-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EmPRQKTyqU2rZCHpRPHDRjzIvaATKPL+2OQnrvtbIt81v553O3hwNH8DxQg7CWVj sP7lhButWwPv/vNcH7CXZg== 0000769993-02-000122.txt : 20020414 0000769993-02-000122.hdr.sgml : 20020414 ACCESSION NUMBER: 0000769993-02-000122 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 COMPANY DATA: COMPANY CONFORMED NAME: SACERDOTE PETER M CENTRAL INDEX KEY: 0001029642 DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129027202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEXCEL CORP /DE/ CENTRAL INDEX KEY: 0000717605 STANDARD INDUSTRIAL CLASSIFICATION: ABRASIVE ASBESTOS & MISC NONMETALLIC MINERAL PRODUCTS [3290] IRS NUMBER: 941109521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08472 FILM NUMBER: 02545634 BUSINESS ADDRESS: STREET 1: TWO STAMFORD PLAZA STREET 2: 281 TRESSER BLVD., 16TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-969-0666 MAIL ADDRESS: STREET 1: TWO STAMFORD PLAZA STREET 2: 281 TRESSER BLVD., 16TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 5 1 hxl50112pms.txt FYE DECEMBER 31, 2001 - PETER M. SACERDOTE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported ================================================================================ 1. Name and Address of Reporting Person* Sacerdote, Peter M. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Goldman, Sachs & Co. 85 Broad Street - -------------------------------------------------------------------------------- (Street) New York, New York 10004 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Hexcel Corporation (HXL) ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ================================================================================ 4. Statement for Month/Year FYE December 31, 2001 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ X ] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------- ================================================================================ 7. Individual or Joint/Group Reporting (Check applicable line) [ X ] Form Filed by One Reporting Person [ ] Form Filed by More than One Reporting Person ================================================================================
==================================================================================================================================== Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ==================================================================================================================================== | | | | | | | | | | |5. |6. | | | | |4. |Amount of |Owner- | | | | |Securities Acquired (A) or |Securities |ship | | | | |Disposed of (D) |Beneficially |Form: |7. | | | |(Instr. 3, 4 and 5) |Owned at end |Direct |Nature of | |2. | 3. |-------------------------------|of Issuer's |(D) or |Indirect | 1. |Transaction |Transaction | | (A) | |Fiscal Year |Indirect |Beneficial| Title of Security |Date |Code | Amount | or | Price |(Instr. 3 |(I) |Ownership | (Instr. 3) |(Month/Day/Year) |(Instr. 8) | | (D) | |and 4) |(Instr.4)|(Instr. 4)| - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | Common Stock | | | | | | 14,525,000 | I | 01,02 | ====================================================================================================================================
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one Reporting Person, see Instruction 4(b)(v). FORM 5 (continued)
==================================================================================================================================== Table II -- Derivative Securities Acquired, Disposed of, or Beneficially owned | (e.g., puts, calls, warrants, options, convertible securities) | ==================================================================================================================================== | | | | | | | | | | | | | | | | | | |9. |10. | | | | | | | | | |Number |Owner-| | | | | | | | | |of |ship | | |2. | | | | | | |Deriv- |of | | |Conver-| | |5. | |7. | |ative |Deriv-|11. | |sion | | |Number of | |Title and Amount | |Secur- |ative |Nature| |or | | |Derivative |6. |of Underlying |8. |ities |Secur-|of | |Exer- | | |Securities |Date |Securities |Price |Bene- |ity: |In- | |cise |3. | |Acquired (A) |Exercisable and |(Instr. 3 and 4) |of |ficially |Direct|direct| |Price |Trans- |4. |or Disposed |Expiration Date |--------------------|Deriv- |Owned |(D) or|Bene- | 1. |of |action |Trans-|of (D) |(Month/Day/Year) | |Amount |ative |at End |In- |ficial| Title of |Deriv- |Date |action|(Instr. 3, |---------------------| |or |Secur- |of |direct|Owner-| Derivative |ative |(Month/ |Code |4 and 5) |Date |Expira- | |Number |ity |Year |(I) |ship | Security |Secur- |Day/ |(Instr|---------------|Exer- |tion | |of |(Instr.|(Instr. |(Instr|(Instr| (Instr. 3) |ity |Year) |8) | (A) |(D) |cisable |Date |Title |Shares |5) |4) |4) |4) | - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified | | | | | | | | | | | | | | Stock Options | | | | | | | | | | | | | | (right to buy)|$5.25 | 7/31/01 | A | 8,000 | | Immed. | 7/31/11 |Common Stock| 8,000 | | 8,000 | 03 |01,03 | - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified | | | | | | | | | | | | | | Stock Options | | | | | | | | | | | | | | (right to buy)|$9.40 | | | | | 04 | 5/10/11 |Common Stock| 2,000 | | 2,000 | 04 |01,04 | - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified | | | | | | | | | | | | | | Stock Options | | | | | | | | | | | | | | (right to buy)|$9.40 | | | | | 05 | 5/10/11 |Common Stock| 2,000 | | 2,000 | 05 |01,05 | - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified | | | | | | | | | | | | | | Stock Options | | | | | | | | | | | | | | (right to buy)|$9.3125| | | | | 06 | 12/19/10 |Common Stock|10,000 | | 10,000 | 06 |01,06 | - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified | | | | | | | | | | | | | | Stock Options | | | | | | | | | | | | | | (right to buy)|$9.3125| | | | | 07 | 12/19/10 |Common Stock|10,000 | | 10,000 | 07 |01,07 | ====================================================================================================================================
Explanation of Responses: 01: The Reporting Person is an advisory director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is an indirect wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuinary interest therein, if any. 02: Goldman Sachs and GS Group may be deemed to beneficially own indirectly in the aggregate 14,525,000 shares of Common Stock through certain investment partnerships and limited liability companies of which Goldman Sachs or affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member, manager or investment manager. 03: These options were granted pursuant to the Hexcel Incentive Stock Plan to a managing director of Goldman Sachs in his capacity as a director of the Issuer. That managing director has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. 04: These options were granted pursuant to the Hexcel Incentive Stock Plan to the Reporting Person. The options are scheduled to be exercisable as follows: 667 options on May 10, 2001, 667 options on May 10, 2002 and 666 options on May 10, 2003. The Reporting Person has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. 05: These options were granted pursuant to the Hexcel Incentive Stock Plan to a managing director of Goldman Sachs in his capacity as a director of the Issuer. The options are scheduled to be exercisable as follows: 667 options on May 10, 2001, 667 options on May 10, 2002 and 666 options on May 10, 2003. That managing director has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. 06: These options were granted pursuant to the Hexcel Incentive Stock Plan to the Reporting Person. These options are exercisable in three equal annual increments beginning on December 19, 2000. The Reporting Person has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. 07: These options were granted pursuant to the Hexcel Incentive Stock Plan to a managing director of Goldman Sachs in his capacity as a director of the Issuer. These options are exercisable in three equal annual increments beginning on December 19, 2000. That managing director has an understanding with GS Group pursuant to which he holds such options for the benefit of GS Group. By: s/ Roger S. Begelman February 13, 2002 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date Attorney-in-fact ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Alternatively, this Form is permitted to be submitted to the Commission in electronic format at the option of the Reporting Person pursuant to Rule 101(b)(4) of Regulation S-T. -----END PRIVACY-ENHANCED MESSAGE-----