 13-5108880
025 C000103 D
025 D000103 3487
025 A000104 CREDIT SUISSE SECURITIES (USA) LLC
025 B000104 05-0546650
025 C000104 D
025 D000104 3479
025 A000105 BNP PARIBAS SECURITIES CORP.
025 B000105 13-3235334
025 C000105 D
PAGE 7
025 D000105 767
025 D000106 0
025 D000107 0
025 D000108 0
028 A010100 4296
028 A020100 1517
028 A030100 0
028 A040100 6483
028 B010100 5632
028 B020100 1356
028 B030100 0
028 B040100 12383
028 C010100 4062
028 C020100 1446
028 C030100 0
028 C040100 11510
028 D010100 7161
028 D020100 1429
028 D030100 0
028 D040100 16173
028 E010100 5789
028 E020100 1406
028 E030100 0
028 E040100 16004
028 F010100 4614
028 F020100 1559
028 F030100 0
028 F040100 18463
028 G010100 31554
028 G020100 8713
028 G030100 0
028 G040100 81016
028 H000100 14618
029 000100 Y
030 A000100 195
030 B000100 4.50
030 C000100 0.00
031 A000100 32
031 B000100 0
032 000100 32
033 000100 131
034 000100 Y
035 000100 42
036 A000100 N
036 B000100 0
037 000100 N
038 000100 0
039 000100 Y
040 000100 Y
041 000100 Y
042 A000100 0
PAGE 8
042 B000100 0
042 C000100 0
042 D000100 100
042 E000100 0
042 F000100 0
042 G000100 0
042 H000100 0
043 000100 1787
044 000100 0
045 000100 Y
046 000100 N
047 000100 Y
048 000100 0.000
048 A010100 1000000
048 A020100 0.500
048 B010100 1000000
048 B020100 0.450
048 C010100 1000000
048 C020100 0.350
048 D010100 0
048 D020100 0.000
048 E010100 0
048 E020100 0.000
048 F010100 0
048 F020100 0.000
048 G010100 0
048 G020100 0.000
048 H010100 0
048 H020100 0.000
048 I010100 0
048 I020100 0.000
048 J010100 0
048 J020100 0.000
048 K010100 3000000
048 K020100 0.300
049 000100 N
050 000100 N
051 000100 N
052 000100 N
053 A000100 N
054 A000100 Y
054 B000100 Y
054 C000100 N
054 D000100 N
054 E000100 N
054 F000100 N
054 G000100 N
054 H000100 Y
054 I000100 N
054 J000100 Y
054 K000100 N
PAGE 9
054 L000100 N
054 M000100 N
054 N000100 N
054 O000100 N
055 A000100 Y
055 B000100 N
056 000100 Y
057 000100 N
058 A000100 N
059 000100 Y
060 A000100 Y
060 B000100 Y
061 000100 2500
062 A000100 Y
062 B000100 0.0
062 C000100 0.0
062 D000100 0.0
062 E000100 0.0
062 F000100 0.0
062 G000100 0.0
062 H000100 0.0
062 I000100 0.0
062 J000100 0.0
062 K000100 0.0
062 L000100 0.0
062 M000100 27.8
062 N000100 4.0
062 O000100 0.2
062 P000100 2.9
062 Q000100 63.7
062 R000100 29.0
063 A000100 0
063 B000100 6.7
064 A000100 Y
064 B000100 N
066 A000100 N
067 000100 N
068 A000100 N
068 B000100 N
069 000100 N
070 A010100 Y
070 A020100 N
070 B010100 N
070 B020100 N
070 C010100 Y
070 C020100 N
070 D010100 N
070 D020100 N
070 E010100 Y
070 E020100 Y
070 F010100 N
PAGE 10
070 F020100 N
070 G010100 Y
070 G020100 Y
070 H010100 N
070 H020100 N
070 I010100 N
070 I020100 N
070 J010100 Y
070 J020100 N
070 K010100 Y
070 K020100 Y
070 L010100 Y
070 L020100 Y
070 M010100 Y
070 M020100 Y
070 N010100 Y
070 N020100 Y
070 O010100 Y
070 O020100 N
070 P010100 Y
070 P020100 N
070 Q010100 N
070 Q020100 N
070 R010100 Y
070 R020100 N
071 A000100 8440426
071 B000100 8386301
071 C000100 656777
071 D000100 1277
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072 C000100 1635
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072 N000100 68
072 O000100 0
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072 R000100 34
072 S000100 27
072 T000100 1787
072 U000100 0
072 V000100 0
PAGE 11
072 W000100 29
072 X000100 6518
072 Y000100 0
072 Z000100 18634
072AA000100 66770
072BB000100 52298
072CC010100 0
072CC020100 348
072DD010100 15933
072DD020100 3565
072EE000100 0
073 A010100 0.0000
073 A020100 0.0000
073 B000100 0.0000
073 C000100 0.0000
074 A000100 0
074 B000100 0
074 C000100 192408
074 D000100 655173
074 E000100 0
074 F000100 0
074 G000100 0
074 H000100 0
074 I000100 0
074 J000100 173381
074 K000100 0
074 L000100 2793
074 M000100 140
074 N000100 1023895
074 O000100 327535
074 P000100 493
074 Q000100 0
074 R010100 0
074 R020100 0
074 R030100 0
074 R040100 31663
074 S000100 0
074 T000100 664204
074 U010100 56651
074 U020100 12760
074 V010100 0.00
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074 W000100 0.0000
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076 000100 0.00
SIGNATURE STEVEN KAPLAN
TITLE VP
EX-99
2
navdistributionspip14.txt
NAVS & DISTRIBUTION RATES
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 1.
EXPENSES (Negative answers are allowed For the period covered by this form
on this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 0
Z) Net investment income ------------------------------ $ 0
AA) Realized capital gains ----------------------------- $ 0
BB) Realized capital losses ---------------------------- $ 0
CC) 1. Net unrealized appreciation during the period --- $ 0
2. Net unrealized depreciation during the period --- $ 0
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 0
2. Dividends for a second class of open-end
company shares -----------------------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
" A) 1. Dividends from net investment income $0.2673, 0.1954
" 2. Dividends for a second class of open-end
company shares $0.2037, 0.2440, 0.2909
B) Distribution of capital gains ---------------$ 0.00
C) Other distributions --------------------------------- $ 0.0000
SCREEN NUMBER: 34
This page being
(Continued from Screen 35) filed for series 1.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased --------------- $ 0
P) Amounts owed to affiliated persons --------------------------$ 0
Q) Senior long-term debt ---------------------------------------$ 0
R) Other liabilities:1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 0
S) Senior equity -----------------------------------------------$ 0
T) Net assets of common shareholders ---------------------------$ 0
U) 1. Number of shares outstanding -----------------------------$ 0
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 0
" V) 1. Net asset value per share(to nearest cent) $9.57, 9.59
2. Net asset value per share of a second class of open-end
" company shares (to nearest cent) $9.59, 9.58, 9.55
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) -----------------$ 0.0000
X) Total number of shareholder accounts ------------------------$ 0
Y) Total value of assets in segregated accounts ----------------$ 0
SCREEN NUMBER: 36
Because the electronic format for filing Form N-SAR does not provide
"adequate space for responding to Items 73A1&2 and 74V1&2 correctly, "
the correct answers are as above.
Prudential Government Income Fund
EX-99.77B ACCT LTTR
3
auditorletterpip14.txt
AUDITOR LETTER
Report of Independent Registered Public Accounting Firm
The Board of Trustees and Shareholders
Prudential Investment Portfolios, Inc. 14:
In planning and performing our audits of the financial statements of
Prudential Government Income Fund (hereafter referred to as the
"Fund"), a series of Prudential Investment Portfolios, Inc. 14, as of and
for the year ended February 28, 2011, in accordance with the standards
of the Public Company Accounting Oversight Board (United States), we
considered the Fund's internal control over financial reporting, including
controls over safeguarding securities, as a basis for designing our
auditing procedures for the purpose of expressing our opinion on the
financial statements and to comply with the requirements of Form N-
SAR, but not for the purpose of expressing an opinion on the
effectiveness of the Fund's internal control over financial reporting.
Accordingly, we express no such opinion.
Management of the Fund is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to
assess the expected benefits and related costs of controls. A Fund's
internal control over financial reporting is a process designed to provide
reasonable assurance regarding the reliability of financial reporting and
the preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A Fund's
internal control over financial reporting includes those policies and
procedures that (1) pertain to the maintenance of records that, in
reasonable detail, accurately and fairly reflect the transactions and
dispositions of the assets of the Fund; (2) provide reasonable assurance
that transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted accounting
principles, and that receipts and expenditures of the Fund are being made
only in accordance with authorizations of management and trustees of
the Fund; and (3) provide reasonable assurance regarding prevention or
timely detection of unauthorized acquisition, use, or disposition of the
Fund's assets that could have a material effect on the financial
statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections of
any evaluation of effectiveness to future periods are subject to the risk
that controls may become inadequate because of changes in conditions,
or that the degree of compliance with the policies or procedures may
deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or
employees, in the normal course of performing their assigned functions,
to prevent or detect misstatements on a timely basis. A material
weakness is a deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a reasonable possibility
that a material misstatement of the Fund's annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Fund's internal control over financial reporting
was for the limited purpose described in the first paragraph and would
not necessarily disclose all deficiencies in internal control that might be
material weaknesses under standards established by the Public Company
Accounting Oversight Board (United States). However, we noted no
deficiencies in the Fund's internal control over financial reporting and its
operation, including controls over safeguarding securities, that we
consider to be a material weakness as defined above as of February 28,
2011.
This report is intended solely for the information and use of management
and the Board of Trustees of the Fund and the Securities and Exchange
Commission and is not intended to be and should not be used by anyone
other than these specified parties.
KPMG LLP
New York, New York
April 18, 2011