-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M2TUhLQCVA66OC0cPM5qpZwyrdhoo7M5pdsiQSUZD5V8vEkmpKNr/KNVZiNs08mt e8dF1NCD6ETOwWmtPmUmLA== 0000950157-98-000087.txt : 19980218 0000950157-98-000087.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950157-98-000087 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980217 FILED AS OF DATE: 19980217 SROS: NYSE SROS: PCX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEXCEL CORP /DE/ CENTRAL INDEX KEY: 0000717605 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 941109521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08472 FILM NUMBER: 98541917 BUSINESS ADDRESS: STREET 1: 281 TRESSER BOULEVARD STREET 2: C/O TWO STAMFORD PLZ CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2039690666 MAIL ADDRESS: STREET 1: 5794 W LAS POSITAS BLVD CITY: PLEASANTON STATE: CA ZIP: 945888781 COMPANY DATA: COMPANY CONFORMED NAME: CIBA SPECIALTY CHEMICALS HOLDING INC /FI/ CENTRAL INDEX KEY: 0001035497 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: KLYBECKSTRASSE 141 CITY: CH 4002 BASEL 5 1 ANN. STMNT OF CHANGES IN BENEFICIAL OWNERSHIP -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0362 Expires:September 30, 1998 Estimated average burden hours per response ....1.0 FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported =================================================================== 1. Name and Address of Reporting Person* Ciba Specialty Chemicals Holding Inc. - ------------------------------------------------------------------- (Last) (First) (Middle) Klybeckstrasse 141 - ------------------------------------------------------------------- (Street) CH-4002, Basel - ------------------------------------------------------------------- (City) (State) (Zip) Switzerland =================================================================== 2. Issuer Name and Ticker or Trading Symbol Hexcel Corporation / HXL ====================================================================== 3. IRS or Social Security Number of Reporting Person (Voluntary) ====================================================================== 4. Statement for Month/Year 1997 ====================================================================== 5. If Amendment, Date of Original (Month/Year) ====================================================================== 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) ----------------------------------------------------------- ====================================================================== 7. Individual or Joint/Group Reporting (Check applicable box) [ ] Form Filed by One Reporting Person [ X ] Form Filed by More than One Reporting Person ====================================================================== Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ======================================================================
4. Securities 5. Acquired Amount of (A) or Securities 6. 7. Disposed of (D) Beneficially Ownership Nature of 1. 2. 3. (Instr. 3, 4 and 5) Owned at Form: Indirect Title of Transaction Transaction -------------------------- end of Issuer's Direct (D) Beneficial Security Date Code (A) or Fiscal Year or Indirect (I) Ownership (Instr. 3) (mm/dd/yy) (Instr. 8) Amount (D) Price (Instr. 3 and 4) (Instr. 4) (Instr. 4) - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 3/13/97 J+ 9,204,503 A N.A 9,204,503 I Through Ciba Specialty Chemicals Inc. - ---------------------------------------------------------------------------------------------------------------------------------- Common Stock 3/13/97 J+ 8,817,245 A N.A 8,817,245 I Through Ciba Specialty Chemicals Corporation - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- ==================================================================================================================================
* If the form is filed by more than one reporting person, see Instruction 4(b)(v) Page 1 of 3 FORM 5 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) =====================================================================
9. 5. Number 10. 2. Number 7. of Owner- 11. Conver- of Deriva- 6. Title 8. Deriva- ship of Nature 1. sion tive Date and Price tive Se- Deriva- of Title or Securities Exercis- Amount of curities tive Se- Indi- of Exer- 3. Acquired able and of De- Bene- curity: rect Deriva- cise Trans- 4. (A) or Expira- Under- riva- ficially Direct Bene- tive Price action Trans- Disposed tion lying tive Owned (D) or ficial Secu- of Date action of (D) Date Securi- Secu- at End Indirect Owner- rity Deriva- (Month/ Code (Instr. 3, (Month/ ties rity of Year (I) ship (Instr. tive Day/ (Instr. 4 and Day/ (Instr. (Instr. (Instr. (Instr. (Instr. 3) Security Year) 4) 5) Year) 3 and 4 4) 4) 4) 4) - ---------------------------------------------------------------------------------------------------------------------------------- Amount or Date Expira- Number Exer- tion of (A) (D) cisable Date Title Shares - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------------- ===================================================================================================================================
Explanation of Responses: +In connection with the merger of Ciba-Geigy Limited ("Ciba") and Sandoz, Ltd. ("Sandoz"), the shareholders of Ciba and Sandoz determined that it was in their best interests to spin off the specialty chemicals businesses of Ciba and its affiliates as a separate company. Ciba Specialty Chemicals Holding Inc. ("SCH") was formed to hold the worldwide specialty chemicals businesses of Ciba and Ciba's affiliates. The closing of the spin-off transaction became effective upon the opening of business on March 13, 1997. SCH became the beneficial owner, by virtue of its obtaining two wholly owned subsidiaries, Ciba Specialty Chemicals Inc. ("CSCI") and Ciba Specialty Chemicals Corporation ("CSCC"), of 18,021,748 shares of Hexcel Corporation Common Stock as part of the spin-off transaction. Of such shares, CSCI beneficially owns 9,204,503 shares and CSCC beneficially owns 8,817,245 shares. ** INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS. SEE 18 U.S.C. 1001 AND U.S.C. 78FF(A). NOTE: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Ciba Specialty Chemicals Holding Inc. by: /s/ Peter Rupprecht /s/ Max Dettwiler 2/17/98 - ----------------------------------- ------------------------- **Signature of Reporting Person Date Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. Page 2 of 3 Additional Reporting Persons Additional Reporting Person: Ciba Specialty Chemicals Inc. (a wholly owned subsidiary of Ciba Specialty Chemicals Holding Inc.) Address: Klybeckstrasse 141, CH-4002, Basel, Switzerland Designated Filer: Ciba Specialty Chemicals Holding Inc. Issuer & Ticker Symbol: Hexcel Corporation / HXL Statement for Month/Year: 1997 Ciba Specialty Chemicals Inc. by /s/ Peter Rupprecht /s/ Max Dettwiler 2/17/98 ---------------------- -------------- Signature of Date Reporting Person Additional Reporting Person: Ciba Specialty Chemicals Corporation (a wholly owned subsidiary of Ciba Specialty Chemicals Holding Inc.) Address: P.O. Box 2005 560 White Plains Road Tarrytown, NY 10591 Designated Filer: Ciba Specialty Chemicals Holding Inc. Issuer & Ticker Symbol: Hexcel Corporation / HXL Statement for Month/Year: 1997 Ciba Specialty Chemicals Corporation by /s/ John McGraw 2/17/98 ------------------- -------------- Signature of Date Reporting Person Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----