Investment Company Act file number | 811-03706 | |||||
AMERICAN CENTURY CALIFORNIA TAX-FREE AND MUNICIPAL FUNDS | ||||||
(Exact name of registrant as specified in charter) | ||||||
4500 MAIN STREET, KANSAS CITY, MISSOURI | 64111 | |||||
(Address of principal executive offices) | (Zip Code) | |||||
CHARLES A. ETHERINGTON, 4500 MAIN STREET KANSAS CITY, MISSOURI 64111 | ||||||
(Name and address of agent for service) | ||||||
Registrant’s telephone number, including area code: | 816-531-5575 | |||||
Date of fiscal year end: | 08-31 | |||||
Date of reporting period: | 11-30-2018 |
California High-Yield Municipal - Schedule of Investments |
NOVEMBER 30, 2018 (UNAUDITED) |
Shares/ Principal Amount ($) | Value ($) | ||||
MUNICIPAL SECURITIES — 99.7% | |||||
California — 98.4% | |||||
91 Express Lanes Toll Road Rev., 5.00%, 8/15/30 | 2,400,000 | 2,676,768 | |||
ABAG Finance Authority for Nonprofit Corps. Rev., (Jackson Laboratory), 5.00%, 7/1/37 | 2,000,000 | 2,150,080 | |||
ABC Unified School District GO, Capital Appreciation, 0.00%, 8/1/21 (NATL)(1) | 1,000,000 | 944,240 | |||
Alameda Community Facilities District Special Tax, 5.00%, 9/1/42 | 1,250,000 | 1,343,425 | |||
Alameda Corridor Transportation Authority Rev., 5.00%, 10/1/26 | 2,000,000 | 2,247,320 | |||
Alameda Corridor Transportation Authority Rev., 5.00%, 10/1/27 (AGM) | 2,000,000 | 2,250,240 | |||
Alameda Corridor Transportation Authority Rev., 5.00%, 10/1/35 | 2,270,000 | 2,491,438 | |||
Antelope Valley Healthcare District Rev., 5.00%, 3/1/26 | 5,000,000 | 5,479,550 | |||
Antelope Valley Healthcare District Rev., 5.00%, 3/1/46 | 5,000,000 | 5,078,150 | |||
Bay Area Toll Authority Rev., VRDN, 2.39%, (MUNIPSA plus 0.70%), 10/1/19 | 1,450,000 | 1,451,566 | |||
Bay Area Toll Authority Rev., VRDN, 2.79%, (MUNIPSA plus 1.10%), 4/1/24 | 2,500,000 | 2,562,675 | |||
Bay Area Toll Authority Rev., VRDN, 2.94%, (MUNIPSA plus 1.25%), 4/1/27 | 1,000,000 | 1,039,380 | |||
Beaumont Special Tax, (Beaumont Community Facilities District No. 93-1), 5.00%, 9/1/43 | 1,605,000 | 1,729,307 | |||
Beaumont Special Tax, (Beaumont Community Facilities District No. 93-1), 5.00%, 9/1/48 | 2,855,000 | 3,064,214 | |||
Berryessa Union School District GO, Capital Appreciation, 0.00%, 8/1/21 (AGM)(1) | 1,190,000 | 1,126,014 | |||
Berryessa Union School District GO, Capital Appreciation, 0.00%, 8/1/22 (AGM)(1) | 1,220,000 | 1,121,680 | |||
Berryessa Union School District GO, Capital Appreciation, 0.00%, 8/1/23 (AGM)(1) | 1,000,000 | 892,760 | |||
California Community College Financing Authority Rev., (NCCD-Orange Coast Properties LLC), 5.25%, 5/1/53 | 6,250,000 | 6,690,250 | |||
California County Tobacco Securitization Agency Rev., (Alameda County Tobacco Securitization Corp.), 0.00%, 6/1/50(1) | 22,520,000 | 2,766,807 | |||
California County Tobacco Securitization Agency Rev., (Gold Country Settlement Funding Corp.), 5.25%, 6/1/46 | 1,000,000 | 965,710 | |||
California County Tobacco Securitization Agency Rev., (Los Angeles County Securitization Corp.), 5.45%, 6/1/28 | 2,000,000 | 2,002,320 | |||
California County Tobacco Securitization Agency Rev., (Los Angeles County Securitization Corp.), 5.65%, 6/1/41 | 1,500,000 | 1,500,585 | |||
California County Tobacco Securitization Agency Rev., (Los Angeles County Securitization Corp.), 0.00%, 6/1/46(1) | 15,975,000 | 2,821,504 | |||
California Educational Facilities Authority Rev., (Chapman University), 5.00%, 4/1/25 | 715,000 | 832,653 | |||
California Educational Facilities Authority Rev., (Chapman University), 5.00%, 4/1/31 (GA: Brandman University) | 1,820,000 | 1,938,810 | |||
California Educational Facilities Authority Rev., (Loma Linda University), 5.00%, 4/1/30 | 575,000 | 662,452 | |||
California Educational Facilities Authority Rev., (Loma Linda University), 5.00%, 4/1/31 | 650,000 | 745,836 | |||
California Educational Facilities Authority Rev., (Loma Linda University), 5.00%, 4/1/32 | 500,000 | 571,715 | |||
California Educational Facilities Authority Rev., (Loma Linda University), 5.00%, 4/1/33 | 575,000 | 654,839 | |||
California Educational Facilities Authority Rev., (Loma Linda University), 5.00%, 4/1/34 | 1,250,000 | 1,415,200 | |||
California Educational Facilities Authority Rev., (Loma Linda University), 5.00%, 4/1/35 | 1,250,000 | 1,408,463 | |||
California Health Facilities Financing Authority Rev., (Adventist Health System / West Obligated Group), 4.00%, 3/1/24 | 2,250,000 | 2,431,732 | |||
California Health Facilities Financing Authority Rev., (Lucile Salter Packard Children's Hospital at Stanford Obligated Group), 5.00%, 8/15/26 | 1,020,000 | 1,122,459 | |||
California Health Facilities Financing Authority Rev., (Sutter Health Obligated Group), 5.00%, 11/15/24 | 1,710,000 | 1,986,490 | |||
California Infrastructure & Economic Development Bank Rev., (Colburn School), VRDN, 2.69%, (MUNIPSA plus 1.00%), 6/1/20 | 2,190,000 | 2,204,848 | |||
California Mobilehome Park Financing Authority Rev., (Millennium Housing of California), 5.50%, 12/15/41 | 2,000,000 | 2,001,440 | |||
California Municipal Finance Authority Rev., (Azusa Pacific University), 5.00%, 4/1/41 | 1,860,000 | 1,918,850 | |||
California Municipal Finance Authority Rev., (Bowles Hall Foundation), 5.00%, 6/1/50 | 1,750,000 | 1,842,032 | |||
California Municipal Finance Authority Rev., (California Baptist University), 5.00%, 11/1/46(2) | 2,000,000 | 2,117,680 | |||
California Municipal Finance Authority Rev., (Caritas Affordable Housing, Inc.), 5.00%, 8/15/20 | 600,000 | 626,694 | |||
California Municipal Finance Authority Rev., (Caritas Affordable Housing, Inc.), 5.00%, 8/15/22 | 360,000 | 390,787 |
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/27 | 1,000,000 | 1,156,550 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/46 | 3,615,000 | 3,888,041 | |||
California Municipal Finance Authority Rev., (Creative Center of Los Altos), 4.00%, 11/1/26(2) | 625,000 | 622,050 | |||
California Municipal Finance Authority Rev., (Creative Center of Los Altos), 4.00%, 11/1/36(2) | 1,400,000 | 1,285,368 | |||
California Municipal Finance Authority Rev., (Creative Center of Los Altos), 4.50%, 11/1/46(2) | 2,100,000 | 1,988,154 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/35 | 3,500,000 | 3,850,175 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/35 | 1,500,000 | 1,650,075 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/36 | 1,580,000 | 1,731,174 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/37 | 1,500,000 | 1,640,280 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/42 | 1,750,000 | 1,893,920 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/47 | 3,000,000 | 3,234,360 | |||
California Municipal Finance Authority Rev., (Emerson College), 5.00%, 1/1/42 | 5,250,000 | 5,716,987 | |||
California Municipal Finance Authority Rev., (Northbay Healthcare Group Obligated Group), 5.00%, 11/1/24 | 1,000,000 | 1,104,080 | |||
California Municipal Finance Authority Rev., (Northbay Healthcare Group Obligated Group), 5.00%, 11/1/25 | 1,000,000 | 1,114,330 | |||
California Municipal Finance Authority Rev., (Northbay Healthcare Group Obligated Group), 5.00%, 11/1/26 | 500,000 | 560,280 | |||
California Municipal Finance Authority Rev., (Northbay Healthcare Group Obligated Group), 5.00%, 11/1/35 | 350,000 | 373,412 | |||
California Municipal Finance Authority Rev., (Northbay Healthcare Group Obligated Group), 5.00%, 11/1/40 | 500,000 | 528,080 | |||
California Municipal Finance Authority Rev., (Northbay Healthcare Group Obligated Group), 5.00%, 11/1/44 | 300,000 | 315,792 | |||
California Municipal Finance Authority Rev., (Northbay Healthcare Group Obligated Group), 5.25%, 11/1/47 | 1,600,000 | 1,689,872 | |||
California Municipal Finance Authority Rev., (Palmdale Aerospace Academy, Inc.), 5.00%, 7/1/38(2) | 1,100,000 | 1,133,726 | |||
California Municipal Finance Authority Rev., (Palmdale Aerospace Academy, Inc.), 5.00%, 7/1/49(2) | 5,100,000 | 5,204,703 | |||
California Municipal Finance Authority Rev., (River Charter Schools), 5.50%, 6/1/38(2) | 800,000 | 828,272 | |||
California Municipal Finance Authority Rev., (River Charter Schools), 5.50%, 6/1/48(2) | 1,810,000 | 1,860,282 | |||
California Municipal Finance Authority Rev., (River Charter Schools), 5.50%, 6/1/53(2) | 1,805,000 | 1,843,844 | |||
California Municipal Finance Authority Rev., (Santa Rosa Academy LLC), 5.125%, 7/1/35(2) | 905,000 | 938,938 | |||
California Municipal Finance Authority Rev., (Santa Rosa Academy LLC), 5.375%, 7/1/45(2) | 1,400,000 | 1,452,864 | |||
California Municipal Finance Authority Rev., (Touro College and University System Obligated Group), 5.25%, 1/1/34 | 950,000 | 1,020,072 | |||
California Municipal Finance Authority Rev., (Touro College and University System Obligated Group), 5.25%, 1/1/40 | 1,750,000 | 1,864,590 | |||
California Public Finance Authority Rev., (Henry Mayo Newhall Memorial Hospital), 5.00%, 10/15/47 | 3,500,000 | 3,688,020 | |||
California School Finance Authority Rev., (52nd & Crenshaw LLC), 6.00%, 10/1/49 | 700,000 | 731,346 | |||
California School Finance Authority Rev., (Alliance for College Ready Public Schools Obligated Group), 5.00%, 7/1/31 | 4,000,000 | 4,337,240 | |||
California School Finance Authority Rev., (Alliance for College Ready Public Schools Obligated Group), 5.00%, 7/1/45(2) | 5,000,000 | 5,230,500 | |||
California School Finance Authority Rev., (Aspire Public Schools Obligated Group), 5.00%, 8/1/27(2) | 985,000 | 1,078,161 | |||
California School Finance Authority Rev., (Aspire Public Schools Obligated Group), 5.00%, 8/1/28(2) | 1,285,000 | 1,399,339 | |||
California School Finance Authority Rev., (Aspire Public Schools Obligated Group), 5.00%, 8/1/29(2) | 795,000 | 861,319 | |||
California School Finance Authority Rev., (Aspire Public Schools Obligated Group), 5.00%, 8/1/30(2) | 400,000 | 431,644 | |||
California School Finance Authority Rev., (Aspire Public Schools Obligated Group), 5.00%, 8/1/31(2) | 500,000 | 538,025 | |||
California School Finance Authority Rev., (Aspire Public Schools Obligated Group), 5.00%, 8/1/40(2) | 1,000,000 | 1,050,740 | |||
California School Finance Authority Rev., (Aspire Public Schools Obligated Group), 5.00%, 8/1/41(2) | 1,000,000 | 1,049,550 | |||
California School Finance Authority Rev., (Bright Star Schools Obligated Group), 5.00%, 6/1/37(2) | 1,800,000 | 1,826,118 | |||
California School Finance Authority Rev., (Bright Star Schools Obligated Group), 5.00%, 6/1/47(2) | 1,565,000 | 1,572,512 | |||
California School Finance Authority Rev., (Bright Star Schools Obligated Group), 5.00%, 6/1/54(2) | 1,660,000 | 1,651,783 | |||
California School Finance Authority Rev., (Downtown College Prep Obligated Group), 4.00%, 6/1/26(2) | 2,525,000 | 2,505,633 | |||
California School Finance Authority Rev., (Downtown College Prep Obligated Group), 4.50%, 6/1/31(2) | 1,500,000 | 1,501,890 | |||
California School Finance Authority Rev., (Downtown College Prep Obligated Group), 5.00%, 6/1/46(2) | 4,630,000 | 4,658,706 | |||
California School Finance Authority Rev., (Downtown College Prep Obligated Group), 5.00%, 6/1/51(2) | 2,000,000 | 2,000,000 | |||
California School Finance Authority Rev., (Ednovate Obligated Group), 5.00%, 6/1/30(2) | 325,000 | 339,394 | |||
California School Finance Authority Rev., (Ednovate Obligated Group), 5.00%, 6/1/37(2) | 430,000 | 439,851 | |||
California School Finance Authority Rev., (Ednovate Obligated Group), 5.00%, 6/1/48(2) | 1,100,000 | 1,112,892 |
California School Finance Authority Rev., (Ednovate Obligated Group), 5.00%, 6/1/56(2) | 1,000,000 | 1,004,800 | |||
California School Finance Authority Rev., (Encore Education Obligated Group), 5.00%, 6/1/42(2) | 2,010,000 | 1,747,152 | |||
California School Finance Authority Rev., (Encore Education Obligated Group), 5.00%, 6/1/52(2) | 2,190,000 | 1,834,322 | |||
California School Finance Authority Rev., (Green Dot Public Schools Obligated Group), 5.00%, 8/1/38(2) | 1,000,000 | 1,067,400 | |||
California School Finance Authority Rev., (Green Dot Public Schools Obligated Group), 5.00%, 8/1/45(2) | 3,500,000 | 3,650,640 | |||
California School Finance Authority Rev., (Green Dot Public Schools Obligated Group), 5.00%, 8/1/48(2) | 1,750,000 | 1,848,717 | |||
California School Finance Authority Rev., (Kepler Education, Inc.), 5.75%, 5/1/37(2) | 1,050,000 | 967,155 | |||
California School Finance Authority Rev., (Kepler Education, Inc.), 5.875%, 5/1/47(2) | 1,425,000 | 1,286,390 | |||
California School Finance Authority Rev., (Kipp Schools), 4.125%, 7/1/24 | 420,000 | 434,406 | |||
California School Finance Authority Rev., (Kipp Schools), 5.00%, 7/1/34 | 500,000 | 531,165 | |||
California School Finance Authority Rev., (Kipp Schools), 5.00%, 7/1/37(2) | 1,180,000 | 1,274,695 | |||
California School Finance Authority Rev., (Kipp Schools), 5.125%, 7/1/44 | 700,000 | 736,841 | |||
California School Finance Authority Rev., (Kipp Schools), 5.00%, 7/1/45(2) | 1,650,000 | 1,737,698 | |||
California School Finance Authority Rev., (Larchmont Schools), 5.00%, 6/1/33(2) | 500,000 | 521,065 | |||
California School Finance Authority Rev., (Larchmont Schools), 5.00%, 6/1/43(2) | 550,000 | 562,216 | |||
California School Finance Authority Rev., (Larchmont Schools), 5.00%, 6/1/55(2) | 1,000,000 | 1,011,720 | |||
California School Finance Authority Rev., (Rocketship Education Obligated Group), 5.00%, 6/1/21(2) | 940,000 | 959,947 | |||
California School Finance Authority Rev., (Rocketship Education Obligated Group), 5.00%, 6/1/26(2) | 500,000 | 527,460 | |||
California School Finance Authority Rev., (Rocketship Education Obligated Group), 5.00%, 6/1/31(2) | 870,000 | 897,710 | |||
California School Finance Authority Rev., (Rocketship Education Obligated Group), 5.00%, 6/1/36(2) | 1,000,000 | 1,018,850 | |||
California School Finance Authority Rev., (Rocketship Education Obligated Group), 5.00%, 6/1/37(2) | 360,000 | 367,488 | |||
California School Finance Authority Rev., (Rocketship Education Obligated Group), 5.00%, 6/1/46(2) | 2,100,000 | 2,118,522 | |||
California School Finance Authority Rev., (Rocketship Education Obligated Group), 5.00%, 6/1/53(2) | 1,550,000 | 1,554,247 | |||
California School Finance Authority Rev., (Summit Public Schools Obligated Group), 5.00%, 6/1/37(2) | 1,000,000 | 1,066,200 | |||
California School Finance Authority Rev., (Summit Public Schools Obligated Group), 5.00%, 6/1/47(2) | 1,870,000 | 1,971,821 | |||
California School Finance Authority Rev., (Summit Public Schools Obligated Group), 4.30%, 6/1/53(2) | 2,935,000 | 2,754,527 | |||
California State Public Works Board Rev., 5.00%, 4/1/25 | 1,500,000 | 1,636,260 | |||
California State Public Works Board Rev., 5.00%, 12/1/31 | 975,000 | 1,054,463 | |||
California State Public Works Board Rev., 5.00%, 4/1/37 | 5,465,000 | 5,872,197 | |||
California State Public Works Board Rev., 5.00%, 11/1/38 | 2,350,000 | 2,578,208 | |||
California State Public Works Board Rev., (State of California Department of Corrections & Rehabilitation), 5.75%, 10/1/31 | 1,000,000 | 1,097,620 | |||
California State Public Works Board Rev., (State of California Department of Corrections & Rehabilitation), 5.00%, 9/1/39 | 7,000,000 | 7,723,030 | |||
California Statewide Communities Development Authority Rev., (899 Charleston LLC), 5.25%, 11/1/44(2) | 1,500,000 | 1,556,160 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/35 | 1,785,000 | 2,001,538 | |||
California Statewide Communities Development Authority Rev., (American Baptist Homes of the West Obligated Group), 5.00%, 10/1/43 (GA: American Baptist Homes Foundation) | 1,200,000 | 1,246,416 | |||
California Statewide Communities Development Authority Rev., (American Baptist Homes of the West Obligated Group), 5.00%, 10/1/45 | 2,400,000 | 2,531,712 | |||
California Statewide Communities Development Authority Rev., (Be.group), 7.25%, 11/15/41(2) | 2,500,000 | 2,606,100 | |||
California Statewide Communities Development Authority Rev., (California Baptist University), 3.00%, 11/1/22(2) | 1,670,000 | 1,670,367 | |||
California Statewide Communities Development Authority Rev., (California Baptist University), 3.50%, 11/1/27(2) | 2,630,000 | 2,617,981 | |||
California Statewide Communities Development Authority Rev., (California Baptist University), 5.00%, 11/1/32(2) | 3,090,000 | 3,387,474 | |||
California Statewide Communities Development Authority Rev., (California Baptist University), 5.00%, 11/1/41(2) | 4,450,000 | 4,766,795 | |||
California Statewide Communities Development Authority Rev., (CHF-Irvine LLC), 5.00%, 5/15/40 | 1,000,000 | 1,080,550 | |||
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/34 | 1,500,000 | 1,636,635 | |||
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/44 | 2,760,000 | 2,975,915 | |||
California Statewide Communities Development Authority Rev., (Cottage Health System Obligated Group), 5.25%, 11/1/30 | 1,250,000 | 1,322,025 |
California Statewide Communities Development Authority Rev., (Episcopal Communities & Services for Seniors), 5.00%, 5/15/42 | 1,500,000 | 1,576,425 | |||
California Statewide Communities Development Authority Rev., (Henry Mayo Newhall Memorial Hospital), 5.25%, 10/1/43 (AGM) | 1,000,000 | 1,088,500 | |||
California Statewide Communities Development Authority Rev., (Independence Support LLC), 7.00%, 6/1/45(3) | 7,000,000 | 4,219,180 | |||
California Statewide Communities Development Authority Rev., (Kaiser Credit Group), VRDN, 1.54%, 12/7/18 | 3,050,000 | 3,050,000 | |||
California Statewide Communities Development Authority Rev., (Kaiser Credit Group), VRDN, 1.54%, 12/7/18 | 4,345,000 | 4,345,000 | |||
California Statewide Communities Development Authority Rev., (Kaiser Credit Group), VRDN, 1.54%, 12/7/18 | 9,700,000 | 9,700,000 | |||
California Statewide Communities Development Authority Rev., (Kaiser Credit Group), VRDN, 1.54%, 12/7/18 | 11,540,000 | 11,540,000 | |||
California Statewide Communities Development Authority Rev., (Lancer Educational Housing LLC), 5.00%, 6/1/46(2) | 3,500,000 | 3,680,670 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.00%, 12/1/26(2) | 2,000,000 | 2,179,120 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.00%, 12/1/29(2) | 3,155,000 | 3,373,010 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.00%, 12/1/36(2) | 1,000,000 | 1,038,790 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.00%, 12/1/41(2) | 1,700,000 | 1,747,651 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.25%, 12/1/44 | 5,000,000 | 5,237,350 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.00%, 12/1/46(2) | 9,900,000 | 10,139,679 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.50%, 12/1/54 | 4,605,000 | 4,850,446 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.50%, 12/1/58(2) | 14,750,000 | 15,702,260 | |||
California Statewide Communities Development Authority Rev., (Methodist Hospital of Southern California Obligated Group), 5.00%, 1/1/48(4) | 10,000,000 | 10,703,900 | |||
California Statewide Communities Development Authority Rev., (Redlands Community Hospital), 4.00%, 10/1/41 | 6,500,000 | 6,442,280 | |||
California Statewide Communities Development Authority Rev., (Viamonte Senior Living 1, Inc.), 3.00%, 7/1/25 (California Mortgage Insurance) | 2,500,000 | 2,527,400 | |||
California Statewide Communities Development Authority Rev., (Viamonte Senior Living 1, Inc.), 3.00%, 7/1/26 (California Mortgage Insurance) | 2,750,000 | 2,773,512 | |||
California Statewide Communities Development Authority Rev., (Viamonte Senior Living 1, Inc.), 3.00%, 7/1/27 (California Mortgage Insurance) | 1,500,000 | 1,509,690 | |||
California Statewide Communities Development Authority Special Assessment, 2.70%, 9/2/22 | 345,000 | 343,896 | |||
California Statewide Communities Development Authority Special Assessment, 3.00%, 9/2/23 | 355,000 | 356,867 | |||
California Statewide Communities Development Authority Special Assessment, 3.00%, 9/2/24 | 365,000 | 364,036 | |||
California Statewide Communities Development Authority Special Assessment, 5.00%, 9/2/35 | 1,920,000 | 2,049,946 | |||
California Statewide Communities Development Authority Special Assessment, 5.00%, 9/2/45 | 3,810,000 | 4,035,361 | |||
California Statewide Communities Development Authority Special Tax, 5.00%, 9/1/36 | 1,000,000 | 1,068,270 | |||
California Statewide Communities Development Authority Special Tax, 5.00%, 9/1/37 | 4,330,000 | 4,604,435 | |||
California Statewide Communities Development Authority Special Tax, 5.00%, 9/1/45 | 1,500,000 | 1,591,425 | |||
California Statewide Communities Development Authority Special Tax, 5.00%, 9/1/47 | 1,650,000 | 1,769,361 | |||
California Statewide Communities Development Authority Special Tax, 5.00%, 9/1/48 | 7,330,000 | 7,854,975 | |||
Capistrano Unified School District Community Facilities District Special Tax, 3.20%, 9/1/44 | 1,610,000 | 1,346,894 | |||
Cathedral City Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 8/1/29 (AGM) | 1,250,000 | 1,393,025 | |||
Cathedral City Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 8/1/30 (AGM) | 1,315,000 | 1,460,373 | |||
Cathedral City Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 8/1/31 (AGM) | 1,380,000 | 1,529,523 | |||
Central Basin Municipal Water District Rev., 5.00%, 8/1/44 | 5,000,000 | 5,324,250 | |||
Chino Community Facilities District Special Tax, 5.00%, 9/1/43(4) | 3,160,000 | 3,420,100 | |||
Chino Community Facilities District Special Tax, 5.00%, 9/1/48(4) | 2,500,000 | 2,695,325 | |||
Chula Vista Community Facilities District Special Tax, (Chula Vista Community Facilities District No. 06-1), 5.00%, 9/1/43 | 595,000 | 645,081 | |||
Chula Vista Community Facilities District Special Tax, (Chula Vista Community Facilities District No. 06-1), 5.00%, 9/1/48 | 1,000,000 | 1,081,640 |
Corona-Norco Unified School District Special Tax, 5.00%, 9/1/43(4) | 2,430,000 | 2,617,596 | |||
Corona-Norco Unified School District Special Tax, 4.00%, 9/1/45 | 2,000,000 | 1,976,220 | |||
Corona-Norco Unified School District Special Tax, 5.00%, 9/1/48(4) | 1,500,000 | 1,609,560 | |||
Del Mar Race Track Authority Rev., 5.00%, 10/1/29 | 1,010,000 | 1,095,244 | |||
Del Mar Race Track Authority Rev., 5.00%, 10/1/35 | 2,000,000 | 2,130,240 | |||
Dixon Special Tax, 5.00%, 9/1/45 | 4,780,000 | 5,042,374 | |||
Duarte Unified School District GO, Capital Appreciation, 0.00%, 11/1/23 (AGM)(1) | 1,150,000 | 1,016,002 | |||
Dublin Community Facilities District Improvement Area No. 1 Special Tax, 5.00%, 9/1/37 | 1,150,000 | 1,240,229 | |||
Dublin Community Facilities District Improvement Area No. 1 Special Tax, 5.00%, 9/1/47 | 2,840,000 | 3,023,862 | |||
East Garrison Public Finance Authority Special Tax, 5.00%, 9/1/46 | 1,250,000 | 1,328,163 | |||
Eastern Municipal Water District Special Tax, 5.00%, 9/1/36 | 3,575,000 | 3,827,824 | |||
El Dorado County Special Tax, 5.00%, 9/1/27 | 1,055,000 | 1,191,201 | |||
El Dorado County Special Tax, 5.00%, 9/1/29 | 1,225,000 | 1,364,417 | |||
El Dorado County Special Tax, 5.00%, 9/1/30 | 1,325,000 | 1,466,272 | |||
El Dorado County Special Tax, 5.00%, 9/1/31 | 1,280,000 | 1,410,982 | |||
El Dorado County Special Tax, 5.00%, 9/1/32 | 1,355,000 | 1,487,871 | |||
El Dorado County Special Tax, 4.00%, 9/1/43 | 1,250,000 | 1,219,213 | |||
El Dorado County Special Tax, 4.00%, 9/1/46 | 2,350,000 | 2,284,576 | |||
El Dorado County Special Tax, 5.00%, 9/1/48 | 2,850,000 | 3,047,476 | |||
Elk Grove Finance Authority Special Tax, 4.00%, 9/1/22 | 1,310,000 | 1,366,382 | |||
Elk Grove Finance Authority Special Tax, 4.00%, 9/1/24 | 1,705,000 | 1,798,860 | |||
Elk Grove Finance Authority Special Tax, 4.00%, 9/1/26 | 2,140,000 | 2,244,496 | |||
Elk Grove Finance Authority Special Tax, 5.00%, 9/1/43 | 1,040,000 | 1,107,163 | |||
Elk Grove Finance Authority Special Tax, 5.00%, 9/1/48 | 1,250,000 | 1,325,600 | |||
Emeryville Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/31 (AGM) | 590,000 | 667,538 | |||
Emeryville Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/34 (AGM) | 1,000,000 | 1,116,130 | |||
Escondido Joint Powers Financing Authority Rev., 5.00%, 9/1/31 | 1,355,000 | 1,468,698 | |||
Folsom Ranch Financing Authority Special Tax, 5.00%, 9/1/47 | 4,325,000 | 4,605,000 | |||
Folsom Ranch Financing Authority Special Tax, (Folsom CA-Community Facilities District No. 20), 5.00%, 9/1/33 | 530,000 | 581,823 | |||
Folsom Ranch Financing Authority Special Tax, (Folsom CA-Community Facilities District No. 20), 5.00%, 9/1/38 | 845,000 | 911,865 | |||
Folsom Ranch Financing Authority Special Tax, (Folsom CA-Community Facilities District No. 20), 5.00%, 9/1/48 | 1,675,000 | 1,797,744 | |||
Fontana Special Tax, (City of Fontana CA Community Facilities District No. 80 Bella Strada), 5.00%, 9/1/46 | 1,000,000 | 1,069,290 | |||
Fontana Special Tax, (Fontana Community Facilities District No. 31 Citrus Heights North), 5.00%, 9/1/35 | 1,365,000 | 1,496,750 | |||
Foothill-Eastern Transportation Corridor Agency Rev., 6.50%, 1/15/43 | 4,000,000 | 4,583,440 | |||
Foothill-Eastern Transportation Corridor Agency Rev., 6.00%, 1/15/49 | 27,500,000 | 31,313,425 | |||
Foothill-Eastern Transportation Corridor Agency Rev., Capital Appreciation, 0.00%, 1/15/42(1) | 6,000,000 | 2,018,100 | |||
Foothill-Eastern Transportation Corridor Agency Rev., Capital Appreciation, VRN, 0.00%, 1/15/42 | 2,200,000 | 1,969,704 | |||
Foothill-Eastern Transportation Corridor Agency Rev., VRDN, 5.50%, 1/15/23 | 3,750,000 | 4,136,325 | |||
Fremont Community Facilities District No. 1 Special Tax, 5.00%, 9/1/40 | 3,000,000 | 3,199,290 | |||
Fremont Community Facilities District No. 1 Special Tax, 5.00%, 9/1/45 | 2,000,000 | 2,126,760 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/24 | 1,500,000 | 1,634,985 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/25 | 1,000,000 | 1,099,220 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/26 | 1,000,000 | 1,103,640 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/29 | 1,500,000 | 1,648,350 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/29 | 1,545,000 | 1,691,389 | |||
Golden State Tobacco Securitization Corp. Rev., 5.30%, 6/1/37 | 7,000,000 | 7,022,050 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/47 | 10,000,000 | 9,618,300 | |||
Golden State Tobacco Securitization Corp. Rev., 5.25%, 6/1/47 | 16,500,000 | 16,413,540 | |||
Golden State Tobacco Securitization Corp. Rev., Capital Appreciation, 0.00%, 6/1/47(1) | 45,000,000 | 7,094,700 |
Hemet Unified School District Financing Authority Special Tax, 5.00%, 9/1/34 | 350,000 | 373,125 | |||
Hemet Unified School District Financing Authority Special Tax, 5.00%, 9/1/39 | 2,100,000 | 2,217,222 | |||
Hesperia Special Tax, 5.00%, 9/1/29 | 1,060,000 | 1,144,291 | |||
Hesperia Special Tax, 5.00%, 9/1/35 | 2,690,000 | 2,863,532 | |||
Huntington Beach Community Facilities District Special Tax, 5.375%, 9/1/33 | 1,700,000 | 1,828,826 | |||
Independent Cities Finance Authority Rev., 5.00%, 10/15/47 | 4,000,000 | 4,144,600 | |||
Independent Cities Finance Authority Rev., (Augusta Communities LLC), 5.00%, 5/15/39 | 2,500,000 | 2,609,175 | |||
Independent Cities Finance Authority Rev., (Millennium Housing Corp.), 5.00%, 9/15/36 | 1,000,000 | 1,031,610 | |||
Independent Cities Finance Authority Rev., (Millennium Housing Corp.), 5.00%, 9/15/36 | 1,500,000 | 1,541,295 | |||
Independent Cities Finance Authority Rev., (Millennium Housing LLC), 6.75%, 8/15/46 | 2,500,000 | 2,718,650 | |||
Inland Valley Development Agency Tax Allocation, 5.25%, 9/1/37 | 1,110,000 | 1,227,272 | |||
Irvine Special Assessment, 5.00%, 9/2/24 | 700,000 | 768,467 | |||
Irvine Special Assessment, 5.00%, 9/2/26 | 600,000 | 653,502 | |||
Irvine Special Assessment, 5.00%, 9/2/29 | 700,000 | 762,097 | |||
Irvine Special Assessment, 5.00%, 9/2/30 | 350,000 | 379,918 | |||
Irvine Special Assessment, 5.00%, 9/2/42 | 1,500,000 | 1,605,195 | |||
Irvine Special Tax, 5.00%, 9/1/39 | 1,000,000 | 1,057,090 | |||
Irvine Special Tax, 5.00%, 9/1/44 | 500,000 | 527,495 | |||
Irvine Special Tax, 5.00%, 9/1/49 | 4,500,000 | 4,735,620 | |||
Irvine Special Tax, (Irvine Community Facilities District No. 2013-3), 5.00%, 9/1/43 | 2,500,000 | 2,717,750 | |||
Irvine Special Tax, (Irvine Community Facilities District No. 2013-3), 5.00%, 9/1/48 | 4,250,000 | 4,607,722 | |||
Irvine Special Tax, (Irvine Community Facilities District No. 2013-3), 5.00%, 9/1/51 (AGM) | 1,250,000 | 1,383,338 | |||
Irvine Unified School District Special Tax, 5.00%, 9/1/29 | 550,000 | 614,273 | |||
Irvine Unified School District Special Tax, 5.00%, 9/1/29 | 700,000 | 781,802 | |||
Irvine Unified School District Special Tax, 5.00%, 9/1/31 | 420,000 | 464,407 | |||
Irvine Unified School District Special Tax, 5.00%, 9/1/34 | 500,000 | 547,750 | |||
Irvine Unified School District Special Tax, 6.70%, 9/1/35 | 515,000 | 542,619 | |||
Irvine Unified School District Special Tax, 5.00%, 3/1/57 | 3,500,000 | 3,726,590 | |||
Jurupa Community Services District Special Tax, 5.00%, 9/1/37 | 250,000 | 260,978 | |||
Jurupa Community Services District Special Tax, 5.00%, 9/1/40 | 1,605,000 | 1,711,957 | |||
Jurupa Community Services District Special Tax, 5.00%, 9/1/42 | 1,000,000 | 1,041,080 | |||
Jurupa Public Financing Authority Special Tax, 5.00%, 9/1/42 | 1,000,000 | 1,089,500 | |||
Jurupa Unified School District Special Tax, 5.00%, 9/1/33 | 1,220,000 | 1,319,601 | |||
Jurupa Unified School District Special Tax, 5.00%, 9/1/38 | 1,000,000 | 1,061,710 | |||
Jurupa Unified School District Special Tax, 3.625%, 9/1/42 | 1,300,000 | 1,161,901 | |||
Jurupa Unified School District Special Tax, 5.00%, 9/1/43 | 1,255,000 | 1,323,209 | |||
Jurupa Unified School District Special Tax, 4.00%, 9/1/47 | 1,000,000 | 957,090 | |||
La Verne COP, (Brethren Hillcrest Homes), 5.00%, 5/15/36 | 1,100,000 | 1,137,114 | |||
Lake Elsinore Special Tax, (Lake Elsinore Community Facilities District No. 2016-2), 5.00%, 9/1/43 | 2,470,000 | 2,673,726 | |||
Lake Elsinore Special Tax, (Lake Elsinore Community Facilities District No. 2016-2), 5.00%, 9/1/48 | 3,640,000 | 3,921,918 | |||
Lake Elsinore Facilities Financing Authority Special Tax, 4.00%, 9/1/44 | 535,000 | 520,699 | |||
Lake Elsinore Public Financing Authority Special Tax, 5.00%, 9/1/34 | 535,000 | 569,796 | |||
Lake Elsinore Public Financing Authority Special Tax, 5.00%, 9/1/40 | 1,925,000 | 2,052,878 | |||
Lake Elsinore Unified School District Community Facilities District Special Tax, 4.00%, 9/1/42 | 600,000 | 588,240 | |||
Lake Elsinore Unified School District Community Facilities District Special Tax, 4.00%, 9/1/47 | 900,000 | 873,000 | |||
Lammersville Joint Unified School District Special Tax, 5.00%, 9/1/27 | 450,000 | 509,121 | |||
Lammersville Joint Unified School District Special Tax, 5.00%, 9/1/28 | 505,000 | 567,665 | |||
Lammersville Joint Unified School District Special Tax, 5.00%, 9/1/30 | 1,300,000 | 1,445,691 | |||
Lammersville Joint Unified School District Special Tax, 5.00%, 9/1/32 | 1,510,000 | 1,667,267 |
Lammersville Joint Unified School District Special Tax, 6.00%, 9/1/43 | 1,250,000 | 1,406,275 | |||
Lammersville Joint Unified School District Special Tax, 5.00%, 9/1/47 | 3,750,000 | 3,987,112 | |||
Long Beach Bond Finance Authority Rev., 5.50%, 11/15/37 | 1,150,000 | 1,443,066 | |||
Los Angeles Community Facilities District Special Tax, 6.40%, 9/1/22 | 620,000 | 621,420 | |||
Los Angeles County COP, 5.00%, 3/1/23 | 1,000,000 | 1,128,540 | |||
Los Angeles County Schools COP, 5.00%, 6/1/19 (AGM) | 1,200,000 | 1,219,128 | |||
Los Angeles County Schools COP, 5.00%, 6/1/20 (AGM) | 1,305,000 | 1,365,800 | |||
Los Angeles County Schools COP, 5.00%, 6/1/21 (AGM) | 1,895,000 | 2,037,769 | |||
Los Angeles Department of Water & Power System Rev., 5.00%, 7/1/30 | 3,500,000 | 3,912,930 | |||
Los Angeles Unified School District COP, 5.00%, 10/1/29 | 350,000 | 383,646 | |||
Los Angeles Unified School District GO, 5.00%, 7/1/30 | 1,155,000 | 1,309,424 | |||
M-S-R Energy Authority Rev., 7.00%, 11/1/34 | 1,700,000 | 2,372,775 | |||
M-S-R Energy Authority Rev., 6.50%, 11/1/39 | 4,000,000 | 5,486,480 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/21 | 125,000 | 132,475 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/21 | 215,000 | 227,390 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/22 | 100,000 | 107,428 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/22 | 225,000 | 241,216 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/23 | 100,000 | 108,866 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/23 | 110,000 | 119,348 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/24 | 250,000 | 273,145 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/25 | 175,000 | 192,731 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/25 | 260,000 | 285,025 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/26 | 135,000 | 149,684 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/26 | 115,000 | 127,179 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/27 | 100,000 | 110,731 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/28 | 100,000 | 111,694 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/28 | 100,000 | 110,413 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/33 | 340,000 | 372,817 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/33 | 250,000 | 271,043 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/38 | 400,000 | 431,988 | |||
Marina Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/38 | 250,000 | 266,458 | |||
Menifee Union School District Special Tax, 5.00%, 9/1/43 | 1,000,000 | 1,076,620 | |||
Menifee Union School District Special Tax, 5.00%, 9/1/48 | 1,500,000 | 1,609,920 | |||
Menifee Union School District Public Financing Authority Special Tax, 5.00%, 9/1/24 | 1,200,000 | 1,356,336 | |||
Menifee Union School District Public Financing Authority Special Tax, 5.00%, 9/1/26 | 755,000 | 861,606 | |||
Menifee Union School District Public Financing Authority Special Tax, 4.00%, 9/1/27 | 420,000 | 447,035 | |||
Menifee Union School District Public Financing Authority Special Tax, 5.00%, 9/1/28 | 325,000 | 368,748 | |||
Moorpark Rev., (Villa del Arroyo Moorpark LLC), 6.50%, 5/15/41 | 4,000,000 | 4,303,360 | |||
Murrieta Community Facilities District Special Tax, 5.00%, 9/1/42 | 655,000 | 699,887 | |||
Murrieta Community Facilities District Special Tax, 5.00%, 9/1/46 | 825,000 | 879,038 | |||
Murrieta Financing Authority Special Tax, 5.00%, 9/1/31 | 1,735,000 | 1,854,333 | |||
Murrieta Valley Unified School District Public Financing Authority Special Tax, 5.00%, 9/1/23 | 2,530,000 | 2,813,461 | |||
Murrieta Valley Unified School District Public Financing Authority Special Tax, 5.00%, 9/1/30 | 1,735,000 | 1,902,670 | |||
Murrieta Valley Unified School District Public Financing Authority Special Tax, 5.00%, 9/1/31 | 1,915,000 | 2,093,286 | |||
Murrieta Valley Unified School District Public Financing Authority Special Tax, 5.00%, 9/1/32 | 1,155,000 | 1,258,453 | |||
Napa Special Tax, 4.00%, 9/1/25 | 155,000 | 164,002 | |||
Napa Special Tax, 4.00%, 9/1/26 | 365,000 | 384,611 | |||
Napa Special Tax, 4.00%, 9/1/33 | 315,000 | 319,634 | |||
Napa Special Tax, 4.00%, 9/1/34 | 400,000 | 404,400 |
Norman Y Mineta San Jose International Airport SJC Rev., 5.25%, 3/1/34 | 2,605,000 | 2,774,820 | |||
Northern California Power Agency Rev., 5.00%, 7/1/31 | 1,090,000 | 1,193,190 | |||
Northern Inyo County Local Hospital District Rev., 3.875%, 12/1/27 | 4,065,000 | 4,015,326 | |||
Ontario Community Facilities District No. 24 Special Tax, 5.00%, 9/1/26 | 390,000 | 436,929 | |||
Ontario Community Facilities District No. 24 Special Tax, 5.00%, 9/1/41 | 2,065,000 | 2,196,953 | |||
Ontario Community Facilities District No. 24 Special Tax, 5.00%, 9/1/46 | 1,000,000 | 1,059,800 | |||
Ontario Community Facilities District No. 28 Special Tax, 5.00%, 9/1/42 | 1,000,000 | 1,067,010 | |||
Ontario Community Facilities District No. 28 Special Tax, 5.00%, 9/1/47 | 500,000 | 531,615 | |||
Ontario Community Facilities District No. 30 Special Tax, 4.00%, 9/1/42 | 1,395,000 | 1,359,400 | |||
Ontario Community Facilities District No. 30 Special Tax, 4.00%, 9/1/48 | 2,000,000 | 1,925,740 | |||
Ontario Community Facilities District No. 31 Special Tax, 5.00%, 9/1/42 | 1,050,000 | 1,120,361 | |||
Ontario Community Facilities District No. 34 Special Tax, 4.00%, 9/1/48 | 1,000,000 | 968,640 | |||
Orange County Community Facilities District Special Tax, 5.25%, 8/15/45 | 4,000,000 | 4,305,600 | |||
Orange County Community Facilities District Special Tax, 5.00%, 8/15/46 | 10,000,000 | 10,591,100 | |||
Orange County Community Facilities District Special Tax, 5.00%, 8/15/47 | 2,550,000 | 2,725,644 | |||
Oxnard Financing Authority Rev., 5.00%, 6/1/34 (AGM) | 2,750,000 | 3,045,020 | |||
Palm Desert Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 10/1/22 (BAM) | 400,000 | 444,496 | |||
Palm Desert Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 10/1/24 (BAM) | 475,000 | 550,620 | |||
Palm Desert Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 10/1/25 (BAM) | 850,000 | 1,002,983 | |||
Palm Desert Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 10/1/26 (BAM) | 600,000 | 717,672 | |||
Palm Springs Financing Authority Rev., 5.00%, 6/1/35 | 4,000,000 | 4,319,240 | |||
Palomar Health Rev., (Palomar Health Obligated Group), 5.00%, 11/1/36 | 8,465,000 | 9,002,443 | |||
Palomar Health Rev., (Palomar Health Obligated Group), 5.00%, 11/1/27 | 2,005,000 | 2,229,841 | |||
Palomar Health Rev., (Palomar Health Obligated Group), 5.00%, 11/1/30 | 3,000,000 | 3,276,990 | |||
Palomar Health Rev., (Palomar Health Obligated Group), 5.00%, 11/1/31 | 2,125,000 | 2,297,189 | |||
Palomar Health Rev., (Palomar Health Obligated Group), 4.00%, 11/1/39 | 8,875,000 | 8,572,895 | |||
Palomar Health Rev., (Palomar Health Obligated Group), 5.00%, 11/1/39 | 8,250,000 | 8,720,085 | |||
Palomar Health Rev., (Palomar Health Obligated Group), 5.00%, 11/1/42 | 10,000,000 | 10,559,300 | |||
Perris Joint Powers Authority Special Tax, 5.00%, 9/1/26 | 1,090,000 | 1,210,914 | |||
Perris Joint Powers Authority Special Tax, 5.00%, 9/1/27 | 1,000,000 | 1,118,460 | |||
Perris Joint Powers Authority Special Tax, 5.00%, 9/1/30 | 1,325,000 | 1,459,859 | |||
Perris Joint Powers Authority Special Tax, 5.00%, 9/1/34 | 1,555,000 | 1,690,192 | |||
Perris Union High School District Special Tax, 5.00%, 9/1/41 | 4,750,000 | 5,066,540 | |||
Pleasant Valley School District / Ventura County GO, 5.85%, 8/1/31 (NATL) | 4,835,000 | 5,816,602 | |||
Poway Unified School District Public Financing Authority Special Tax, 5.00%, 9/1/34 | 995,000 | 1,066,590 | |||
Poway Unified School District Public Financing Authority Special Tax, 5.00%, 9/1/35 | 990,000 | 1,057,587 | |||
Poway Unified School District Public Financing Authority Special Tax, 5.00%, 9/1/36 | 1,245,000 | 1,326,946 | |||
Rancho Cordova Special Tax, 4.00%, 9/1/22 | 400,000 | 421,000 | |||
Rancho Cordova Special Tax, 4.00%, 9/1/23 | 650,000 | 689,436 | |||
Rancho Cordova Special Tax, 4.00%, 9/1/24 | 500,000 | 531,875 | |||
Rancho Cordova Special Tax, 4.00%, 9/1/26 | 1,000,000 | 1,053,030 | |||
Rancho Cordova Special Tax, 4.00%, 9/1/27 | 425,000 | 444,274 | |||
Rancho Cordova Special Tax, 4.00%, 9/1/29 | 1,280,000 | 1,315,136 | |||
Rancho Cordova Special Tax, 4.00%, 9/1/31 | 1,350,000 | 1,375,164 | |||
Rancho Cordova Special Tax, 4.00%, 9/1/37 | 3,000,000 | 2,991,990 | |||
Rancho Cordova Special Tax, 5.00%, 9/1/40 | 1,195,000 | 1,270,739 | |||
Rancho Cordova Special Tax, 4.00%, 9/1/45 | 1,025,000 | 995,408 | |||
Rancho Cordova Special Tax, 5.00%, 9/1/45 | 1,250,000 | 1,325,425 | |||
Redding Electric System Rev., 5.00%, 6/1/21 | 400,000 | 431,556 |
Redding Electric System Rev., 5.00%, 6/1/23 | 740,000 | 837,502 | |||
Redwood City Redevelopment Agency Successor Agency Tax Allocation, Capital Appreciation, 0.00%, 7/15/28 (Ambac)(1) | 3,405,000 | 2,481,053 | |||
Rio Elementary School District Community Facilities District Special Tax, 5.00%, 9/1/35 | 2,550,000 | 2,751,399 | |||
Rio Elementary School District Community Facilities District Special Tax, 5.50%, 9/1/39 | 1,785,000 | 1,959,252 | |||
Rio Vista Community Facilities District Special Tax, 5.00%, 9/1/38 | 1,070,000 | 1,156,456 | |||
Rio Vista Community Facilities District Special Tax, 5.00%, 9/1/48 | 1,190,000 | 1,275,228 | |||
River Islands Public Financing Authority Special Tax, 5.50%, 9/1/45 | 3,500,000 | 3,698,205 | |||
River Islands Public Financing Authority Special Tax, 5.50%, 9/1/45 | 5,000,000 | 5,283,150 | |||
Riverside County Community Facilities Districts Special Tax, 5.00%, 9/1/30 | 1,035,000 | 1,089,317 | |||
Riverside County Community Facilities Districts Special Tax, 5.00%, 9/1/35 | 2,520,000 | 2,631,560 | |||
Riverside County Community Facilities Districts Special Tax, 5.00%, 9/1/40 | 2,250,000 | 2,424,375 | |||
Riverside County Community Facilities Districts Special Tax, 5.00%, 9/1/42 | 3,000,000 | 3,114,750 | |||
Riverside County Community Facilities Districts Special Tax, 5.00%, 9/1/42 | 1,110,000 | 1,186,912 | |||
Riverside County Community Facilities Districts Special Tax, 5.00%, 9/1/44 | 2,735,000 | 2,941,903 | |||
Riverside County Community Facilities Districts Special Tax, 5.00%, 9/1/45 | 540,000 | 575,780 | |||
Riverside County Community Facilities Districts Special Tax, 5.00%, 9/1/48(4) | 2,500,000 | 2,668,350 | |||
Riverside County Transportation Commission Rev., 5.75%, 6/1/44 | 500,000 | 544,000 | |||
Riverside County Transportation Commission Rev., Capital Appreciation, 0.00%, 6/1/41(1) | 2,000,000 | 689,700 | |||
Riverside County Transportation Commission Rev., Capital Appreciation, 0.00%, 6/1/42(1) | 3,320,000 | 1,086,968 | |||
Riverside County Transportation Commission Rev., Capital Appreciation, 0.00%, 6/1/43(1) | 5,000,000 | 1,557,300 | |||
Riverside Unified School District Special Tax, (Riverside Unified School District Community Facilities District No. 32), 4.00%, 9/1/43 | 1,600,000 | 1,553,376 | |||
Riverside Unified School District Special Tax, (Riverside Unified School District Community Facilities District No. 32), 4.00%, 9/1/48 | 1,850,000 | 1,781,310 | |||
Romoland School District Special Tax, 5.00%, 9/1/35 | 4,685,000 | 5,027,848 | |||
Romoland School District Special Tax, 5.00%, 9/1/38 | 2,900,000 | 3,094,416 | |||
Romoland School District Special Tax, 5.00%, 9/1/41 | 1,250,000 | 1,343,288 | |||
Romoland School District Special Tax, 5.00%, 9/1/43 | 2,640,000 | 2,773,795 | |||
Romoland School District Special Tax, (Romoland School District Community Facilities District No. 2004-1 Heritage Lake), 5.00%, 9/1/43 | 3,000,000 | 3,239,910 | |||
Romoland School District Special Tax, (Romoland School District Community Facilities District No. 2004-1 Heritage Lake), 5.00%, 9/1/48 | 3,250,000 | 3,493,587 | |||
Roseville Special Tax, 5.00%, 9/1/32(2) | 1,265,000 | 1,341,178 | |||
Roseville Special Tax, 5.00%, 9/1/37 | 1,250,000 | 1,333,800 | |||
Roseville Special Tax, 5.00%, 9/1/38 | 1,650,000 | 1,783,930 | |||
Roseville Special Tax, 5.00%, 9/1/47(2) | 6,500,000 | 6,794,450 | |||
Roseville Special Tax, (Westbrook Community Facilities District No. 1), 5.00%, 9/1/44 | 1,650,000 | 1,737,252 | |||
Roseville Special Tax, (Westbrook Community Facilities District No. 1), 5.00%, 9/1/43 | 2,840,000 | 3,079,043 | |||
Roseville Special Tax, (Westbrook Community Facilities District No. 1), 5.00%, 9/1/48 | 2,030,000 | 2,195,729 | |||
Roseville Natural Gas Financing Authority Rev., 5.00%, 2/15/27 | 5,000,000 | 5,679,000 | |||
Sacramento Special Tax, 5.00%, 9/1/41 | 1,900,000 | 2,021,410 | |||
Sacramento Special Tax, 5.00%, 9/1/46 | 2,250,000 | 2,384,550 | |||
Sacramento Special Tax, 5.00%, 9/1/47(2) | 1,900,000 | 1,955,442 | |||
Sacramento County Special Tax, 5.00%, 9/1/29 | 1,000,000 | 1,108,890 | |||
Sacramento County Special Tax, 5.00%, 9/1/30 | 1,170,000 | 1,290,931 | |||
Sacramento County Special Tax, 5.00%, 9/1/31 | 1,355,000 | 1,489,714 | |||
Sacramento County Special Tax, 5.00%, 9/1/32 | 665,000 | 727,989 | |||
Sacramento County Special Tax, 5.00%, 9/1/35 | 2,335,000 | 2,530,790 | |||
Sacramento County Special Tax, 5.00%, 9/1/40 | 2,325,000 | 2,479,938 | |||
Sacramento County Special Tax, 5.00%, 9/1/40 | 3,000,000 | 3,212,430 |
Sacramento County Special Tax, 5.00%, 9/1/45 | 4,645,000 | 4,929,135 | |||
Sacramento County Special Tax, 5.00%, 9/1/46 | 3,385,000 | 3,587,423 | |||
Sacramento Transportation Authority Rev., 5.00%, 10/1/24 | 1,055,000 | 1,168,244 | |||
San Bernardino County Special Tax, (County of San Bernardino CA Community Facilities District No. 2002-1), 5.00%, 9/1/33 | 3,000,000 | 3,214,350 | |||
San Bernardino County Special Tax, (County of San Bernardino CA Community Facilities District No. 2002-1), 4.00%, 9/1/42 | 700,000 | 682,136 | |||
San Bernardino County Special Tax, (County of San Bernardino CA Community Facilities District No. 2002-1), 4.00%, 9/1/48 | 1,000,000 | 961,230 | |||
San Bernardino County Special Tax, (San County Bernardino Community Facilities District No. 2006-1), 5.00%, 9/1/43 | 1,300,000 | 1,403,961 | |||
San Bernardino County Special Tax, (San County Bernardino Community Facilities District No. 2006-1), 5.00%, 9/1/48 | 1,200,000 | 1,294,956 | |||
San Bernardino Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 12/1/21 (AGM) | 3,900,000 | 4,229,667 | |||
San Bernardino Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 12/1/23 (AGM) | 2,425,000 | 2,735,667 | |||
San Buenaventura Rev., (Community Memorial Health System), 7.50%, 12/1/41 | 11,100,000 | 12,105,327 | |||
San Clemente Special Tax, 5.00%, 9/1/46 | 7,620,000 | 8,070,571 | |||
San Diego Special Tax, 5.00%, 9/1/37 | 975,000 | 1,043,328 | |||
San Diego County Rev., (Sanford Burnham Prebys Medical Discovery Institute), 5.00%, 11/1/25 | 835,000 | 964,650 | |||
San Diego County Rev., (Sanford Burnham Prebys Medical Discovery Institute), 5.00%, 11/1/26 | 525,000 | 602,217 | |||
San Diego County Rev., (Sanford Burnham Prebys Medical Discovery Institute), 5.00%, 11/1/30 | 725,000 | 820,388 | |||
San Diego County Special Tax, (San County Diego Community Facilities District No. 2008-01), 4.00%, 9/1/43 | 1,255,000 | 1,229,800 | |||
San Diego County Special Tax, (San County Diego Community Facilities District No. 2008-01), 4.00%, 9/1/48 | 1,250,000 | 1,211,838 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/24 | 300,000 | 337,476 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/25 | 955,000 | 1,071,644 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/26 | 500,000 | 559,680 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/44 | 1,500,000 | 1,644,735 | |||
San Diego Public Facilities Financing Authority Water Rev., 5.00%, 8/1/30 | 2,000,000 | 2,196,840 | |||
San Diego Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/21 | 390,000 | 423,657 | |||
San Diego Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/22 | 545,000 | 607,174 | |||
San Diego Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/23 | 650,000 | 741,813 | |||
San Diego Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/24 | 700,000 | 814,758 | |||
San Diego Unified Port District Rev., 5.00%, 9/1/26 | 750,000 | 835,725 | |||
San Francisco City & County Redevelopment Agency Special Tax, Capital Appreciation, 0.00%, 8/1/43(1) | 5,500,000 | 1,404,700 | |||
San Francisco City & County Redevelopment Agency Tax Allocation, 5.00%, 8/1/33 | 780,000 | 862,797 | |||
San Gorgonio Memorial Health Care District GO, 5.00%, 8/1/20 | 1,000,000 | 1,046,660 | |||
San Gorgonio Memorial Health Care District GO, 5.00%, 8/1/21 | 275,000 | 294,033 | |||
San Jacinto Community Facilities District Special Tax, 5.00%, 9/1/28 | 1,080,000 | 1,196,694 | |||
San Jacinto Community Facilities District Special Tax, 5.00%, 9/1/29 | 1,165,000 | 1,282,549 | |||
San Jacinto Community Facilities District Special Tax, 5.00%, 9/1/32 | 450,000 | 489,042 | |||
San Jacinto Community Facilities District Special Tax, 5.00%, 9/1/33 | 1,280,000 | 1,389,261 | |||
San Jacinto Community Facilities District Special Tax, 5.00%, 9/1/34 | 335,000 | 362,423 | |||
San Joaquin Hills Transportation Corridor Agency Rev., 5.25%, 1/15/44 | 6,000,000 | 6,399,600 | |||
San Joaquin Hills Transportation Corridor Agency Rev., Capital Appreciation, 0.00%, 1/15/25 (NATL)(1) | 3,090,000 | 2,520,482 | |||
San Joaquin Hills Transportation Corridor Agency Rev., Capital Appreciation, 0.00%, 1/15/29 (NATL)(1) | 165,000 | 110,981 | |||
San Joaquin Hills Transportation Corridor Agency Rev., Capital Appreciation, 0.00%, 1/15/31 (NATL)(1) | 16,000,000 | 9,809,120 | |||
San Joaquin Hills Transportation Corridor Agency Rev., Capital Appreciation, 0.00%, 1/15/32 (NATL)(1) | 290,000 | 168,789 | |||
San Joaquin Hills Transportation Corridor Agency Rev., Capital Appreciation, 0.00%, 1/15/36 (NATL)(1) | 1,335,000 | 637,062 | |||
San Mateo Special Tax, 6.00%, 9/1/42 | 500,000 | 549,710 | |||
San Mateo Special Tax, 5.50%, 9/1/44 | 2,250,000 | 2,406,397 | |||
Santa Margarita Water District Special Tax, 5.625%, 9/1/43 | 1,250,000 | 1,336,300 | |||
Santaluz Community Facilities District No. 2 Special Tax, 5.10%, 9/1/30 | 465,000 | 496,941 | |||
Saugus-Castaic School Facilities Financing Authority Special Tax, 6.00%, 9/1/43 | 1,475,000 | 1,617,839 |
Saugus/Hart School Facilities Financing Authority Special Tax, 5.00%, 9/1/41 | 1,235,000 | 1,311,113 | |||
Saugus/Hart School Facilities Financing Authority Special Tax, 5.00%, 9/1/46 | 1,245,000 | 1,317,720 | |||
Silicon Valley Tobacco Securitization Authority Rev., Capital Appreciation, 0.00%, 6/1/36(1) | 32,000,000 | 11,572,800 | |||
Silicon Valley Tobacco Securitization Authority Rev., Capital Appreciation, 0.00%, 6/1/41(1) | 11,465,000 | 2,884,823 | |||
Southern California Public Power Authority Rev., 5.25%, 11/1/19 | 2,445,000 | 2,513,338 | |||
Southern California Public Power Authority Rev., 5.00%, 11/1/33 | 3,755,000 | 4,395,828 | |||
Southern Mono Health Care District GO, Capital Appreciation, 0.00%, 8/1/26 (NATL)(1) | 1,800,000 | 1,411,506 | |||
State of California GO, 5.00%, 11/1/19 | 4,500,000 | 4,638,195 | |||
State of California GO, 5.00%, 10/1/24 | 14,590,000 | 16,826,063 | |||
State of California GO, 5.25%, 2/1/30 | 5,000,000 | 5,473,550 | |||
State of California GO, VRN, 2.69%, (MUNIPSA plus 1.00%), 5/1/19 | 800,000 | 800,224 | |||
State of California GO, VRN, 2.84%, (MUNIPSA plus 1.15%), 5/1/20 | 960,000 | 968,352 | |||
Stockton Public Financing Authority Rev., 5.00%, 9/1/28 (BAM) | 2,215,000 | 2,507,380 | |||
Stockton Public Financing Authority Rev., 5.00%, 9/1/29 (BAM) | 1,750,000 | 1,973,020 | |||
Stockton Public Financing Authority Rev., 6.25%, 10/1/40 | 1,750,000 | 2,036,230 | |||
Stockton Public Financing Authority Rev., (Stockton Water Rev.), 5.00%, 10/1/33 (BAM) | 1,000,000 | 1,144,880 | |||
Stockton Public Financing Authority Rev., (Stockton Water Rev.), 5.00%, 10/1/34 (BAM) | 1,000,000 | 1,139,400 | |||
Stockton Unified School District GO, 5.00%, 8/1/31 | 4,620,000 | 5,235,985 | |||
Sulphur Springs Union School District Special Tax, (Sulphur Springs School District Community Facilities District No. 2006-1), 5.00%, 9/1/43 | 1,410,000 | 1,508,771 | |||
Sulphur Springs Union School District Special Tax, (Sulphur Springs School District Community Facilities District No. 2006-1), 5.00%, 9/1/47 | 1,820,000 | 1,941,958 | |||
Sunnyvale Special Tax, 7.75%, 8/1/32 | 6,500,000 | 6,514,820 | |||
Tahoe-Truckee Unified School District GO, Capital Appreciation, 0.00%, 8/1/22 (NATL)(1) | 2,690,000 | 2,473,213 | |||
Tahoe-Truckee Unified School District GO, Capital Appreciation, 0.00%, 8/1/23 (NATL)(1) | 2,220,000 | 1,980,107 | |||
Tejon Ranch Public Facilities Finance Authority Special Tax, 5.00%, 9/1/45 | 4,000,000 | 4,243,800 | |||
Temecula Valley Unified School District Community Facilities District Special Tax, (Temecula Valley Unified School District Community Facilities District No. 2014-1), 5.00%, 9/1/43 | 1,000,000 | 1,084,170 | |||
Tobacco Securitization Authority of Northern California Rev., (Sacramento County Tobacco Securitization Corp.), 5.50%, 6/1/45 | 2,000,000 | 2,008,840 | |||
Tobacco Securitization Authority of Northern California Rev., (Sacramento County Tobacco Securitization Corp.), Capital Appreciation, 0.00%, 6/1/45(1) | 20,000,000 | 2,149,200 | |||
Tobacco Securitization Authority of Northern California Rev., (Sacramento County Tobacco Securitization Corp.), Capital Appreciation, 0.00%, 6/1/45(1) | 25,000,000 | 4,346,250 | |||
Tobacco Securitization Authority of Southern California Rev., (San Diego County Tobacco Asset Securitization Corp.), 5.00%, 6/1/37 | 2,250,000 | 2,249,910 | |||
Tobacco Securitization Authority of Southern California Rev., (San Diego County Tobacco Asset Securitization Corp.), 5.125%, 6/1/46 | 14,120,000 | 14,119,435 | |||
Tobacco Securitization Authority of Southern California Rev., (San Diego County Tobacco Asset Securitization Corp.), Capital Appreciation, 0.00%, 6/1/46(1) | 25,000,000 | 2,868,250 | |||
Tracy Community Facilities District Special Tax, (Tracy Community Facilities District No. 2016-01), 5.00%, 9/1/43 | 2,500,000 | 2,704,950 | |||
Tracy Community Facilities District Special Tax, (Tracy Community Facilities District No. 2016-01), 5.00%, 9/1/48 | 2,750,000 | 2,969,010 | |||
Tracy Community Facilities District No. 2006-01 Special Tax, 5.75%, 9/1/36 | 3,105,000 | 3,106,118 | |||
Tracy Public Financing Authority Special Tax, 5.00%, 9/2/19 | 2,285,000 | 2,333,282 | |||
Tracy Public Financing Authority Special Tax, 5.00%, 9/2/20 | 2,100,000 | 2,195,970 | |||
Tulare Sewer Rev., 5.00%, 11/15/22 (AGM) | 500,000 | 554,160 | |||
Tulare Sewer Rev., 5.00%, 11/15/24 (AGM) | 500,000 | 575,115 | |||
Tulare Sewer Rev., 5.00%, 11/15/25 (AGM) | 400,000 | 467,352 | |||
Tustin Community Facilities District Special Tax, 5.00%, 9/1/37 | 3,330,000 | 3,545,118 | |||
Tustin Community Facilities District Special Tax, 5.00%, 9/1/40 | 1,100,000 | 1,179,145 | |||
Tustin Community Facilities District Special Tax, 5.00%, 9/1/45 | 2,200,000 | 2,351,536 | |||
University of California Rev., VRDN, 1.48%, 12/3/18 | 3,700,000 | 3,700,000 | |||
University of California Rev., VRDN, 1.50%, 12/3/18 | 1,100,000 | 1,100,000 |
Upland COP, (San Antonio Regional Hospital Obligated Group), 4.00%, 1/1/42 | 3,000,000 | 2,935,470 | |||
Upland COP, (San Antonio Regional Hospital Obligated Group), 5.00%, 1/1/47 | 2,500,000 | 2,709,475 | |||
Val Verde Unified School District Special Tax, 5.00%, 9/1/37 | 1,750,000 | 1,852,655 | |||
Washington Township Health Care District Rev., 5.00%, 7/1/26 | 400,000 | 446,308 | |||
Washington Township Health Care District Rev., 3.25%, 7/1/27 | 1,000,000 | 999,430 | |||
Washington Township Health Care District Rev., 3.50%, 7/1/28 | 750,000 | 757,553 | |||
Washington Township Health Care District Rev., 3.75%, 7/1/29 | 1,000,000 | 1,017,840 | |||
Whittier Rev., (Presbyterian Intercommunity Hospital Obligated Group), 5.00%, 6/1/44 | 3,500,000 | 3,734,290 | |||
William S Hart Union High School District Special Tax, 5.00%, 9/1/42 | 1,350,000 | 1,434,416 | |||
William S Hart Union High School District Special Tax, 5.00%, 9/1/47 | 2,350,000 | 2,488,932 | |||
Woodland Special Tax, 4.00%, 9/1/41 | 2,745,000 | 2,700,531 | |||
Woodland Special Tax, 4.00%, 9/1/45 | 2,750,000 | 2,679,270 | |||
Yuba City Unified School District GO, Capital Appreciation, 0.00%, 3/1/25 (NATL)(1) | 1,500,000 | 1,257,900 | |||
1,175,070,300 | |||||
Guam — 1.1% | |||||
Guam Government Rev., 5.125%, 1/1/42 | 1,000,000 | 1,029,430 | |||
Guam Government Power Authority Rev., 5.00%, 10/1/34 | 850,000 | 885,496 | |||
Guam Government Power Authority Rev., 5.00%, 10/1/36 | 1,940,000 | 2,071,144 | |||
Guam Government Power Authority Rev., 5.00%, 10/1/37 | 1,575,000 | 1,677,296 | |||
Guam Government Waterworks Authority Rev., 5.00%, 7/1/40 | 3,115,000 | 3,270,875 | |||
Guam Government Waterworks Authority Rev., 5.00%, 1/1/46 | 3,000,000 | 3,117,060 | |||
Port Authority of Guam Government Rev., 5.00%, 7/1/48 | 1,500,000 | 1,606,890 | |||
13,658,191 | |||||
U.S. Virgin Islands — 0.2% | |||||
Virgin Islands Public Finance Authority Rev., 5.00%, 9/1/33(2) | 2,500,000 | 2,607,400 | |||
TOTAL INVESTMENT SECURITIES — 99.7% (Cost $1,178,650,822) | 1,191,335,891 | ||||
OTHER ASSETS AND LIABILITIES — 0.3% | 3,237,024 | ||||
TOTAL NET ASSETS — 100.0% | $ | 1,194,572,915 |
NOTES TO SCHEDULE OF INVESTMENTS | ||
AGM | - | Assured Guaranty Municipal Corporation |
BAM | - | Build America Mutual Assurance Company |
COP | - | Certificates of Participation |
GA | - | Guaranty Agreement |
GO | - | General Obligation |
MUNIPSA | - | SIFMA Municipal Swap Index |
NATL | - | National Public Finance Guarantee Corporation |
VRDN | - | Variable Rate Demand Note. The instrument may be payable upon demand and adjusts periodically based upon the terms set forth in the security's offering documents. The rate shown is effective at the period end and the reference rate and spread, if any, is indicated. The date of the demand feature is disclosed. |
VRN | - | Variable Rate Note. The rate adjusts periodically based upon the terms set forth in the security’s offering documents. The rate shown is effective at the period end and the reference rate and spread, if any, is indicated. |
(1) | Security is a zero-coupon bond. Zero-coupon securities are issued at a substantial discount from their value at maturity. |
(2) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions exempt from registration, normally to qualified institutional investors. The aggregate value of these securities at the period end was $147,439,209, which represented 12.3% of total net assets. |
(3) | Security is in default. |
(4) | When-issued security. The issue price and yield are fixed on the date of the commitment, but payment and delivery are scheduled for a future date. |
• | Level 1 valuation inputs consist of unadjusted quoted prices in an active market for identical investments. |
• | Level 2 valuation inputs consist of direct or indirect observable market data (including quoted prices for comparable investments, evaluations of subsequent market events, interest rates, prepayment speeds, credit risk, etc.). These inputs also consist of quoted prices for identical investments initially expressed in local currencies that are adjusted through translation into U.S. dollars. |
• | Level 3 valuation inputs consist of unobservable data (including a fund’s own assumptions). |
California Intermediate-Term Tax-Free Bond - Schedule of Investments |
NOVEMBER 30, 2018 (UNAUDITED) |
Shares/ Principal Amount ($) | Value ($) | ||||
MUNICIPAL SECURITIES — 101.0% | |||||
California — 100.6% | |||||
91 Express Lanes Toll Road Rev., 5.00%, 8/15/24 | 1,000,000 | 1,132,910 | |||
91 Express Lanes Toll Road Rev., 5.00%, 8/15/25 | 1,000,000 | 1,129,560 | |||
ABAG Finance Authority for Nonprofit Corps. Rev., (Sharp Healthcare Obligated Group), 6.25%, 8/1/19, Prerefunded at 100% of Par(1) | 1,200,000 | 1,236,444 | |||
ABAG Finance Authority for Nonprofit Corps. Rev., (Sharp Healthcare Obligated Group), 6.00%, 8/1/30 | 3,500,000 | 3,857,315 | |||
ABAG Finance Authority for Nonprofit Corps. Rev., (Sharp Healthcare Obligated Group), 5.00%, 8/1/33 | 1,450,000 | 1,604,106 | |||
ABAG Finance Authority for Nonprofit Corps. Special Tax, 5.00%, 9/2/28 (AGM) | 2,630,000 | 3,093,222 | |||
ABAG Finance Authority for Nonprofit Corps. Special Tax, 5.00%, 9/2/31 (AGM) | 1,400,000 | 1,617,868 | |||
ABAG Finance Authority for Nonprofit Corps. Special Tax, 5.00%, 9/2/32 (AGM) | 495,000 | 569,765 | |||
Alameda Corridor Transportation Authority Rev., 5.00%, 10/1/20 | 3,010,000 | 3,180,968 | |||
Alameda Corridor Transportation Authority Rev., 5.00%, 10/1/22 | 1,000,000 | 1,087,570 | |||
Alameda Corridor Transportation Authority Rev., 5.00%, 10/1/24 | 7,000,000 | 7,889,490 | |||
Alameda Corridor Transportation Authority Rev., 5.00%, 10/1/34 | 1,500,000 | 1,652,775 | |||
Alameda Corridor Transportation Authority Rev., 5.00%, 10/1/35 | 3,000,000 | 3,292,650 | |||
Alameda Corridor Transportation Authority Rev., 5.00%, 10/1/36 | 2,000,000 | 2,186,520 | |||
Alameda Corridor Transportation Authority Rev., Capital Appreciation, 0.00%, 10/1/32 (NATL)(2) | 1,000,000 | 591,050 | |||
Alameda Corridor Transportation Authority Rev., Capital Appreciation, 0.00%, 10/1/35 (NATL)(2) | 12,750,000 | 6,494,340 | |||
Alum Rock Union Elementary School District GO, 6.00%, 8/1/39 | 2,500,000 | 2,846,275 | |||
Anaheim Public Financing Authority Rev., 5.25%, 4/1/19, Prerefunded at 100% of Par(1) | 2,500,000 | 2,530,300 | |||
Anaheim Public Financing Authority Rev., 5.375%, 4/1/21, Prerefunded at 100% of Par(1) | 1,000,000 | 1,082,930 | |||
Anaheim Public Financing Authority Rev., 5.00%, 10/1/22, Prerefunded at 100% of Par(1) | 1,200,000 | 1,339,884 | |||
Anaheim Public Financing Authority Rev., 5.00%, 10/1/22, Prerefunded at 100% of Par(1) | 2,275,000 | 2,540,197 | |||
Anaheim Public Financing Authority Rev., 5.00%, 5/1/25 | 1,000,000 | 1,148,780 | |||
Anaheim Public Financing Authority Rev., 5.00%, 5/1/28 | 1,100,000 | 1,246,201 | |||
Anaheim Public Financing Authority Rev., 5.00%, 5/1/29 | 1,250,000 | 1,410,712 | |||
Anaheim Public Financing Authority Rev., 5.00%, 5/1/34 | 1,360,000 | 1,518,780 | |||
Anaheim Public Financing Authority Rev., 5.00%, 5/1/39 | 1,550,000 | 1,715,323 | |||
Anaheim Public Financing Authority Rev., 5.00%, 5/1/46 | 4,200,000 | 4,625,880 | |||
Atwater Wastewater Rev., 5.00%, 5/1/23 (AGM) | 510,000 | 569,497 | |||
Atwater Wastewater Rev., 5.00%, 5/1/25 (AGM) | 745,000 | 859,700 | |||
Atwater Wastewater Rev., 5.00%, 5/1/27 (AGM) | 415,000 | 489,609 | |||
Atwater Wastewater Rev., 5.00%, 5/1/29 (AGM) | 700,000 | 815,486 | |||
Atwater Wastewater Rev., 5.00%, 5/1/32 (AGM) | 895,000 | 1,029,178 | |||
Bay Area Toll Authority Rev., 5.00%, 4/1/23, Prerefunded at 100% of Par(1) | 8,265,000 | 9,345,814 | |||
Bay Area Toll Authority Rev., 5.00%, 4/1/24 | 1,500,000 | 1,649,955 | |||
Bay Area Toll Authority Rev., 5.00%, 4/1/25 | 3,500,000 | 3,840,410 | |||
Bay Area Toll Authority Rev., 5.00%, 4/1/28 | 7,185,000 | 7,854,642 | |||
Bay Area Toll Authority Rev., 5.00%, 10/1/54 | 5,000,000 | 5,404,700 | |||
Bay Area Toll Authority Rev., VRDN, 2.39%, (MUNIPSA plus 0.70%), 10/1/19 | 1,550,000 | 1,551,674 | |||
Bay Area Toll Authority Rev., VRDN, 2.00%, 4/1/21 | 2,000,000 | 1,995,160 | |||
Bay Area Toll Authority Rev., VRDN, 2.79%, (MUNIPSA plus 1.10%), 4/1/24 | 3,750,000 | 3,844,012 | |||
Bay Area Toll Authority Rev., VRDN, 2.94%, (MUNIPSA plus 1.25%), 4/1/27 | 4,000,000 | 4,157,520 | |||
Brea Redevelopment Agency Tax Allocation, Capital Appreciation, VRN, 0.00%, 8/1/33 | 1,500,000 | 1,376,715 |
Brea Redevelopment Agency Tax Allocation, Capital Appreciation, VRN, 0.00%, 8/1/34 | 1,785,000 | 1,629,937 | |||
California Community College Financing Authority Rev., (NCCD-Orange Coast Properties LLC), 5.00%, 5/1/28 | 275,000 | 308,050 | |||
California Community College Financing Authority Rev., (NCCD-Orange Coast Properties LLC), 5.00%, 5/1/29 | 800,000 | 890,040 | |||
California Community College Financing Authority Rev., (NCCD-Orange Coast Properties LLC), 5.00%, 5/1/32 | 875,000 | 961,012 | |||
California Community College Financing Authority Rev., (NCCD-Orange Coast Properties LLC), 5.00%, 5/1/33 | 600,000 | 655,992 | |||
California County Tobacco Securitization Agency Rev., (Los Angeles County Securitization Corp.), 5.45%, 6/1/28 | 4,000,000 | 4,004,640 | |||
California Educational Facilities Authority Rev., 5.00%, 10/1/21(1) | 365,000 | 396,284 | |||
California Educational Facilities Authority Rev., 5.00%, 10/1/21(1) | 385,000 | 418,553 | |||
California Educational Facilities Authority Rev., (Chapman University), 5.00%, 4/1/21 | 750,000 | 804,270 | |||
California Educational Facilities Authority Rev., (Chapman University), 5.00%, 4/1/24 | 930,000 | 1,065,194 | |||
California Educational Facilities Authority Rev., (Chapman University), 5.00%, 4/1/31 (GA: Brandman University) | 1,455,000 | 1,549,982 | |||
California Educational Facilities Authority Rev., (Claremont Mckenna College), 5.00%, 1/1/32 | 750,000 | 863,415 | |||
California Educational Facilities Authority Rev., (Harvey Mudd College), 5.25%, 12/1/41 | 2,000,000 | 2,164,120 | |||
California Educational Facilities Authority Rev., (Loma Linda University), 5.00%, 4/1/25 | 800,000 | 920,424 | |||
California Educational Facilities Authority Rev., (Loma Linda University), 5.00%, 4/1/27 | 300,000 | 351,642 | |||
California Educational Facilities Authority Rev., (Loma Linda University), 5.00%, 4/1/28 | 800,000 | 931,368 | |||
California Educational Facilities Authority Rev., (Loyola Marymount University), 5.00%, 10/1/30 | 1,365,000 | 1,397,678 | |||
California Educational Facilities Authority Rev., (Loyola Marymount University), 5.00%, 10/1/34 | 490,000 | 564,965 | |||
California Educational Facilities Authority Rev., (Loyola Marymount University), 5.00%, 10/1/35 | 625,000 | 716,144 | |||
California Educational Facilities Authority Rev., (Loyola Marymount University), 5.00%, 10/1/37 | 745,000 | 846,208 | |||
California Educational Facilities Authority Rev., (University of Redlands), 5.00%, 10/1/27 | 275,000 | 320,029 | |||
California Educational Facilities Authority Rev., (University of Redlands), 5.00%, 10/1/28 | 250,000 | 288,890 | |||
California Educational Facilities Authority Rev., (University of Redlands), 3.00%, 10/1/29 | 360,000 | 352,886 | |||
California Educational Facilities Authority Rev., (University of Redlands), 3.00%, 10/1/30 | 365,000 | 352,262 | |||
California Educational Facilities Authority Rev., (University of Redlands), 3.125%, 10/1/31 | 295,000 | 286,330 | |||
California Educational Facilities Authority Rev., (University of Redlands), 5.00%, 10/1/32 | 600,000 | 681,084 | |||
California Educational Facilities Authority Rev., (University of Redlands), 3.25%, 10/1/33 | 355,000 | 340,658 | |||
California Educational Facilities Authority Rev., (University of Southern California), 5.00%, 10/1/25 | 1,875,000 | 2,222,925 | |||
California Educational Facilities Authority Rev., (University of the Pacific), 5.00%, 11/1/33 | 1,500,000 | 1,694,340 | |||
California Health Facilities Financing Authority Rev., (Cedars-Sinai Medical Center), 5.00%, 11/15/22 | 3,000,000 | 3,346,650 | |||
California Health Facilities Financing Authority Rev., (Cedars-Sinai Medical Center), 5.00%, 11/15/23 | 2,150,000 | 2,452,612 | |||
California Health Facilities Financing Authority Rev., (Cedars-Sinai Medical Center), 5.00%, 11/15/24 | 1,450,000 | 1,687,104 | |||
California Health Facilities Financing Authority Rev., (Cedars-Sinai Medical Center), 5.00%, 11/15/26 | 3,000,000 | 3,521,280 | |||
California Health Facilities Financing Authority Rev., (Cedars-Sinai Medical Center), 5.00%, 11/15/27 | 6,000,000 | 7,007,220 | |||
California Health Facilities Financing Authority Rev., (Cedars-Sinai Medical Center), 5.00%, 11/15/31 | 2,700,000 | 3,106,539 | |||
California Health Facilities Financing Authority Rev., (Cedars-Sinai Medical Center), 5.00%, 11/15/32 | 400,000 | 459,480 | |||
California Health Facilities Financing Authority Rev., (Children's Hospital of Orange County), 6.25%, 11/1/29 (GA: Children's Healthcare of California) | 5,000,000 | 5,206,200 | |||
California Health Facilities Financing Authority Rev., (Dignity Health Obligated Group), 6.00%, 7/1/19, Prerefunded at 100% of Par(1) | 3,400,000 | 3,485,816 | |||
California Health Facilities Financing Authority Rev., (El Camino Hospital), 5.00%, 2/1/24 | 1,200,000 | 1,365,144 | |||
California Health Facilities Financing Authority Rev., (El Camino Hospital), 5.00%, 2/1/25 | 500,000 | 578,395 | |||
California Health Facilities Financing Authority Rev., (Kaiser Credit Group), VRDN, 5.00%, 11/1/22 | 2,200,000 | 2,441,516 | |||
California Health Facilities Financing Authority Rev., (Lucile Salter Packard Children's Hospital at Stanford Obligated Group), 5.00%, 8/15/25 | 5,855,000 | 6,449,692 | |||
California Health Facilities Financing Authority Rev., (Northern California Retired Officers Community), 5.70%, 12/1/18, Prerefunded at 100% of Par (Ambac California Mortgage Insurance)(1) | 1,455,000 | 1,455,000 | |||
California Health Facilities Financing Authority Rev., (Providence St. Joseph Health Obligated Group), 5.50%, 7/1/29 | 1,500,000 | 1,533,465 | |||
California Health Facilities Financing Authority Rev., (Providence St. Joseph Health Obligated Group), 5.00%, 7/1/37 | 1,070,000 | 1,170,601 | |||
California Health Facilities Financing Authority Rev., (Providence St. Joseph Health Obligated Group), 5.75%, 7/1/39 | 2,000,000 | 2,045,020 |
California Health Facilities Financing Authority Rev., (Providence St. Joseph Health Obligated Group), VRDN, 2.00%, 10/1/25 | 3,500,000 | 3,397,205 | |||
California Health Facilities Financing Authority Rev., (Stanford Health Care Obligated Group), 5.00%, 11/15/20, Prerefunded at 100% of Par(1) | 2,000,000 | 2,124,680 | |||
California Health Facilities Financing Authority Rev., (Stanford Health Care Obligated Group), 5.00%, 11/15/22 | 1,000,000 | 1,119,190 | |||
California Health Facilities Financing Authority Rev., (Stanford Health Care Obligated Group), 5.00%, 11/15/25 | 2,500,000 | 2,961,400 | |||
California Health Facilities Financing Authority Rev., (Sutter Health Obligated Group), 6.00%, 8/15/20, Prerefunded at 100% of Par(1) | 2,500,000 | 2,680,325 | |||
California Health Facilities Financing Authority Rev., (Sutter Health Obligated Group), 5.00%, 8/15/22 | 1,650,000 | 1,785,300 | |||
California Health Facilities Financing Authority Rev., (Sutter Health Obligated Group), 5.25%, 8/15/22 | 3,335,000 | 3,367,883 | |||
California Health Facilities Financing Authority Rev., (Sutter Health Obligated Group), 5.00%, 11/15/22 | 2,250,000 | 2,511,810 | |||
California Health Facilities Financing Authority Rev., (Sutter Health Obligated Group), 5.00%, 11/15/24 | 2,885,000 | 3,351,476 | |||
California Health Facilities Financing Authority Rev., (Sutter Health Obligated Group), 5.00%, 11/15/26 | 1,500,000 | 1,797,300 | |||
California Health Facilities Financing Authority Rev., (Sutter Health Obligated Group), 5.00%, 11/15/29 | 2,000,000 | 2,293,120 | |||
California Health Facilities Financing Authority Rev., (Sutter Health Obligated Group), 5.00%, 11/15/30 | 1,750,000 | 1,995,332 | |||
California Health Facilities Financing Authority Rev., (Sutter Health Obligated Group), 5.00%, 11/15/31 | 1,500,000 | 1,702,395 | |||
California Health Facilities Financing Authority Rev., (Sutter Health Obligated Group), 5.00%, 11/15/32 | 2,000,000 | 2,309,640 | |||
California Infrastructure & Economic Development Bank Rev., (Academy of Motion Picture Arts and Sciences Obligated Group), 5.00%, 11/1/27 | 1,010,000 | 1,141,148 | |||
California Infrastructure & Economic Development Bank Rev., (Academy of Motion Picture Arts and Sciences Obligated Group), 5.00%, 11/1/28 | 1,205,000 | 1,357,878 | |||
California Infrastructure & Economic Development Bank Rev., (Academy of Motion Picture Arts and Sciences Obligated Group), 5.00%, 11/1/29 | 1,000,000 | 1,123,410 | |||
California Infrastructure & Economic Development Bank Rev., (Academy of Motion Picture Arts and Sciences Obligated Group), 5.00%, 11/1/30 | 1,370,000 | 1,532,989 | |||
California Infrastructure & Economic Development Bank Rev., (California Academy of Sciences), VRDN, 2.02%, (70% of the 1-month LIBOR plus 0.38%), 8/1/21 | 9,000,000 | 9,002,790 | |||
California Infrastructure & Economic Development Bank Rev., (California Science Center Foundation), 5.00%, 5/1/28 | 800,000 | 931,232 | |||
California Infrastructure & Economic Development Bank Rev., (California Science Center Foundation), 5.00%, 5/1/29 | 1,250,000 | 1,446,225 | |||
California Infrastructure & Economic Development Bank Rev., (California Science Center Foundation), 5.00%, 5/1/30 | 1,000,000 | 1,147,200 | |||
California Infrastructure & Economic Development Bank Rev., (California Science Center Foundation), 5.00%, 5/1/31 | 800,000 | 914,304 | |||
California Infrastructure & Economic Development Bank Rev., (Colburn School), VRDN, 2.69%, (MUNIPSA plus 1.00%), 6/1/20 | 5,310,000 | 5,346,002 | |||
California Infrastructure & Economic Development Bank Rev., (J. Paul Getty Trust), VRDN, 2.15%, (70% of the 3-month LIBOR plus 0.37%), 4/1/20 | 3,000,000 | 3,008,370 | |||
California Infrastructure & Economic Development Bank Rev., (J. Paul Getty Trust), VRDN, 1.81%, (70% of the 1-month LIBOR plus 0.20%), 4/1/21 | 7,500,000 | 7,510,500 | |||
California Infrastructure & Economic Development Bank Rev., (Museum Associates), VRDN, 2.29%, (70% of the 1-month LIBOR plus 0.65%), 2/1/21 | 5,000,000 | 5,019,950 | |||
California Infrastructure & Economic Development Bank Rev., (Segerstrom Center for the Arts), 5.00%, 1/1/25 | 3,500,000 | 4,025,840 | |||
California Municipal Finance Authority Rev., 5.00%, 6/1/37 | 2,990,000 | 3,400,946 | |||
California Municipal Finance Authority Rev., (Azusa Pacific University), 8.00%, 4/1/21, Prerefunded at 100% of Par(1) | 665,000 | 757,295 | |||
California Municipal Finance Authority Rev., (Azusa Pacific University), 5.00%, 4/1/27 | 1,165,000 | 1,251,012 | |||
California Municipal Finance Authority Rev., (Azusa Pacific University), 5.00%, 4/1/41 | 500,000 | 515,820 | |||
California Municipal Finance Authority Rev., (California Baptist University), 5.00%, 11/1/36(3) | 1,000,000 | 1,073,500 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/22 | 250,000 | 274,188 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/23 | 225,000 | 250,952 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/24 | 275,000 | 310,610 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/25 | 275,000 | 313,990 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/26 | 300,000 | 344,943 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/27 | 300,000 | 347,214 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/28 | 150,000 | 174,803 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/29 | 225,000 | 260,341 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/30 | 225,000 | 258,698 |
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/31 | 200,000 | 229,046 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/32 | 225,000 | 256,865 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/33 | 225,000 | 255,650 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/34 | 250,000 | 282,715 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/35 | 225,000 | 253,442 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/36 | 250,000 | 280,275 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/37 | 275,000 | 307,335 | |||
California Municipal Finance Authority Rev., (California Lutheran University), 5.00%, 10/1/38 | 300,000 | 334,221 | |||
California Municipal Finance Authority Rev., (Channing House), 5.00%, 5/15/35 (California Mortgage Insurance) | 1,000,000 | 1,149,440 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/22 | 1,000,000 | 1,079,470 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/23 | 520,000 | 572,551 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/25 | 1,925,000 | 2,187,685 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/26 | 1,000,000 | 1,149,270 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/27 | 545,000 | 613,468 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/28 | 1,075,000 | 1,236,863 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/28 | 735,000 | 823,538 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/29 | 4,130,000 | 4,723,027 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/29 | 1,000,000 | 1,114,520 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/30 | 1,000,000 | 1,137,000 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/33 | 3,940,000 | 4,414,021 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/40 | 1,420,000 | 1,530,973 | |||
California Municipal Finance Authority Rev., (Community Hospitals of Central California Obligated Group), 5.00%, 2/1/46 | 5,000,000 | 5,377,650 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/19(1) | 605,000 | 616,646 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.25%, 7/1/20, Prerefunded at 100% of Par(1) | 1,760,000 | 1,853,280 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/24 | 2,045,000 | 2,283,365 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/26 | 1,600,000 | 1,814,944 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/29 | 2,100,000 | 2,365,671 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/30 | 1,000,000 | 1,120,990 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/31 | 1,000,000 | 1,116,720 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/31 | 1,335,000 | 1,490,821 | |||
California Municipal Finance Authority Rev., (Eisenhower Medical Center), 5.00%, 7/1/34 | 1,500,000 | 1,655,775 | |||
California Municipal Finance Authority Rev., (Emerson College), 5.75%, 1/1/22, Prerefunded at 100% of Par(1) | 2,250,000 | 2,509,650 | |||
California Municipal Finance Authority Rev., (Emerson College), 6.00%, 1/1/22, Prerefunded at 100% of Par(1) | 3,000,000 | 3,368,520 | |||
California Municipal Finance Authority Rev., (Emerson College), 5.00%, 1/1/29 | 1,350,000 | 1,534,356 | |||
California Municipal Finance Authority Rev., (Emerson College), 5.00%, 1/1/31 | 1,480,000 | 1,667,235 | |||
California Municipal Finance Authority Rev., (Emerson College), 5.00%, 1/1/33 | 1,040,000 | 1,162,086 | |||
California Municipal Finance Authority Rev., (Emerson College), 5.00%, 1/1/34 | 1,000,000 | 1,111,630 | |||
California Municipal Finance Authority Rev., (Emerson College), 5.00%, 1/1/35 | 1,065,000 | 1,178,657 | |||
California Municipal Finance Authority Rev., (Emerson College), 5.00%, 1/1/36 | 720,000 | 793,325 | |||
California Municipal Finance Authority Rev., (Emerson College), 5.00%, 1/1/37 | 1,000,000 | 1,099,410 | |||
California Municipal Finance Authority Rev., (Northbay Healthcare Group Obligated Group), 3.00%, 11/1/20 | 1,000,000 | 1,005,700 |
California Municipal Finance Authority Rev., (Northbay Healthcare Group Obligated Group), 3.00%, 11/1/21 | 1,680,000 | 1,689,542 | |||
California Municipal Finance Authority Rev., (Northbay Healthcare Group Obligated Group), 4.00%, 11/1/22 | 1,000,000 | 1,041,040 | |||
California Municipal Finance Authority Rev., (Northbay Healthcare Group Obligated Group), 5.25%, 11/1/36 | 1,500,000 | 1,611,975 | |||
California Municipal Finance Authority Rev., (Touro College and University System Obligated Group), 5.25%, 1/1/34 | 300,000 | 322,128 | |||
California Municipal Finance Authority Rev., (Touro College and University System Obligated Group), 5.25%, 1/1/40 | 1,000,000 | 1,065,480 | |||
California Municipal Finance Authority Rev., (University of La Verne), 6.25%, 6/1/20, Prerefunded at 100% of Par(1) | 1,000,000 | 1,065,820 | |||
California Municipal Finance Authority Rev., (University of La Verne), 5.00%, 6/1/25 | 700,000 | 807,933 | |||
California Municipal Finance Authority Rev., (University of La Verne), 5.00%, 6/1/26 | 1,000,000 | 1,168,540 | |||
California Municipal Finance Authority Rev., (University of La Verne), 5.00%, 6/1/28 | 1,000,000 | 1,171,770 | |||
California Municipal Finance Authority Rev., VRDN, 2.04%, (MUNIPSA plus 0.35%), 12/1/20 | 3,500,000 | 3,503,745 | |||
California Public Finance Authority Rev., (Henry Mayo Newhall Memorial Hospital), 5.00%, 10/15/33 | 500,000 | 539,860 | |||
California Public Finance Authority Rev., (Henry Mayo Newhall Memorial Hospital), 5.00%, 10/15/37 | 1,000,000 | 1,065,780 | |||
California School Finance Authority Rev., (Alliance for College Ready Public Schools Obligated Group), 3.00%, 7/1/19(3) | 1,025,000 | 1,028,013 | |||
California School Finance Authority Rev., (Alliance for College Ready Public Schools Obligated Group), 3.00%, 7/1/20(3) | 1,115,000 | 1,121,657 | |||
California School Finance Authority Rev., (Alliance for College Ready Public Schools Obligated Group), 5.00%, 7/1/46 | 7,000,000 | 7,359,940 | |||
California School Finance Authority Rev., (Aspire Public Schools Obligated Group), 5.00%, 8/1/41(3) | 1,200,000 | 1,259,460 | |||
California School Finance Authority Rev., (Green Dot Public Schools Obligated Group), 5.00%, 8/1/21(3) | 100,000 | 105,726 | |||
California School Finance Authority Rev., (Green Dot Public Schools Obligated Group), 5.00%, 8/1/22(3) | 165,000 | 177,057 | |||
California School Finance Authority Rev., (Green Dot Public Schools Obligated Group), 5.00%, 8/1/23(3) | 175,000 | 189,945 | |||
California School Finance Authority Rev., (Green Dot Public Schools Obligated Group), 5.00%, 8/1/24(3) | 160,000 | 174,965 | |||
California School Finance Authority Rev., (Green Dot Public Schools Obligated Group), 5.00%, 8/1/25(3) | 150,000 | 164,843 | |||
California School Finance Authority Rev., (Green Dot Public Schools Obligated Group), 5.00%, 8/1/26(3) | 150,000 | 165,737 | |||
California School Finance Authority Rev., (Green Dot Public Schools Obligated Group), 5.00%, 8/1/27(3) | 160,000 | 177,534 | |||
California School Finance Authority Rev., (Green Dot Public Schools Obligated Group), 5.00%, 8/1/28(3) | 190,000 | 211,366 | |||
California School Finance Authority Rev., (Rocketship Education Obligated Group), 5.00%, 6/1/26(3) | 500,000 | 527,460 | |||
California School Finance Authority Rev., (Rocketship Education Obligated Group), 4.50%, 6/1/27(3) | 380,000 | 388,732 | |||
California School Finance Authority Rev., (Rocketship Education Obligated Group), 5.00%, 6/1/34(3) | 670,000 | 687,232 | |||
California School Finance Authority Rev., (Rocketship Education Obligated Group), 5.125%, 6/1/47(3) | 635,000 | 645,859 | |||
California State Public Works Board Rev., 6.00%, 4/1/19, Prerefunded at 100% of Par(1) | 2,130,000 | 2,160,970 | |||
California State Public Works Board Rev., 6.25%, 4/1/19, Prerefunded at 100% of Par(1) | 2,435,000 | 2,472,353 | |||
California State Public Works Board Rev., 5.75%, 10/1/19, Prerefunded at 100% of Par(1) | 2,000,000 | 2,068,200 | |||
California State Public Works Board Rev., 6.375%, 11/1/19, Prerefunded at 100% of Par(1) | 2,500,000 | 2,607,650 | |||
California State Public Works Board Rev., 5.00%, 4/1/21 | 3,000,000 | 3,209,280 | |||
California State Public Works Board Rev., 5.00%, 9/1/22, Prerefunded at 100% of Par(1) | 1,000,000 | 1,114,490 | |||
California State Public Works Board Rev., 5.00%, 4/1/23 | 2,000,000 | 2,187,080 | |||
California State Public Works Board Rev., 5.00%, 4/1/25 | 1,800,000 | 1,963,512 | |||
California State Public Works Board Rev., 5.25%, 12/1/26 | 3,000,000 | 3,275,250 | |||
California State Public Works Board Rev., 5.75%, 11/1/29 | 1,685,000 | 1,743,806 | |||
California State Public Works Board Rev., (California State University), 5.00%, 9/1/23, Prerefunded at 100% of Par(1) | 1,865,000 | 2,126,827 | |||
California State Public Works Board Rev., (State of California Department of Corrections & Rehabilitation), 5.00%, 9/1/25 | 5,000,000 | 5,729,050 | |||
California State Public Works Board Rev., (State of California Department of General Services), 5.00%, 5/1/27 | 5,000,000 | 5,750,600 | |||
California State University Rev., 5.00%, 11/1/19 | 1,000,000 | 1,030,060 | |||
California State University Rev., 5.00%, 11/1/20 | 1,250,000 | 1,328,087 | |||
California State University Rev., 5.00%, 11/1/21 | 1,000,000 | 1,091,610 | |||
California State University Rev., 5.00%, 11/1/24 | 5,000,000 | 5,434,300 | |||
California State University Rev., 5.00%, 11/1/28 | 2,000,000 | 2,397,800 | |||
California State University Rev., 5.00%, 11/1/29 | 1,000,000 | 1,191,700 | |||
California State University Rev., 5.00%, 11/1/30 | 3,000,000 | 3,529,410 | |||
California State University Rev., 5.00%, 11/1/31 | 2,900,000 | 3,388,331 |
California State University Rev., 5.00%, 11/1/32 | 1,750,000 | 1,982,680 | |||
California State University Rev., 4.00%, 11/1/34 | 10,000,000 | 10,457,300 | |||
California State University Rev., VRDN, 4.00%, 11/1/23 | 4,000,000 | 4,304,720 | |||
California Statewide Communities Development Authority COP, (Salinas), 5.00%, 12/1/31 (AGM) | 1,155,000 | 1,362,172 | |||
California Statewide Communities Development Authority COP, (Salinas), 5.00%, 12/1/34 (AGM) | 1,340,000 | 1,558,219 | |||
California Statewide Communities Development Authority COP, (Salinas), 5.00%, 12/1/38 (AGM) | 1,000,000 | 1,143,660 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/23 | 1,190,000 | 1,331,598 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/24 | 800,000 | 912,744 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/25 | 750,000 | 870,248 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/26 | 1,000,000 | 1,176,290 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/27 | 1,590,000 | 1,853,733 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/31 | 740,000 | 863,713 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/32 | 900,000 | 1,044,945 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/33 | 1,250,000 | 1,446,075 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/34 | 1,000,000 | 1,151,100 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/35 | 715,000 | 801,737 | |||
California Statewide Communities Development Authority Rev., (Adventist Health System / West Obligated Group), 5.00%, 3/1/35 | 1,475,000 | 1,691,604 | |||
California Statewide Communities Development Authority Rev., (American Baptist Homes of the West Obligated Group), 5.00%, 10/1/22 | 1,065,000 | 1,150,999 | |||
California Statewide Communities Development Authority Rev., (CHF-Irvine LLC), 5.00%, 5/15/21 | 1,225,000 | 1,298,145 | |||
California Statewide Communities Development Authority Rev., (CHF-Irvine LLC), 5.00%, 5/15/22 | 2,000,000 | 2,159,320 | |||
California Statewide Communities Development Authority Rev., (CHF-Irvine LLC), 5.00%, 5/15/23 | 1,000,000 | 1,097,960 | |||
California Statewide Communities Development Authority Rev., (CHF-Irvine LLC), 5.00%, 5/15/24 | 1,000,000 | 1,114,700 | |||
California Statewide Communities Development Authority Rev., (CHF-Irvine LLC), 5.00%, 5/15/25 | 1,925,000 | 2,173,209 | |||
California Statewide Communities Development Authority Rev., (CHF-Irvine LLC), 5.00%, 5/15/28 | 2,050,000 | 2,304,323 | |||
California Statewide Communities Development Authority Rev., (CHF-Irvine LLC), 5.00%, 5/15/29 | 1,250,000 | 1,398,900 | |||
California Statewide Communities Development Authority Rev., (CHF-Irvine LLC), 5.00%, 5/15/30 | 1,940,000 | 2,160,209 | |||
California Statewide Communities Development Authority Rev., (CHF-Irvine LLC), 5.00%, 5/15/40 | 1,200,000 | 1,296,660 | |||
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/21 | 1,000,000 | 1,072,120 | |||
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/22 | 300,000 | 328,509 | |||
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/22 | 475,000 | 520,139 | |||
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/23 | 300,000 | 334,425 | |||
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/23 | 600,000 | 668,850 | |||
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/24 | 750,000 | 848,603 | |||
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/25 | 300,000 | 343,557 | |||
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/25 | 800,000 | 904,608 | |||
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/26 | 325,000 | 375,567 |
California Statewide Communities Development Authority Rev., (Collis P and Howard Huntington Memorial Hospital Obligated Group), 5.00%, 7/1/27 | 1,880,000 | 2,106,766 | |||
California Statewide Communities Development Authority Rev., (Cottage Health System Obligated Group), 5.25%, 11/1/30 | 1,000,000 | 1,057,620 | |||
California Statewide Communities Development Authority Rev., (Front Porch Communities & Services), 5.00%, 4/1/24 | 210,000 | 235,908 | |||
California Statewide Communities Development Authority Rev., (Front Porch Communities & Services), 5.00%, 4/1/25 | 275,000 | 313,797 | |||
California Statewide Communities Development Authority Rev., (Front Porch Communities & Services), 5.00%, 4/1/30 | 145,000 | 165,557 | |||
California Statewide Communities Development Authority Rev., (Front Porch Communities & Services), 5.00%, 4/1/31 | 125,000 | 141,950 | |||
California Statewide Communities Development Authority Rev., (Front Porch Communities & Services), 4.00%, 4/1/32 | 185,000 | 192,346 | |||
California Statewide Communities Development Authority Rev., (Hebrew Home for Aged Disabled), 3.50%, 11/1/21 (California Mortgage Insurance) | 3,000,000 | 3,037,440 | |||
California Statewide Communities Development Authority Rev., (John Muir Health), 5.00%, 7/1/19, Prerefunded at 100% of Par(1) | 2,225,000 | 2,267,831 | |||
California Statewide Communities Development Authority Rev., (Kaiser Credit Group), 5.00%, 4/1/42 | 8,400,000 | 8,926,596 | |||
California Statewide Communities Development Authority Rev., (Kaiser Credit Group), VRDN, 1.54%, 12/7/18 | 16,150,000 | 16,150,000 | |||
California Statewide Communities Development Authority Rev., (Lancer Educational Housing LLC), 4.00%, 6/1/21(3) | 5,335,000 | 5,418,386 | |||
California Statewide Communities Development Authority Rev., (Lancer Educational Housing LLC), 4.00%, 6/1/26(3) | 3,000,000 | 3,092,160 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.00%, 12/1/26(3) | 5,000,000 | 5,447,800 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.00%, 12/1/33(3) | 1,000,000 | 1,058,590 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.00%, 12/1/36(3) | 3,500,000 | 3,635,765 | |||
California Statewide Communities Development Authority Rev., (Loma Linda University Medical Center Obligated Group), 5.25%, 12/1/44 | 1,085,000 | 1,136,505 | |||
California Statewide Communities Development Authority Rev., (Marin General Hospital), 5.00%, 8/1/30 | 500,000 | 583,070 | |||
California Statewide Communities Development Authority Rev., (Marin General Hospital), 5.00%, 8/1/32 | 675,000 | 782,035 | |||
California Statewide Communities Development Authority Rev., (Marin General Hospital), 5.00%, 8/1/33 | 450,000 | 519,089 | |||
California Statewide Communities Development Authority Rev., (Marin General Hospital), 5.00%, 8/1/34 | 625,000 | 717,606 | |||
California Statewide Communities Development Authority Rev., (Marin General Hospital), 5.00%, 8/1/35 | 725,000 | 829,386 | |||
California Statewide Communities Development Authority Rev., (Marin General Hospital), 5.00%, 8/1/36 | 700,000 | 796,824 | |||
California Statewide Communities Development Authority Rev., (Marin General Hospital), 5.00%, 8/1/37 | 500,000 | 568,440 | |||
California Statewide Communities Development Authority Rev., (Marin General Hospital), 5.00%, 8/1/38 | 500,000 | 565,140 | |||
California Statewide Communities Development Authority Rev., (Methodist Hospital of Southern California Obligated Group), 5.00%, 1/1/33(4) | 2,000,000 | 2,216,320 | |||
California Statewide Communities Development Authority Rev., (Methodist Hospital of Southern California Obligated Group), 5.00%, 1/1/35(4) | 5,175,000 | 5,669,005 | |||
California Statewide Communities Development Authority Rev., (Methodist Hospital of Southern California Obligated Group), 5.00%, 1/1/36(4) | 4,560,000 | 4,973,911 | |||
California Statewide Communities Development Authority Rev., (Methodist Hospital of Southern California Obligated Group), 5.00%, 1/1/38(4) | 3,825,000 | 4,145,458 | |||
California Statewide Communities Development Authority Rev., (Redlands Community Hospital), 5.00%, 10/1/28 | 1,000,000 | 1,127,450 | |||
California Statewide Communities Development Authority Rev., (Redlands Community Hospital), 5.00%, 10/1/29 | 600,000 | 673,446 | |||
California Statewide Communities Development Authority Rev., (Redlands Community Hospital), 5.00%, 10/1/31 | 870,000 | 967,449 | |||
California Statewide Communities Development Authority Rev., (Southern California Edison Co.), VRDN, 2.625%, 12/1/23 | 4,750,000 | 4,661,317 | |||
California Statewide Communities Development Authority Rev., (Trinity Health Corp. Obligated Group), 5.00%, 12/1/41 | 2,070,000 | 2,241,210 | |||
California Statewide Communities Development Authority Rev., (Viamonte Senior Living 1, Inc.), 3.00%, 7/1/25 (California Mortgage Insurance) | 2,500,000 | 2,527,400 | |||
California Statewide Communities Development Authority Rev., (Viamonte Senior Living 1, Inc.), 3.00%, 7/1/26 (California Mortgage Insurance) | 2,750,000 | 2,773,512 | |||
California Statewide Communities Development Authority Rev., (Viamonte Senior Living 1, Inc.), 3.00%, 7/1/27 (California Mortgage Insurance) | 1,500,000 | 1,509,690 | |||
California Statewide Communities Development Authority Special Tax, 4.25%, 9/1/21 | 1,130,000 | 1,174,432 | |||
California Statewide Communities Development Authority Special Tax, 5.00%, 9/1/27 | 875,000 | 955,203 |
California Statewide Communities Development Authority Special Tax, 5.00%, 9/1/37 | 2,225,000 | 2,420,155 | |||
Carson Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 10/1/19 (AGM) | 800,000 | 821,248 | |||
Carson Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 10/1/20 (AGM) | 785,000 | 829,447 | |||
Cathedral City Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 8/1/28 (AGM) | 1,190,000 | 1,330,789 | |||
Chabot-Las Positas Community College District GO, 4.00%, 8/1/19 | 3,500,000 | 3,555,440 | |||
Chaffey Joint Union High School District GO, 5.00%, 8/1/30 | 3,125,000 | 3,497,625 | |||
Chaffey Joint Union High School District GO, 5.00%, 8/1/32 | 1,220,000 | 1,360,337 | |||
City & County of San Francisco COP, 5.00%, 10/1/19 | 2,930,000 | 3,010,282 | |||
City & County of San Francisco GO, 5.00%, 6/15/25 | 1,880,000 | 2,128,611 | |||
Clovis Unified School District GO, Capital Appreciation, 0.00%, 8/1/24 (NATL)(2) | 5,935,000 | 5,153,776 | |||
Commerce Community Development Commission Successor Agency Tax Allocation, 5.00%, 8/1/19 | 1,300,000 | 1,327,326 | |||
Commerce Community Development Commission Successor Agency Tax Allocation, 5.00%, 8/1/20 | 915,000 | 961,683 | |||
Commerce Community Development Commission Successor Agency Tax Allocation, 5.00%, 8/1/21 | 500,000 | 537,635 | |||
Commerce Community Development Commission Successor Agency Tax Allocation, 5.00%, 8/1/22 | 350,000 | 385,224 | |||
Commerce Community Development Commission Successor Agency Tax Allocation, 5.00%, 8/1/23 (AGM) | 600,000 | 674,088 | |||
Contra Costa Transportation Authority Rev., 5.00%, 3/1/29 | 1,000,000 | 1,191,160 | |||
Contra Costa Transportation Authority Rev., 5.00%, 3/1/30 | 1,250,000 | 1,476,062 | |||
Contra Costa Transportation Authority Rev., 5.00%, 3/1/31 | 1,000,000 | 1,175,180 | |||
Del Mar Race Track Authority Rev., 4.00%, 10/1/19 | 1,275,000 | 1,289,229 | |||
Del Mar Race Track Authority Rev., 4.00%, 10/1/20 | 1,330,000 | 1,362,705 | |||
Del Mar Race Track Authority Rev., 5.00%, 10/1/35 | 660,000 | 702,979 | |||
East Side Union High School District GO, 5.00%, 8/1/25 | 1,405,000 | 1,553,719 | |||
Fontana Special Tax, 4.00%, 9/1/19 | 390,000 | 395,125 | |||
Fontana Special Tax, 5.00%, 9/1/20 | 545,000 | 569,961 | |||
Fontana Special Tax, 5.00%, 9/1/22 | 520,000 | 564,782 | |||
Fontana Special Tax, 5.00%, 9/1/24 | 575,000 | 639,383 | |||
Fontana Special Tax, (Fontana Community Facilities District No. 31 Citrus Heights North), 4.00%, 9/1/28 | 750,000 | 788,933 | |||
Fontana Special Tax, (Fontana Community Facilities District No. 31 Citrus Heights North), 4.00%, 9/1/29 | 555,000 | 577,716 | |||
Fontana Special Tax, (Fontana Community Facilities District No. 31 Citrus Heights North), 4.00%, 9/1/30 | 1,110,000 | 1,142,479 | |||
Fontana Special Tax, (Fontana Community Facilities District No. 31 Citrus Heights North), 4.00%, 9/1/31 | 925,000 | 945,202 | |||
Fontana Special Tax, (Fontana Community Facilities District No. 31 Citrus Heights North), 4.00%, 9/1/32 | 1,000,000 | 1,018,560 | |||
Fontana Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 10/1/32 | 1,195,000 | 1,397,684 | |||
Foothill-Eastern Transportation Corridor Agency Rev., 6.25%, 1/15/33 | 3,750,000 | 4,289,250 | |||
Foothill-Eastern Transportation Corridor Agency Rev., 6.50%, 1/15/43 | 500,000 | 572,930 | |||
Foothill-Eastern Transportation Corridor Agency Rev., 5.75%, 1/15/46 | 1,000,000 | 1,115,880 | |||
Foothill-Eastern Transportation Corridor Agency Rev., 6.00%, 1/15/49 | 6,250,000 | 7,116,687 | |||
Foothill-Eastern Transportation Corridor Agency Rev., Capital Appreciation, 0.00%, 1/15/33(2) | 750,000 | 402,983 | |||
Foothill-Eastern Transportation Corridor Agency Rev., Capital Appreciation, 0.00%, 1/15/42(2) | 6,070,000 | 2,041,644 | |||
Foothill-Eastern Transportation Corridor Agency Rev., Capital Appreciation, VRN, 0.00%, 1/15/42 | 2,300,000 | 2,059,236 | |||
Foothill-Eastern Transportation Corridor Agency Rev., VRDN, 5.00%, 1/15/20 | 5,000,000 | 5,082,000 | |||
Foothill-Eastern Transportation Corridor Agency Rev., VRDN, 5.50%, 1/15/23 | 3,750,000 | 4,136,325 | |||
Fresno Joint Powers Financing Authority Rev., 5.00%, 4/1/24 (AGM) | 1,350,000 | 1,530,225 | |||
Fresno Joint Powers Financing Authority Rev., 5.00%, 4/1/26 (AGM) | 1,650,000 | 1,910,716 | |||
Fresno Joint Powers Financing Authority Rev., 5.00%, 4/1/28 (AGM) | 1,400,000 | 1,625,372 | |||
Fresno Joint Powers Financing Authority Rev., 5.00%, 4/1/29 (AGM) | 1,000,000 | 1,153,430 | |||
Fresno Joint Powers Financing Authority Rev., 5.00%, 4/1/30 (AGM) | 1,350,000 | 1,548,868 | |||
Garden Grove Agency Community Development Successor Agency Tax Allocation, 5.00%, 10/1/22 (BAM) | 500,000 | 553,280 | |||
Garden Grove Agency Community Development Successor Agency Tax Allocation, 5.00%, 10/1/23 (BAM) | 500,000 | 564,270 | |||
Golden Empire Schools Financing Authority Rev., (Kern High School District), 5.00%, 5/1/21 | 3,000,000 | 3,215,400 |
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/19 | 3,450,000 | 3,504,130 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/19 | 1,000,000 | 1,015,690 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/20 | 1,000,000 | 1,040,270 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/20 | 1,000,000 | 1,044,020 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/21 | 1,000,000 | 1,069,030 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/22 | 2,070,000 | 2,244,170 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/23 | 3,000,000 | 3,306,030 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/24 | 7,435,000 | 8,104,076 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/26 | 6,000,000 | 6,621,840 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/27 | 7,960,000 | 8,818,247 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/28 | 2,000,000 | 2,200,220 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/29 | 4,000,000 | 4,379,000 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/29 | 6,650,000 | 7,307,685 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/30 | 1,000,000 | 1,097,120 | |||
Golden State Tobacco Securitization Corp. Rev., 3.50%, 6/1/36 | 9,500,000 | 9,321,780 | |||
Golden State Tobacco Securitization Corp. Rev., 5.00%, 6/1/47 | 2,500,000 | 2,400,025 | |||
Golden State Tobacco Securitization Corp. Rev., 5.25%, 6/1/47 | 2,500,000 | 2,486,900 | |||
Golden State Tobacco Securitization Corp. Rev., Capital Appreciation, 0.00%, 6/1/25(2) | 3,000,000 | 2,540,100 | |||
Grossmont-Cuyamaca Community College District GO, 5.25%, 8/1/27 | 750,000 | 853,718 | |||
Hayward Area Recreation & Park District COP, 5.125%, 1/1/24, Prerefunded at 100% of Par(1) | 2,750,000 | 3,167,037 | |||
Hesperia Community Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/33 (AGM) | 4,195,000 | 4,891,664 | |||
Huntington Beach Union High School District GO, 5.00%, 8/1/26 | 3,030,000 | 3,425,657 | |||
Inglewood Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 5/1/22 (BAM) | 350,000 | 382,865 | |||
Inglewood Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 5/1/23 (BAM) | 1,000,000 | 1,117,100 | |||
Inglewood Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 5/1/25 (BAM) | 1,500,000 | 1,732,875 | |||
Inglewood Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 5/1/38 (BAM) | 500,000 | 556,265 | |||
Inglewood Unified School District GO, 4.00%, 8/1/21 (BAM) | 400,000 | 418,124 | |||
Inglewood Unified School District GO, 5.00%, 8/1/29 (BAM) | 235,000 | 267,308 | |||
Inglewood Unified School District GO, 5.00%, 8/1/31 (BAM) | 500,000 | 562,785 | |||
Inglewood Unified School District GO, 5.00%, 8/1/32 (BAM) | 500,000 | 560,830 | |||
Inglewood Unified School District GO, 5.00%, 8/1/34 (BAM) | 300,000 | 333,471 | |||
Inglewood Unified School District GO, 5.00%, 8/1/35 (BAM) | 855,000 | 947,408 | |||
Inglewood Unified School District GO, 5.00%, 8/1/37 (BAM) | 500,000 | 550,380 | |||
Inland Valley Development Agency Tax Allocation, 5.25%, 9/1/37 | 1,665,000 | 1,840,907 | |||
Inland Valley Development Agency Tax Allocation, 5.00%, 9/1/44 | 1,765,000 | 1,899,228 | |||
Irvine Special Assessment, 4.00%, 9/2/19 | 2,000,000 | 2,033,540 | |||
Irvine Special Assessment, 4.00%, 9/2/19 | 1,375,000 | 1,398,059 | |||
Irvine Special Assessment, 5.00%, 9/2/26 | 1,500,000 | 1,774,080 | |||
Irvine Special Tax, 5.00%, 9/1/39 | 1,000,000 | 1,057,090 | |||
Irvine Unified School District Special Tax, 5.00%, 9/1/21 | 1,500,000 | 1,600,365 | |||
Irvine Unified School District Special Tax, 5.00%, 9/1/23 | 1,135,000 | 1,246,162 | |||
Irvine Unified School District Special Tax, 5.00%, 9/1/25 | 1,330,000 | 1,485,184 | |||
Irvine Unified School District Special Tax, 5.00%, 9/1/26 | 640,000 | 720,282 | |||
Irvine Unified School District Special Tax, 4.00%, 9/1/36 (AGM) | 1,500,000 | 1,545,735 | |||
Jurupa Public Financing Authority Special Tax, 5.00%, 9/1/23 | 625,000 | 702,700 | |||
Jurupa Public Financing Authority Special Tax, 5.00%, 9/1/24 | 680,000 | 777,968 | |||
Jurupa Public Financing Authority Special Tax, 5.00%, 9/1/25 | 1,000,000 | 1,140,670 | |||
Jurupa Unified School District GO, 5.00%, 8/1/37 | 1,075,000 | 1,230,015 | |||
La Quinta Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/19 | 1,150,000 | 1,177,910 |
La Quinta Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/20 | 1,045,000 | 1,102,423 | |||
La Quinta Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/31 | 4,265,000 | 4,842,609 | |||
La Verne COP, (Brethren Hillcrest Homes), 5.00%, 5/15/20 | 640,000 | 662,874 | |||
La Verne COP, (Brethren Hillcrest Homes), 5.00%, 5/15/21 | 315,000 | 332,271 | |||
La Verne COP, (Brethren Hillcrest Homes), 5.00%, 5/15/22 | 225,000 | 240,926 | |||
La Verne COP, (Brethren Hillcrest Homes), 5.00%, 5/15/29 | 635,000 | 662,661 | |||
Lancaster Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 8/1/24 (AGM) | 435,000 | 497,744 | |||
Lancaster Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 8/1/25 (AGM) | 600,000 | 698,274 | |||
Long Beach Bond Finance Authority Rev., 5.00%, 11/15/35 | 1,545,000 | 1,832,895 | |||
Long Beach Bond Finance Authority Rev., 5.50%, 11/15/37 | 695,000 | 872,114 | |||
Long Beach Harbor Rev., 5.00%, 12/15/20 | 6,250,000 | 6,662,500 | |||
Long Beach Marina System Rev., 5.00%, 5/15/23 | 650,000 | 708,539 | |||
Long Beach Marina System Rev., 5.00%, 5/15/24 | 1,380,000 | 1,519,173 | |||
Long Beach Marina System Rev., 5.00%, 5/15/25 | 500,000 | 554,805 | |||
Long Beach Marina System Rev., 5.00%, 5/15/27 | 800,000 | 890,176 | |||
Long Beach Marina System Rev., 5.00%, 5/15/28 | 600,000 | 665,406 | |||
Long Beach Marina System Rev., 5.00%, 5/15/40 | 3,750,000 | 4,039,462 | |||
Long Beach Unified School District GO, 5.00%, 8/1/28 | 5,000,000 | 5,956,400 | |||
Los Alamitos Unified School District COP, Capital Appreciation, VRN, 0.00%, 8/1/42 | 3,200,000 | 2,875,712 | |||
Los Angeles Community College District GO, 5.00%, 6/1/26 | 2,115,000 | 2,546,693 | |||
Los Angeles County COP, 5.00%, 3/1/21 | 1,195,000 | 1,281,900 | |||
Los Angeles County COP, 5.00%, 3/1/22 | 1,000,000 | 1,102,030 | |||
Los Angeles County Metropolitan Transportation Authority Rev., 5.00%, 7/1/20 | 3,000,000 | 3,152,700 | |||
Los Angeles County Metropolitan Transportation Authority Rev., 5.00%, 7/1/21 | 2,470,000 | 2,677,258 | |||
Los Angeles County Redevelopment Refunding Authority Redev Agency Successor Agy Tax Allocation, Capital Appreciation, 0.00%, 12/1/19 (AGM)(2) | 1,500,000 | 1,468,815 | |||
Los Angeles County Sanitation Districts Financing Authority Rev., 5.00%, 10/1/23 | 2,855,000 | 3,254,272 | |||
Los Angeles County Sanitation Districts Financing Authority Rev., 5.00%, 10/1/26 | 2,700,000 | 3,176,577 | |||
Los Angeles Department of Airports Rev., 5.00%, 5/15/24 | 3,040,000 | 3,183,093 | |||
Los Angeles Department of Airports Rev., 5.00%, 5/15/26 | 1,500,000 | 1,733,940 | |||
Los Angeles Department of Airports Rev., 5.00%, 5/15/27 | 1,280,000 | 1,473,024 | |||
Los Angeles Department of Airports Rev., 5.00%, 5/15/33 | 1,350,000 | 1,554,282 | |||
Los Angeles Department of Airports Rev., 5.00%, 5/15/34 | 1,250,000 | 1,432,687 | |||
Los Angeles Department of Airports Rev., 5.00%, 5/15/35 | 1,500,000 | 1,714,530 | |||
Los Angeles Department of Airports Rev., 5.00%, 5/15/40 | 2,000,000 | 2,080,100 | |||
Los Angeles Department of Airports Rev., 5.00%, 5/15/40 | 3,000,000 | 3,121,020 | |||
Los Angeles Department of Water Rev., 5.00%, 7/1/23 | 1,215,000 | 1,383,849 | |||
Los Angeles Department of Water Rev., 5.00%, 7/1/23 | 1,180,000 | 1,343,985 | |||
Los Angeles Department of Water Rev., 5.00%, 7/1/23 | 1,445,000 | 1,645,812 | |||
Los Angeles Department of Water Rev., 5.00%, 7/1/24 | 1,500,000 | 1,661,070 | |||
Los Angeles Department of Water Rev., 5.00%, 7/1/25 | 3,940,000 | 4,671,658 | |||
Los Angeles Department of Water Rev., 5.00%, 7/1/26 | 4,040,000 | 4,861,655 | |||
Los Angeles Department of Water Rev., 5.00%, 7/1/27 | 2,125,000 | 2,589,971 | |||
Los Angeles Department of Water Rev., 5.00%, 7/1/28 | 2,840,000 | 3,465,340 | |||
Los Angeles Department of Water Rev., 5.00%, 7/1/29 | 6,030,000 | 7,282,974 | |||
Los Angeles Department of Water & Power System Rev., 5.00%, 7/1/25 | 1,525,000 | 1,806,393 | |||
Los Angeles Department of Water & Power System Rev., 5.00%, 7/1/26 | 1,000,000 | 1,201,330 | |||
Los Angeles Department of Water & Power System Rev., 5.00%, 7/1/26 | 1,000,000 | 1,101,910 | |||
Los Angeles Department of Water & Power System Rev., 5.00%, 7/1/26 | 1,300,000 | 1,483,391 | |||
Los Angeles Department of Water & Power System Rev., 5.00%, 7/1/27 | 6,470,000 | 7,284,249 |
Los Angeles Unified School District COP, 5.00%, 10/1/29 | 1,700,000 | 1,863,421 | |||
Los Angeles Unified School District GO, 5.00%, 7/1/21 | 1,120,000 | 1,210,742 | |||
Los Angeles Unified School District GO, 5.00%, 7/1/21 | 3,000,000 | 3,243,060 | |||
Los Angeles Unified School District GO, 5.00%, 7/1/24 | 5,140,000 | 5,537,528 | |||
Los Angeles Unified School District GO, 5.00%, 7/1/24 | 5,000,000 | 5,767,150 | |||
Los Angeles Unified School District GO, 5.00%, 7/1/26 | 2,500,000 | 2,973,725 | |||
Los Angeles Unified School District GO, 5.00%, 7/1/26 | 3,555,000 | 4,070,226 | |||
Los Angeles Unified School District GO, 5.25%, 7/1/26 | 4,000,000 | 4,209,080 | |||
Los Angeles Unified School District GO, 5.00%, 7/1/27 | 1,050,000 | 1,197,441 | |||
Los Angeles Unified School District GO, 5.00%, 7/1/30 | 1,155,000 | 1,309,423 | |||
Los Angeles Wastewater System Rev., 5.75%, 6/1/19, Prerefunded at 100% of Par(1) | 1,325,000 | 1,352,083 | |||
Los Angeles Wastewater System Rev., 5.00%, 6/1/35 | 1,500,000 | 1,754,685 | |||
M-S-R Energy Authority Rev., 7.00%, 11/1/34 | 1,000,000 | 1,395,750 | |||
M-S-R Energy Authority Rev., 7.00%, 11/1/34 | 5,880,000 | 8,207,010 | |||
M-S-R Energy Authority Rev., 6.50%, 11/1/39 | 1,180,000 | 1,618,512 | |||
M-S-R Energy Authority Rev., 6.50%, 11/1/39 | 1,425,000 | 1,954,558 | |||
Manhattan Beach Unified School District GO, Capital Appreciation, 0.00%, 9/1/29(2) | 5,905,000 | 4,238,904 | |||
Menlo Park Community Development Agency Successor Agency Tax Allocation, 5.00%, 10/1/19 | 420,000 | 431,193 | |||
Menlo Park Community Development Agency Successor Agency Tax Allocation, 5.00%, 10/1/20 | 325,000 | 343,460 | |||
Milpitas Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/25 | 2,325,000 | 2,729,968 | |||
Milpitas Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/26 | 6,285,000 | 7,332,584 | |||
Modesto Irrigation District COP, 5.75%, 4/1/19, Prerefunded at 100% of Par(1) | 1,580,000 | 1,601,425 | |||
Modesto Irrigation District COP, 5.75%, 10/1/34 | 920,000 | 930,884 | |||
Mountain View Shoreline Regional Park Community Tax Allocation, 5.00%, 8/1/38 (AGM)(4) | 1,135,000 | 1,290,166 | |||
Mountain View Shoreline Regional Park Community Tax Allocation, 5.00%, 8/1/43 (AGM)(4) | 1,000,000 | 1,123,210 | |||
Municipal Improvement Corp. of Los Angeles Rev., 5.00%, 11/1/22 | 1,000,000 | 1,115,360 | |||
Municipal Improvement Corp. of Los Angeles Rev., 5.00%, 3/1/25 | 3,000,000 | 3,273,360 | |||
Municipal Improvement Corp. of Los Angeles Rev., 5.00%, 11/1/25 | 750,000 | 886,245 | |||
Murrieta Financing Authority Special Tax, 5.00%, 9/1/21 | 1,200,000 | 1,288,224 | |||
Napa Valley Community College District GO, Capital Appreciation, VRN, 0.00%, 8/1/22 | 5,745,000 | 5,639,924 | |||
Napa Valley Community College District GO, Capital Appreciation, VRN, 0.00%, 8/1/33 | 2,850,000 | 2,758,144 | |||
Napa Valley Community College District GO, Capital Appreciation, VRN, 0.00%, 8/1/34 | 1,500,000 | 1,441,830 | |||
Natomas Unified School District GO, 5.00%, 9/1/26 (BAM) | 1,785,000 | 2,009,482 | |||
Newport Beach Rev., (Hoag Memorial Hospital / Newport Healthcare Obligated Group), 6.00%, 12/1/21, Prerefunded at 100% of Par(1) | 2,000,000 | 2,242,340 | |||
Norman Y Mineta San Jose International Airport SJC Rev., 5.00%, 3/1/27 | 1,295,000 | 1,463,777 | |||
Norman Y Mineta San Jose International Airport SJC Rev., 5.00%, 3/1/28 | 1,500,000 | 1,689,975 | |||
Norman Y Mineta San Jose International Airport SJC Rev., 5.00%, 3/1/30 | 1,750,000 | 1,960,647 | |||
Norman Y Mineta San Jose International Airport SJC Rev., 5.00%, 3/1/31 | 1,000,000 | 1,118,290 | |||
North Lake Tahoe Public Financing Authority Rev., 4.00%, 12/1/19 | 1,000,000 | 1,023,420 | |||
Northern California Power Agency Rev., 5.00%, 8/1/19 | 2,000,000 | 2,044,320 | |||
Northern California Power Agency Rev., 5.00%, 8/1/20 | 1,515,000 | 1,567,980 | |||
Northern California Power Agency Rev., 5.00%, 8/1/21 | 2,050,000 | 2,120,663 | |||
Northern California Power Agency Rev., 5.25%, 8/1/22 | 4,250,000 | 4,409,630 | |||
Northern California Power Agency Rev., 5.00%, 7/1/26 | 1,750,000 | 1,924,527 | |||
Northern California Power Agency Rev., 5.00%, 7/1/27 | 2,000,000 | 2,198,020 | |||
Northern California Transmission Agency Rev., 5.00%, 5/1/28 | 1,000,000 | 1,171,510 | |||
Northern California Transmission Agency Rev., 5.00%, 5/1/29 | 1,000,000 | 1,166,970 | |||
Northern California Transmission Agency Rev., 5.00%, 5/1/30 | 1,855,000 | 2,146,031 | |||
Oakland Alameda County Coliseum Authority Rev., 5.00%, 2/1/25 | 4,065,000 | 4,404,834 |
Oakland Sewer Rev., 5.00%, 6/15/26 | 1,200,000 | 1,376,904 | |||
Oakland Unified School District / Alameda County GO, 5.00%, 8/1/20 | 1,670,000 | 1,758,293 | |||
Oakland Unified School District / Alameda County GO, 6.625%, 8/1/21, Prerefunded at 100% of Par(1) | 1,870,000 | 2,105,209 | |||
Oakland Unified School District / Alameda County GO, 5.00%, 8/1/22 | 660,000 | 706,312 | |||
Oakland Unified School District / Alameda County GO, 5.50%, 8/1/22, Prerefunded at 100% of Par(1) | 3,150,000 | 3,559,594 | |||
Oakland Unified School District / Alameda County GO, 5.00%, 8/1/23 | 1,400,000 | 1,577,506 | |||
Oakland Unified School District / Alameda County GO, 5.00%, 8/1/25 | 2,500,000 | 2,909,475 | |||
Oakland Unified School District / Alameda County GO, 5.00%, 8/1/25 | 650,000 | 756,464 | |||
Ontario Community Facilities District No. 24 Special Tax, 4.00%, 9/1/20 | 295,000 | 302,741 | |||
Ontario Community Facilities District No. 24 Special Tax, 4.00%, 9/1/21 | 285,000 | 296,021 | |||
Ontario Community Facilities District No. 24 Special Tax, 4.00%, 9/1/22 | 300,000 | 313,128 | |||
Ontario Community Facilities District No. 24 Special Tax, 4.00%, 9/1/23 | 60,000 | 62,740 | |||
Ontario Community Facilities District No. 30 Special Tax, 4.00%, 9/1/24 | 315,000 | 330,133 | |||
Ontario Community Facilities District No. 30 Special Tax, 4.00%, 9/1/25 | 325,000 | 340,642 | |||
Ontario Community Facilities District No. 30 Special Tax, 4.00%, 9/1/26 | 340,000 | 356,840 | |||
Ontario Community Facilities District No. 30 Special Tax, 4.00%, 9/1/29 | 230,000 | 234,931 | |||
Orange County Special Assessment, 3.00%, 9/2/25 | 285,000 | 296,212 | |||
Orange County Special Assessment, 5.00%, 9/2/26 | 600,000 | 707,484 | |||
Orange County Special Assessment, 5.00%, 9/2/28 | 600,000 | 722,514 | |||
Orange County Special Assessment, 5.00%, 9/2/30 | 875,000 | 1,039,386 | |||
Orange County Community Facilities District Special Tax, 5.00%, 8/15/28 | 1,960,000 | 2,122,014 | |||
Orange County Community Facilities District Special Tax, 5.00%, 8/15/29 | 2,000,000 | 2,207,900 | |||
Orange County Community Facilities District Special Tax, 5.00%, 8/15/30 | 2,220,000 | 2,438,159 | |||
Orange County Community Facilities District Special Tax, 5.00%, 8/15/32 | 2,575,000 | 2,811,720 | |||
Orange County Community Facilities District Special Tax, 5.00%, 8/15/35 | 1,000,000 | 1,072,760 | |||
Oxnard Financing Authority Rev., 5.00%, 6/1/25 (AGM) | 2,000,000 | 2,296,640 | |||
Oxnard Financing Authority Rev., 5.00%, 6/1/26 (AGM) | 3,690,000 | 4,210,585 | |||
Oxnard Financing Authority Rev., 5.00%, 6/1/28 (AGM) | 1,515,000 | 1,706,223 | |||
Oxnard Financing Authority Rev., 5.00%, 6/1/32 (AGM) | 2,500,000 | 2,782,975 | |||
Oxnard Financing Authority Rev., 5.00%, 6/1/33 (AGM) | 1,000,000 | 1,110,500 | |||
Oxnard School District GO, VRN, 3.00%, 8/1/40 (AGM) | 3,500,000 | 3,661,455 | |||
Palm Desert Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 10/1/30 (BAM) | 350,000 | 409,654 | |||
Palmdale Community Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/28 (NATL) | 2,150,000 | 2,506,040 | |||
Palmdale Community Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/29 (NATL) | 2,075,000 | 2,408,992 | |||
Palmdale Community Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/30 (NATL) | 1,215,000 | 1,404,917 | |||
Palomar Health COP, (Palomar Health Obligated Group), 6.75%, 11/1/19, Prerefunded at 100% of Par(1) | 500,000 | 522,465 | |||
Palomar Health COP, (Palomar Health Obligated Group), 5.25%, 11/1/20, Prerefunded at 100% of Par(1) | 475,000 | 496,461 | |||
Palomar Health COP, (Palomar Health Obligated Group), 5.00%, 11/1/20 | 535,000 | 558,021 | |||
Palomar Health COP, (Palomar Health Obligated Group), 6.00%, 11/1/20, Prerefunded at 100% of Par(1) | 1,870,000 | 2,019,226 | |||
Palomar Health COP, (Palomar Health Obligated Group), 5.00%, 11/1/22 | 770,000 | 831,639 | |||
Palomar Health COP, (Palomar Health Obligated Group), 5.00%, 11/1/25 | 650,000 | 728,605 | |||
Palomar Health COP, (Palomar Health Obligated Group), 5.00%, 11/1/26 | 475,000 | 534,731 | |||
Palomar Health COP, (Palomar Health Obligated Group), 5.00%, 11/1/27 | 720,000 | 813,658 | |||
Palomar Health COP, (Palomar Health Obligated Group), 5.00%, 11/1/32 | 4,000,000 | 4,353,320 | |||
Palomar Health GO, Capital Appreciation, VRN, 0.00%, 8/1/38 (AGC) | 3,330,000 | 4,134,728 | |||
Palomar Health Rev., (Palomar Health Obligated Group), 5.00%, 11/1/21 | 3,625,000 | 3,850,910 | |||
Palomar Health Rev., (Palomar Health Obligated Group), 5.00%, 11/1/24 | 2,375,000 | 2,635,751 | |||
Palomar Health Rev., (Palomar Health Obligated Group), 5.00%, 11/1/29 | 4,585,000 | 5,035,843 | |||
Palomar Health Rev., (Palomar Health Obligated Group), 5.00%, 11/1/27 | 4,100,000 | 4,559,774 |
Palomar Health Rev., (Palomar Health Obligated Group), 5.00%, 11/1/39 | 4,080,000 | 4,312,478 | |||
Palos Verdes Peninsula Unified School District GO, 0.00%, 8/1/33(2) | 2,600,000 | 1,550,016 | |||
Peralta Community College District GO, 5.00%, 8/1/22 | 2,145,000 | 2,373,657 | |||
Pittsburg Successor Agency Redevelopment Agency Tax Allocation, 5.00%, 9/1/29 (AGM) | 3,000,000 | 3,433,260 | |||
Pomona Unified School District GO, 6.55%, 8/1/29 (NATL) | 1,000,000 | 1,231,580 | |||
Pomona Unified School District GO, 6.15%, 8/1/30 (NATL) | 855,000 | 969,536 | |||
Porterville Public Financing Authority Rev., 5.625%, 10/1/21, Prerefunded at 100% of Par(1) | 4,000,000 | 4,417,120 | |||
Poway Unified School District GO, Capital Appreciation, 0.00%, 8/1/41(2) | 4,890,000 | 1,923,726 | |||
Poway Unified School District Rev., 7.875%, 9/15/19, Prerefunded at 100% of Par(1) | 1,010,000 | 1,058,036 | |||
Poway Unified School District Public Financing Authority Special Tax, 5.00%, 9/1/31 | 1,650,000 | 1,911,508 | |||
Rancho Santa Fe Community Services District Special Tax, 5.125%, 9/1/21, Prerefunded at 100% of Par(1) | 790,000 | 858,612 | |||
Rancho Santa Fe Community Services District Special Tax, 5.25%, 9/1/21, Prerefunded at 100% of Par(1) | 1,300,000 | 1,417,221 | |||
Rancho Santa Fe Community Services District Special Tax, 5.375%, 9/1/21, Prerefunded at 100% of Par(1) | 1,410,000 | 1,541,835 | |||
Redding Electric System Rev., 5.00%, 6/1/28 | 1,000,000 | 1,197,750 | |||
Redding Electric System Rev., 5.00%, 6/1/29 | 1,250,000 | 1,487,787 | |||
Redding Electric System Rev., 5.00%, 6/1/30 | 1,250,000 | 1,470,150 | |||
Regents of the University of California Medical Center Pooled Rev., 5.00%, 5/15/33 | 3,015,000 | 3,422,929 | |||
Regents of the University of California Medical Center Pooled Rev., 5.00%, 5/15/34 | 2,000,000 | 2,255,740 | |||
Rio Elementary School District Community Facilities District Special Tax, 5.00%, 9/1/24 | 700,000 | 787,451 | |||
Riverside County Redevelopment Successor Agency Tax Allocation, 6.50%, 10/1/20, Prerefunded at 100% of Par(1) | 1,560,000 | 1,693,068 | |||
Riverside County Transportation Commission Rev., 5.25%, 6/1/23, Prerefunded at 100% of Par(1) | 1,335,000 | 1,529,776 | |||
Riverside County Transportation Commission Rev., Capital Appreciation, 0.00%, 6/1/28(2) | 1,000,000 | 688,580 | |||
Riverside County Transportation Commission Rev., Capital Appreciation, 0.00%, 6/1/30(2) | 1,000,000 | 623,040 | |||
Riverside County Transportation Commission Rev., Capital Appreciation, 0.00%, 6/1/31(2) | 1,555,000 | 920,684 | |||
Riverside Sewer Rev., 5.00%, 8/1/25 | 1,630,000 | 1,927,866 | |||
Riverside Sewer Rev., 5.00%, 8/1/26 | 3,400,000 | 3,956,886 | |||
Riverside Sewer Rev., 5.00%, 8/1/35 | 3,750,000 | 4,366,050 | |||
Riverside Sewer Rev., 5.00%, 8/1/37 | 3,265,000 | 3,773,720 | |||
Riverside Water Rev., VRDN, 2.32%, (MUNIPSA plus 0.63%), 1/15/20 | 7,040,000 | 7,041,760 | |||
Romoland School District Special Tax, 4.00%, 9/1/21 | 1,035,000 | 1,076,700 | |||
Romoland School District Special Tax, 5.00%, 9/1/22 | 1,140,000 | 1,236,900 | |||
Romoland School District Special Tax, (Romoland School District Community Facilities District No. 2004-1 Heritage Lake), 5.00%, 9/1/36 | 1,000,000 | 1,090,230 | |||
Romoland School District Special Tax, (Romoland School District Community Facilities District No. 2004-1 Heritage Lake), 5.00%, 9/1/37 | 1,100,000 | 1,197,185 | |||
Romoland School District Special Tax, (Romoland School District Community Facilities District No. 2004-1 Heritage Lake), 5.00%, 9/1/38 | 1,000,000 | 1,085,850 | |||
Roseville Special Tax, 5.00%, 9/1/25 | 750,000 | 843,330 | |||
Roseville Special Tax, 5.00%, 9/1/26 | 1,075,000 | 1,214,578 | |||
Roseville Special Tax, 5.00%, 9/1/28 | 1,025,000 | 1,155,503 | |||
Roseville Special Tax, 5.00%, 9/1/30 | 1,390,000 | 1,549,113 | |||
Roseville Special Tax, 5.00%, 9/1/31 | 1,000,000 | 1,108,890 | |||
Roseville Special Tax, 5.00%, 9/1/32 | 1,250,000 | 1,379,200 | |||
Roseville Special Tax, 5.00%, 9/1/34 | 1,050,000 | 1,145,361 | |||
Roseville Water Utility COP, 5.00%, 12/1/26 | 1,690,000 | 1,984,263 | |||
Roseville Water Utility COP, 5.00%, 12/1/27 | 2,250,000 | 2,625,952 | |||
Sacramento City Financing Authority Rev., 5.40%, 11/1/20 (Ambac) | 925,000 | 966,468 | |||
Sacramento County Airport System Rev., 5.00%, 7/1/20 | 1,000,000 | 1,049,300 | |||
Sacramento County Airport System Rev., 5.00%, 7/1/23 | 1,000,000 | 1,048,880 | |||
Sacramento County Airport System Rev., 5.00%, 7/1/24 | 1,000,000 | 1,048,400 | |||
Sacramento County Airport System Rev., 5.00%, 7/1/33 | 1,450,000 | 1,680,709 |
Sacramento County Airport System Rev., 5.00%, 7/1/34 | 1,000,000 | 1,152,560 | |||
Sacramento County Airport System Rev., 5.00%, 7/1/35 | 1,000,000 | 1,146,420 | |||
Sacramento County Sanitation Districts Financing Authority Rev., 5.25%, 12/1/21 (NATL) | 1,000,000 | 1,098,470 | |||
Sacramento County Sanitation Districts Financing Authority Rev., VRN, 2.09%, (67% of the 3-month LIBOR plus 0.53%), 12/1/35 (NATL) | 19,000,000 | 18,376,990 | |||
Sacramento Municipal Utility District Rev., 5.25%, 7/1/24 (Ambac) | 3,000,000 | 3,379,080 | |||
Sacramento Municipal Utility District Rev., 5.00%, 8/15/24 | 1,000,000 | 1,167,070 | |||
Sacramento Municipal Utility District Rev., 5.00%, 8/15/24 | 1,500,000 | 1,664,205 | |||
Sacramento Municipal Utility District Rev., 5.00%, 8/15/25 | 5,000,000 | 5,541,700 | |||
Sacramento Municipal Utility District Rev., 5.00%, 8/15/28 | 1,200,000 | 1,480,344 | |||
Sacramento Redevelopment Agency Successor Agency Tax Allocation, 4.00%, 12/1/18 | 2,000,000 | 2,000,000 | |||
Sacramento Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 12/1/34 (BAM) | 1,355,000 | 1,534,768 | |||
Sacramento Transient Occupancy Tax Rev., 5.00%, 6/1/36 | 1,000,000 | 1,141,570 | |||
Sacramento Transient Occupancy Tax Rev., 5.00%, 6/1/37 | 2,250,000 | 2,560,860 | |||
Sacramento Transient Occupancy Tax Rev., 5.00%, 6/1/38 | 1,000,000 | 1,134,950 | |||
Salinas Union High School District GO, 0.00%, 8/1/20(2) | 5,000,000 | 4,827,350 | |||
San Bernardino Community College District GO, Capital Appreciation, VRN, 0.00%, 8/1/34 | 17,240,000 | 20,274,068 | |||
San Bernardino Redevelopment Agency Successor Agency Tax Allocation, 3.00%, 12/1/18 (AGM) | 1,725,000 | 1,725,000 | |||
San Bernardino Redevelopment Agency Successor Agency Tax Allocation, 4.00%, 12/1/19 (AGM) | 2,665,000 | 2,726,082 | |||
San Bernardino Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 12/1/20 (AGM) | 2,915,000 | 3,099,636 | |||
San Bernardino Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 12/1/22 (AGM) | 2,310,000 | 2,559,873 | |||
San Bernardino Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 12/1/24 (AGM) | 2,310,000 | 2,647,814 | |||
San Bernardino Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 12/1/25 (AGM) | 1,275,000 | 1,479,140 | |||
San Buenaventura Rev., (Community Memorial Health System), 8.00%, 12/1/26 | 2,000,000 | 2,273,380 | |||
San Buenaventura Rev., (Community Memorial Health System), 7.50%, 12/1/41 | 4,300,000 | 4,689,451 | |||
San Diego Community College District GO, 5.00%, 8/1/30 | 3,000,000 | 3,369,030 | |||
San Diego County Rev., (Sanford Burnham Prebys Medical Discovery Institute), 5.00%, 11/1/19 | 300,000 | 308,055 | |||
San Diego County Rev., (Sanford Burnham Prebys Medical Discovery Institute), 5.00%, 11/1/22 | 1,525,000 | 1,679,132 | |||
San Diego County Rev., (Sanford Burnham Prebys Medical Discovery Institute), 5.00%, 11/1/30 | 675,000 | 763,810 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/19 | 1,290,000 | 1,314,084 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/21 | 2,000,000 | 2,101,280 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/31 | 1,000,000 | 1,166,840 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/32 | 850,000 | 985,260 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/33 | 1,000,000 | 1,153,540 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/34 | 700,000 | 801,598 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/34 | 750,000 | 783,323 | |||
San Diego County Regional Airport Authority Rev., 5.00%, 7/1/35 | 1,000,000 | 1,140,370 | |||
San Diego County Regional Transportation Commission Rev., 4.00%, 4/1/21 | 15,000,000 | 15,794,700 | |||
San Diego County Regional Transportation Commission Rev., 5.00%, 4/1/21 | 5,940,000 | 6,390,965 | |||
San Diego County Water Authority Financing Corp. Rev., 5.00%, 5/1/25 | 5,250,000 | 6,205,342 | |||
San Diego County Water Authority Financing Corp. Rev., 5.00%, 5/1/26 | 2,390,000 | 2,804,474 | |||
San Diego County Water Authority Financing Corp. Rev., 5.00%, 5/1/27 | 3,485,000 | 4,064,346 | |||
San Diego Public Facilities Financing Authority Sewer Rev., 5.00%, 5/15/19, Prerefunded at 100% of Par(1) | 3,680,000 | 3,736,304 | |||
San Diego Public Facilities Financing Authority Sewer Rev., 5.25%, 5/15/20, Prerefunded at 100% of Par(1) | 3,400,000 | 3,571,292 | |||
San Diego Public Facilities Financing Authority Sewer Rev., 5.00%, 5/15/28 | 10,000,000 | 11,855,400 | |||
San Diego Public Facilities Financing Authority Water Rev., 5.00%, 8/1/21 | 2,000,000 | 2,169,480 | |||
San Diego Public Facilities Financing Authority Water Rev., 5.00%, 8/1/24 | 2,000,000 | 2,223,680 | |||
San Diego Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/22 | 1,000,000 | 1,114,080 | |||
San Diego Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/23 | 1,000,000 | 1,141,250 | |||
San Diego Unified Port District Rev., 5.00%, 9/1/23 | 250,000 | 280,243 |
San Diego Unified Port District Rev., 5.00%, 9/1/24 | 500,000 | 558,340 | |||
San Diego Unified Port District Rev., 5.00%, 9/1/26 | 750,000 | 835,725 | |||
San Diego Unified School District GO, 5.00%, 7/1/33 | 1,320,000 | 1,545,562 | |||
San Francisco Bay Area Rapid Transit District Rev., 5.00%, 7/1/28 | 1,500,000 | 1,756,350 | |||
San Francisco City & County Airport Comm-San Francisco International Airport Rev., 5.00%, 5/1/19 | 1,500,000 | 1,520,895 | |||
San Francisco City & County Airport Comm-San Francisco International Airport Rev., 5.00%, 5/3/21, Prerefunded at 100% of Par(1) | 980,000 | 1,054,225 | |||
San Francisco City & County Airport Comm-San Francisco International Airport Rev., 5.00%, 5/3/21, Prerefunded at 100% of Par(1) | 1,210,000 | 1,301,645 | |||
San Francisco City & County Airport Comm-San Francisco International Airport Rev., 5.00%, 5/1/22 | 1,000,000 | 1,105,010 | |||
San Francisco City & County Airport Comm-San Francisco International Airport Rev., 4.00%, 5/1/24 | 1,625,000 | 1,764,539 | |||
San Francisco City & County Airport Comm-San Francisco International Airport Rev., 5.00%, 5/1/26 | 1,250,000 | 1,369,525 | |||
San Francisco City & County Airport Comm-San Francisco International Airport Rev., 5.00%, 5/1/29 | 5,060,000 | 5,413,441 | |||
San Francisco City & County Airport Comm-San Francisco International Airport Rev., 5.00%, 5/1/40 | 2,150,000 | 2,225,121 | |||
San Francisco City & County Public Utilities Commission Wastewater Rev., 5.00%, 10/1/21 | 5,000,000 | 5,440,400 | |||
San Francisco City & County Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 8/1/21 | 460,000 | 494,624 | |||
San Francisco City & County Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 8/1/26 | 425,000 | 480,518 | |||
San Francisco City & County Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 8/1/27 | 550,000 | 619,064 | |||
San Francisco City & County Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 8/1/28 | 370,000 | 415,218 | |||
San Francisco City & County Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 8/1/31 | 400,000 | 444,664 | |||
San Francisco City & County Redevelopment Financing Authority Tax Allocation, 6.00%, 8/1/19(1) | 510,000 | 524,657 | |||
San Francisco City & County Redevelopment Financing Authority Tax Allocation, 6.00%, 8/1/20(1) | 515,000 | 550,870 | |||
San Francisco City & County Redevelopment Financing Authority Tax Allocation, 6.625%, 2/1/21, Prerefunded at 100% of Par(1) | 500,000 | 551,170 | |||
San Francisco Public Utilities Commission Water Rev., 5.00%, 5/1/20, Prerefunded at 100% of Par(1) | 2,780,000 | 2,908,686 | |||
San Francisco Public Utilities Commission Water Rev., 5.00%, 11/1/28 | 1,055,000 | 1,223,547 | |||
San Gorgonio Memorial Health Care District GO, 5.00%, 8/1/25 | 850,000 | 970,606 | |||
San Joaquin Hills Transportation Corridor Agency Rev., 5.00%, 1/15/34 | 13,685,000 | 14,805,528 | |||
San Joaquin Hills Transportation Corridor Agency Rev., 5.00%, 1/15/44 | 1,000,000 | 1,063,760 | |||
San Joaquin Hills Transportation Corridor Agency Rev., 5.25%, 1/15/44 | 1,000,000 | 1,066,600 | |||
San Jose Unified School District GO, 5.00%, 8/1/19 | 1,000,000 | 1,022,360 | |||
San Mateo Special Tax, 5.875%, 9/1/32 | 1,375,000 | 1,512,321 | |||
San Mateo Special Tax, 5.50%, 9/1/44 | 750,000 | 802,133 | |||
Santa Barbara Financing Authority Rev., (Santa Barbara), 5.00%, 4/1/29(4) | 1,515,000 | 1,822,742 | |||
Santa Barbara Financing Authority Rev., (Santa Barbara), 5.00%, 4/1/31(4) | 845,000 | 999,128 | |||
Santa Barbara Financing Authority Rev., (Santa Barbara), 5.00%, 4/1/33(4) | 840,000 | 980,616 | |||
Santa Barbara Financing Authority Rev., (Santa Barbara), 5.00%, 4/1/35(4) | 2,035,000 | 2,344,503 | |||
Santa Barbara Financing Authority Rev., (Santa Barbara), 5.00%, 4/1/38(4) | 1,000,000 | 1,139,780 | |||
Santa Clara Electric Rev., 5.00%, 7/1/30 | 1,500,000 | 1,614,435 | |||
Santa Clara Valley Transportation Authority Rev., 5.00%, 4/1/20 | 4,000,000 | 4,174,800 | |||
Santa Cruz County Redevelopment Agency Tax Allocation, 5.00%, 9/1/35 (AGM) | 1,500,000 | 1,698,960 | |||
Santa Monica Redevelopment Agency Tax Allocation, 5.00%, 7/1/42 | 1,000,000 | 1,072,120 | |||
Santa Monica Redevelopment Agency Tax Allocation, 5.875%, 7/1/42 | 1,000,000 | 1,093,940 | |||
Santa Rosa Wastewater Rev., Capital Appreciation, 0.00%, 9/1/24 (Ambac)(2) | 9,000,000 | 7,750,620 | |||
Sonoma Community Development Agency Successor Agency Tax Allocation, 5.00%, 6/1/23 (NATL) | 1,000,000 | 1,091,130 | |||
Sonoma Community Development Agency Successor Agency Tax Allocation, 5.00%, 6/1/25 (NATL) | 1,390,000 | 1,599,556 | |||
Sonoma Community Development Agency Successor Agency Tax Allocation, 5.00%, 6/1/29 (NATL) | 1,100,000 | 1,253,780 | |||
Sonoma Community Development Agency Successor Agency Tax Allocation, 5.00%, 6/1/33 (NATL) | 1,325,000 | 1,488,916 | |||
South Orange County Public Financing Authority Special Tax, 5.00%, 8/15/20 | 1,100,000 | 1,158,168 | |||
South Orange County Public Financing Authority Special Tax, 5.00%, 8/15/21 | 1,500,000 | 1,622,175 | |||
South Orange County Public Financing Authority Special Tax, 5.00%, 8/15/23 | 1,200,000 | 1,352,604 |
South Orange County Public Financing Authority Special Tax, 5.00%, 8/15/25 | 1,125,000 | 1,310,062 | |||
South Orange County Public Financing Authority Special Tax, 5.00%, 8/15/26 | 1,000,000 | 1,179,190 | |||
South Orange County Public Financing Authority Special Tax, 5.00%, 8/15/27 | 1,155,000 | 1,375,767 | |||
South Orange County Public Financing Authority Special Tax, 5.00%, 8/15/28 | 1,340,000 | 1,607,893 | |||
Southern California Public Power Authority Rev., 5.00%, 7/1/20 | 4,000,000 | 4,206,160 | |||
Southern California Public Power Authority Rev., 5.00%, 7/1/21 | 2,780,000 | 3,005,236 | |||
Southern California Public Power Authority Rev., VRDN, 1.94%, (MUNIPSA plus 0.25%), 5/1/21 | 10,000,000 | 9,988,100 | |||
Southern California Water Replenishment District Rev., 5.00%, 8/1/21 | 1,000,000 | 1,086,100 | |||
Southern California Water Replenishment District Rev., 5.00%, 8/1/35(4) | 2,190,000 | 2,548,525 | |||
Southern California Water Replenishment District Rev., 5.00%, 8/1/37(4) | 2,170,000 | 2,506,958 | |||
State of California GO, 6.50%, 4/1/19, Prerefunded at 100% of Par(1) | 4,060,000 | 4,125,447 | |||
State of California GO, 5.00%, 7/1/19(1) | 4,505,000 | 4,594,379 | |||
State of California GO, 5.00%, 9/1/19 | 5,000,000 | 5,126,200 | |||
State of California GO, 5.25%, 10/1/20 | 5,000,000 | 5,149,300 | |||
State of California GO, 5.00%, 3/1/23 | 10,000,000 | 11,198,500 | |||
State of California GO, 5.50%, 4/1/24 | 4,600,000 | 4,654,188 | |||
State of California GO, 5.00%, 12/1/26 | 1,045,000 | 1,182,564 | |||
State of California GO, 5.00%, 2/1/27 | 10,000,000 | 11,090,000 | |||
State of California GO, 5.00%, 2/1/28 | 6,795,000 | 7,512,892 | |||
State of California GO, 5.75%, 4/1/28 | 5,000,000 | 5,061,800 | |||
State of California GO, 5.00%, 11/1/29 | 2,625,000 | 2,936,010 | |||
State of California GO, 5.75%, 4/1/31 | 5,000,000 | 5,061,150 | |||
State of California GO, 6.50%, 4/1/33 | 3,440,000 | 3,490,809 | |||
State of California GO, 5.50%, 3/1/40 | 3,000,000 | 3,123,450 | |||
State of California GO, VRDN, 2.32%, (70% of the 1-month LIBOR plus 0.70%), 12/1/20 | 1,700,000 | 1,710,098 | |||
State of California GO, VRDN, 2.375%, (70% of the 1-month LIBOR plus 0.76%), 12/1/21 | 4,000,000 | 4,034,160 | |||
State of California GO, VRDN, 4.00%, 12/1/21 | 4,000,000 | 4,165,680 | |||
State of California GO, VRN, 2.69%, (MUNIPSA plus 1.00%), 5/1/19 | 1,600,000 | 1,600,448 | |||
State of California GO, VRN, 2.84%, (MUNIPSA plus 1.15%), 5/1/20 | 1,920,000 | 1,936,704 | |||
State of California Department of Water Resources Rev., 5.00%, 12/1/19, Prerefunded at 100% of Par(1) | 905,000 | 935,245 | |||
State of California Department of Water Resources Rev., 5.00%, 12/1/25 | 2,000,000 | 2,389,600 | |||
State of California Department of Water Resources Power Supply Rev., 5.00%, 5/1/19 | 5,000,000 | 5,069,650 | |||
State of California Department of Water Resources Power Supply Rev., 5.00%, 5/1/20 | 14,215,000 | 14,864,910 | |||
State of California Department of Water Resources Power Supply Rev., 5.00%, 5/1/20, Prerefunded at 100% of Par(1) | 1,860,000 | 1,946,099 | |||
State of California Department of Water Resources Power Supply Rev., 5.00%, 5/1/21 | 10,000,000 | 10,776,900 | |||
State of California Department of Water Resources Power Supply Rev., 5.00%, 5/1/21 | 1,140,000 | 1,192,622 | |||
State of California Department of Water Resources Power Supply Rev., 5.00%, 5/1/22 | 4,180,000 | 4,624,794 | |||
Stockton Public Financing Authority Rev., 5.00%, 9/1/22 (BAM) | 1,410,000 | 1,553,115 | |||
Stockton Public Financing Authority Rev., 5.00%, 9/1/23 (BAM) | 1,435,000 | 1,611,333 | |||
Stockton Public Financing Authority Rev., 5.00%, 9/1/24 (BAM) | 1,090,000 | 1,244,518 | |||
Stockton Public Financing Authority Rev., 5.00%, 9/1/25 (BAM) | 2,255,000 | 2,578,570 | |||
Stockton Public Financing Authority Rev., 5.00%, 9/1/26 (BAM) | 1,495,000 | 1,704,345 | |||
Stockton Public Financing Authority Rev., 5.00%, 9/1/27 (BAM) | 1,000,000 | 1,136,000 | |||
Stockton Public Financing Authority Rev., 6.25%, 10/1/38 | 1,500,000 | 1,748,295 | |||
Stockton Public Financing Authority Rev., 6.25%, 10/1/40 | 750,000 | 872,670 | |||
Stockton Public Financing Authority Rev., (Stockton Water Rev.), 5.00%, 10/1/30 (BAM) | 1,000,000 | 1,154,350 | |||
Stockton Public Financing Authority Rev., (Stockton Water Rev.), 5.00%, 10/1/31 (BAM) | 1,000,000 | 1,149,810 | |||
Stockton Public Financing Authority Special Tax, 4.00%, 9/2/20 (BAM) | 575,000 | 596,212 | |||
Stockton Public Financing Authority Special Tax, 4.00%, 9/2/21 (BAM) | 450,000 | 472,167 |
Stockton Public Financing Authority Special Tax, 4.00%, 9/2/22 (BAM) | 940,000 | 998,694 | |||
Stockton Public Financing Authority Special Tax, 4.00%, 9/2/23 (BAM) | 655,000 | 703,149 | |||
Stockton Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/29 (AGM) | 1,500,000 | 1,722,240 | |||
Stockton Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/30 (AGM) | 1,800,000 | 2,057,076 | |||
Stockton Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 9/1/31 (AGM) | 1,825,000 | 2,077,343 | |||
Stockton Unified School District GO, 5.00%, 8/1/30 | 5,000,000 | 5,695,300 | |||
Temecula Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 12/15/28 (AGM) | 500,000 | 583,965 | |||
Temecula Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 12/15/29 (AGM) | 1,155,000 | 1,342,607 | |||
Temecula Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 12/15/31 (AGM) | 765,000 | 878,082 | |||
Temecula Redevelopment Agency Successor Agency Tax Allocation, 5.00%, 12/15/32 (AGM) | 750,000 | 857,835 | |||
Temecula Valley Unified School District Financing Authority Special Tax, 5.00%, 9/1/19 (BAM) | 265,000 | 270,955 | |||
Temecula Valley Unified School District Financing Authority Special Tax, 5.00%, 9/1/20 (BAM) | 400,000 | 420,288 | |||
Temecula Valley Unified School District Financing Authority Special Tax, 5.00%, 9/1/21 (BAM) | 515,000 | 555,561 | |||
Temecula Valley Unified School District Financing Authority Special Tax, 5.00%, 9/1/22 (BAM) | 275,000 | 303,328 | |||
Tobacco Securitization Authority of Southern California Rev., (San Diego County Tobacco Asset Securitization Corp.), 5.00%, 6/1/37 | 2,250,000 | 2,249,910 | |||
Tobacco Securitization Authority of Southern California Rev., (San Diego County Tobacco Asset Securitization Corp.), 5.125%, 6/1/46 | 1,000,000 | 999,960 | |||
Tracy Community Facilities District Special Tax, (Tracy Community Facilities District No. 2016-01), 5.00%, 9/1/28 | 425,000 | 474,419 | |||
Tracy Community Facilities District Special Tax, (Tracy Community Facilities District No. 2016-01), 5.00%, 9/1/33 | 1,610,000 | 1,767,265 | |||
Tracy Community Facilities District Special Tax, (Tracy Community Facilities District No. 2016-01), 5.00%, 9/1/38 | 1,635,000 | 1,776,869 | |||
Tuolumne Wind Project Authority Rev., 5.625%, 1/1/19, Prerefunded at 100% of Par(1) | 2,200,000 | 2,206,710 | |||
Tustin Community Facilities District Special Tax, 5.00%, 9/1/22 | 480,000 | 526,915 | |||
Tustin Community Facilities District Special Tax, 5.00%, 9/1/23 | 725,000 | 812,435 | |||
Tustin Community Facilities District Special Tax, 5.00%, 9/1/28 | 1,000,000 | 1,136,240 | |||
Tustin Community Facilities District Special Tax, 5.00%, 9/1/30 | 1,000,000 | 1,125,760 | |||
Tustin Unified School District Special Tax, 6.00%, 9/1/20, Prerefunded at 100% of Par(1) | 2,000,000 | 2,144,400 | |||
University of California Rev., 5.25%, 5/15/19, Prerefunded at 100% of Par(1) | 2,210,000 | 2,246,266 | |||
University of California Rev., 5.25%, 5/15/19, Prerefunded at 100% of Par(1) | 4,285,000 | 4,355,317 | |||
University of California Rev., 5.25%, 5/15/19, Prerefunded at 100% of Par(1) | 1,255,000 | 1,275,595 | |||
University of California Rev., 5.00%, 5/15/20 | 1,405,000 | 1,422,534 | |||
University of California Rev., 5.00%, 5/15/22, Prerefunded at 100% of Par(1) | 2,840,000 | 3,139,393 | |||
University of California Rev., 5.00%, 5/15/23, Prerefunded at 100% of Par(1) | 1,395,000 | 1,582,390 | |||
University of California Rev., 5.00%, 5/15/25 | 6,855,000 | 7,744,299 | |||
University of California Rev., 4.00%, 5/15/26 | 2,415,000 | 2,704,293 | |||
University of California Rev., 5.00%, 5/15/26 | 3,310,000 | 3,647,123 | |||
University of California Rev., 5.00%, 5/15/26 | 11,300,000 | 13,298,744 | |||
University of California Rev., Series 2013 AL-3, VRDN, 1.47%, 12/3/18 | 4,600,000 | 4,600,000 | |||
University of California Rev., VRDN, 1.48%, 12/3/18 | 3,000,000 | 3,000,000 | |||
University of California Rev., VRDN, 1.49%, 12/3/18 | 15,700,000 | 15,700,000 | |||
University of California Rev., VRDN, 1.50%, 12/3/18 | 1,500,000 | 1,500,000 | |||
University of California Rev., VRDN, 5.00%, 5/15/23 | 5,000,000 | 5,625,950 | |||
University of California Hastings College of the Law Rev., 5.00%, 4/1/31 (AGM) | 1,045,000 | 1,214,112 | |||
Upland COP, (San Antonio Regional Hospital Obligated Group), 5.00%, 1/1/29 | 1,510,000 | 1,710,181 | |||
Upland COP, (San Antonio Regional Hospital Obligated Group), 5.00%, 1/1/32 | 1,475,000 | 1,640,598 | |||
Upland COP, (San Antonio Regional Hospital Obligated Group), 4.00%, 1/1/36 | 1,000,000 | 1,004,870 | |||
Upper Santa Clara Valley Joint Powers Authority Rev., 4.00%, 8/1/19 | 600,000 | 609,660 | |||
Washington Township Health Care District Rev., 5.00%, 7/1/29 | 600,000 | 671,628 | |||
Washington Township Health Care District Rev., 3.50%, 7/1/30 | 760,000 | 739,229 | |||
Washington Township Health Care District Rev., 5.00%, 7/1/30 | 1,200,000 | 1,336,668 |
Washington Township Health Care District Rev., 3.75%, 7/1/31 | 400,000 | 396,120 | |||
Washington Township Health Care District Rev., 4.00%, 7/1/32 | 135,000 | 136,158 | |||
Washington Township Health Care District Rev., 5.00%, 7/1/35 | 990,000 | 1,082,189 | |||
Washington Township Health Care District Rev., 4.00%, 7/1/36 | 200,000 | 197,804 | |||
Washington Township Health Care District Rev., 4.00%, 7/1/37 | 200,000 | 197,004 | |||
Washington Township Health Care District Rev., 4.00%, 7/1/37 | 1,000,000 | 985,020 | |||
Washington Township Health Care District Rev., 5.00%, 7/1/42 | 1,000,000 | 1,073,180 | |||
West Contra Costa Unified School District GO, 5.00%, 8/1/30 | 2,000,000 | 2,270,280 | |||
West Contra Costa Unified School District GO, 5.00%, 8/1/33 | 3,000,000 | 3,390,180 | |||
West Contra Costa Unified School District GO, 5.00%, 8/1/35 | 1,500,000 | 1,688,355 | |||
West Sacramento Financing Authority Special Tax, 5.00%, 9/1/19 (XLCA) | 995,000 | 1,016,691 | |||
West Sacramento Financing Authority Special Tax, 5.00%, 9/1/20 (XLCA) | 1,195,000 | 1,250,364 | |||
Western Riverside Water & Wastewater Financing Authority Rev., 5.00%, 9/1/24 | 1,690,000 | 1,913,080 | |||
Western Riverside Water & Wastewater Financing Authority Rev., 5.00%, 9/1/25 | 1,170,000 | 1,342,973 | |||
1,723,400,204 | |||||
Guam — 0.4% | |||||
Guam Government GO, 6.00%, 11/15/19 | 225,000 | 230,159 | |||
Guam Government Power Authority Rev., 5.00%, 10/1/19 (AGM) | 1,000,000 | 1,023,110 | |||
Guam Government Power Authority Rev., 5.50%, 10/1/20, Prerefunded at 100% of Par(1) | 2,150,000 | 2,284,526 | |||
Guam Government Waterworks Authority Rev., 5.00%, 7/1/21 | 300,000 | 315,843 | |||
Guam Government Waterworks Authority Rev., 5.00%, 7/1/22 | 325,000 | 348,130 | |||
Guam Government Waterworks Authority Rev., 5.00%, 7/1/23 | 500,000 | 542,215 | |||
Guam Government Waterworks Authority Rev., 5.00%, 7/1/24 | 350,000 | 383,397 | |||
Guam Government Waterworks Authority Rev., 5.00%, 7/1/25 | 350,000 | 385,896 | |||
Guam Government Waterworks Authority Rev., 5.00%, 7/1/26 | 500,000 | 553,245 | |||
Guam Government Waterworks Authority Rev., 5.00%, 7/1/27 | 900,000 | 998,010 | |||
7,064,531 | |||||
TOTAL INVESTMENT SECURITIES — 101.0% (Cost $1,687,717,456) | 1,730,464,735 | ||||
OTHER ASSETS AND LIABILITIES — (1.0)% | (17,040,226 | ) | |||
TOTAL NET ASSETS — 100.0% | $ | 1,713,424,509 |
FUTURES CONTRACTS SOLD | |||||||||||
Reference Entity | Contracts | Expiration Date | Notional Amount | Underlying Contract Value | Unrealized Appreciation (Depreciation) | ||||||
U.S. Treasury Long Bonds | 146 | March 2019 | $ | 14,600,000 | $ | 20,426,313 | $ | (96,141 | ) |
NOTES TO SCHEDULE OF INVESTMENTS | ||
AGC | - | Assured Guaranty Corporation |
AGM | - | Assured Guaranty Municipal Corporation |
BAM | - | Build America Mutual Assurance Company |
COP | - | Certificates of Participation |
GA | - | Guaranty Agreement |
GO | - | General Obligation |
LIBOR | - | London Interbank Offered Rate |
MUNIPSA | - | SIFMA Municipal Swap Index |
NATL | - | National Public Finance Guarantee Corporation |
VRDN | - | Variable Rate Demand Note. The instrument may be payable upon demand and adjusts periodically based upon the terms set forth in the security's offering documents. The rate shown is effective at the period end and the reference rate and spread, if any, is indicated. The date of the demand feature is disclosed. |
VRN | - | Variable Rate Note. The rate adjusts periodically based upon the terms set forth in the security’s offering documents. The rate shown is effective at the period end and the reference rate and spread, if any, is indicated. |
XLCA | - | XL Capital Ltd. |
(1) | Escrowed to maturity in U.S. government securities or state and local government securities. |
(2) | Security is a zero-coupon bond. Zero-coupon securities are issued at a substantial discount from their value at maturity. |
(3) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions exempt from registration, normally to qualified institutional investors. The aggregate value of these securities at the period end was $26,751,787, which represented 1.6% of total net assets. |
(4) | When-issued security. The issue price and yield are fixed on the date of the commitment, but payment and delivery are scheduled for a future date. |
• | Level 1 valuation inputs consist of unadjusted quoted prices in an active market for identical investments. |
• | Level 2 valuation inputs consist of direct or indirect observable market data (including quoted prices for comparable investments, evaluations of subsequent market events, interest rates, prepayment speeds, credit risk, etc.). These inputs also consist of quoted prices for identical investments initially expressed in local currencies that are adjusted through translation into U.S. dollars. |
• | Level 3 valuation inputs consist of unobservable data (including a fund’s own assumptions). |
California Tax-Free Money Market - Schedule of Investments |
NOVEMBER 30, 2018 (UNAUDITED) |
Shares/ Principal Amount ($) | Value ($) | ||||
MUNICIPAL SECURITIES — 97.0% | |||||
California — 96.7% | |||||
California Enterprise Development Authority Rev., (Community Hospice, Inc.), VRDN, 1.74%, 12/7/18 (LOC: Bank of Stockton and FHLB) | 2,945,000 | 2,945,000 | |||
California Enterprise Development Authority Rev., (Humane Society Silicon Valley), VRDN, 1.74%, 12/7/18 (LOC: First Republic Bank and FHLB) | 5,630,000 | 5,630,000 | |||
California Infrastructure & Economic Development Bank Rev., (Bay Institute Aquarium Foundation), VRDN, 1.55%, 12/7/18 (LOC: Union Bank N.A. and FHLB) | 2,135,000 | 2,135,000 | |||
California Infrastructure & Economic Development Bank Rev., (Columbia College), VRDN, 1.75%, 12/7/18 (LOC: Rabobank N.A. and Rabobank Cooperatieve) | 2,035,000 | 2,035,000 | |||
California Infrastructure & Economic Development Bank Rev., (Columbia College), VRDN, 1.75%, 12/7/18 (LOC: Rabobank N.A. and Rabobank Nederland) | 4,565,000 | 4,565,000 | |||
California Infrastructure & Economic Development Bank Rev., (EB Property Management LLC), VRDN, 1.69%, 12/7/18 (LOC: California United Bank and Wells Fargo Bank N.A.) | 1,180,000 | 1,180,000 | |||
California Infrastructure & Economic Development Bank Rev., (Kennfoods USA LLC), VRDN, 1.71%, 12/7/18 (LOC: Bank of the West) | 820,000 | 820,000 | |||
California Infrastructure & Economic Development Bank Rev., VRDN, 1.74%, 12/7/18 (LOC: Union Bank N.A.) | 2,030,000 | 2,030,000 | |||
California Municipal Finance Authority Rev., (Central Coast YMCA), VRDN, 1.74%, 12/7/18 (LOC: Pacific Capital Bank N.A. and FHLB) | 4,185,000 | 4,185,000 | |||
California Municipal Finance Authority Rev., (High Desert Partnership In Academic Excellence Foundation, Inc.), VRDN, 1.74%, 12/7/18 (LOC: Union Bank N.A.) | 1,905,000 | 1,905,000 | |||
California Statewide Communities Development Authority Rev., (Kaiser Credit Group), VRDN, 1.62%, 12/7/18 | 900,000 | 900,000 | |||
California Statewide Communities Development Authority Rev., (Kaiser Credit Group), VRDN, 1.62%, 12/7/18 | 1,330,000 | 1,330,000 | |||
California Statewide Communities Development Authority Rev., (Uptown Newport Building Owner LP), VRDN, 1.63%, 12/7/18 (LOC: East West Bank and Zions Bank) | 7,600,000 | 7,600,000 | |||
California Statewide Communities Development Authority Rev., Series 2008 A, (Kaiser Credit Group), VRDN, 1.62%, 12/7/18 | 4,700,000 | 4,700,000 | |||
Calleguas-Las Virgenes Public Financing Authority Rev., VRDN, 1.61%, 12/7/18 (LOC: Wells Fargo Bank N.A.) | 1,200,000 | 1,200,000 | |||
Fresno Rev., (Wasatch Pool Holdings LLC), VRDN, 1.55%, 12/7/18 (LOC: FNMA)(LIQ FAC: FNMA) | 5,070,000 | 5,070,000 | |||
Irvine Ranch Water District Special Assessment, VRN, 1.68%, (MUNIPSA less 0.01%), 10/1/37 | 3,865,000 | 3,865,000 | |||
Irvine Ranch Water District Special Assessment, VRN, 1.68%, (MUNIPSA less 0.01%), 10/1/37 | 3,865,000 | 3,865,000 | |||
Los Angeles Community Redevelopment Agency Rev., (Forest City Southpark Two, Inc.), VRDN, 1.49%, 12/7/18 (LOC: FNMA)(LIQ FAC: FNMA) | 2,895,000 | 2,895,000 | |||
Los Angeles Community Redevelopment Agency Rev., (Promenade Towers Ltd.), VRDN, 1.45%, 12/7/18 (LIQ FAC: FHLMC) | 6,100,000 | 6,100,000 | |||
Los Angeles County Metropolitan Transportation Authority Tax Revenue, 1.72%, 12/5/18 (LOC: Citibank N.A.) | 4,000,000 | 4,000,000 | |||
Metropolitan Water District of Southern California Rev., VRN, 1.66%, (MUNIPSA less 0.03%), 7/1/47 | 5,000,000 | 5,000,000 | |||
Modesto Rev., (Westdale Commons), VRDN, 1.55%, 12/7/18 (LOC: FNMA)(LIQ FAC: FNMA) | 2,000,000 | 2,000,000 | |||
Municipal Improvement Corp. of Los Angeles Lease Revenue, 1.70%, 12/14/18 (LOC: Bank of the West) | 6,200,000 | 6,200,000 | |||
Reedley COP, (Mennonite Brethren Homes, Inc.), VRDN, 1.74%, 12/7/18 (LOC: Bank of the Sierra and FHLB) | 5,380,000 | 5,380,000 | |||
San Bernardino County Flood Control District Rev., VRDN, 1.65%, 12/7/18 (LOC: Bank of America N.A.) | 1,000,000 | 1,000,000 | |||
San Diego County Water Authority Financing Corp., 1.73%, 12/6/18 | 4,000,000 | 4,000,000 | |||
San Diego Public Facilities Financing Authority Water Rev., 1.71%, 12/17/18 (LOC: Bank of America N.A.) | 4,000,000 | 4,000,000 | |||
San Francisco City & County Public Utilities Commission Power Rev., 1.68%, 12/13/18 (LOC: Bank of America N.A.) | 2,502,000 | 2,502,000 | |||
San Francisco City & County Public Utilities Commission Wastewater Rev., 1.76%, 1/29/19 (LOC: Bank of America N.A.) | 3,000,000 | 3,000,000 | |||
State of California Department of Water Resources Rev., 1.70%, 12/6/18 | 2,167,000 | 2,167,000 | |||
State of California Department of Water Resources Rev., 1.74%, 1/2/19 | 7,000,000 | 7,000,000 | |||
State of California Department of Water Resources Rev., 1.76%, 1/16/19 | 1,631,000 | 1,631,000 | |||
Tender Option Bond Trust Receipts/Certificates GO, VRDN, 1.79%, 12/7/18 (LIQ FAC: JPMorgan Chase Bank N.A.)(1) | 3,000,000 | 3,000,000 |
Tender Option Bond Trust Receipts/Certificates Rev., VRDN, 1.67%, 12/7/18 (LIQ FAC: Barclays Bank plc)(1) | 2,220,000 | 2,220,000 | |||
Tender Option Bond Trust Receipts/Certificates Rev., VRDN, 1.69%, 12/7/18 (LIQ FAC: JPMorgan Chase Bank N.A.)(1) | 800,000 | 800,000 | |||
Tender Option Bond Trust Receipts/Certificates Rev., VRDN, 1.71%, 12/7/18 (LIQ FAC: Bank of America N.A.)(1) | 5,000,000 | 5,000,000 | |||
Tender Option Bond Trust Receipts/Certificates Rev., VRDN, 1.72%, 12/7/18 (LIQ FAC: JPMorgan Chase Bank N.A.)(1) | 5,000,000 | 5,000,000 | |||
Tender Option Bond Trust Receipts/Certificates Rev., VRDN, 1.72%, 12/7/18 (LIQ FAC: JPMorgan Chase Bank N.A.)(1) | 3,500,000 | 3,500,000 | |||
Tender Option Bond Trust Receipts/Certificates Rev., VRDN, 1.79%, 12/7/18 (LIQ FAC: JPMorgan Chase Bank N.A.)(1) | 3,750,000 | 3,750,000 | |||
Town of Apple Valley COP, VRDN, 1.74%, 12/7/18 (LOC: Union Bank N.A.) | 385,000 | 385,000 | |||
University of California Rev., VRDN, 1.49%, 12/3/18 | 1,600,000 | 1,600,000 | |||
Victorville Joint Powers Finance Authority Rev., VRDN, 2.19%, 12/7/18 (LOC: BNP Paribas) | 13,395,000 | 13,395,000 | |||
Yolo County Rev., (Beckett Hall, Inc.), VRDN, 1.74%, 12/7/18 (LOC: Bank of the West) | 6,070,000 | 6,070,000 | |||
157,555,000 | |||||
Nevada — 0.3% | |||||
Truckee Meadows Water Authority Rev., 1.72%, 12/4/18 (LOC: Wells Fargo Bank N.A.) | 412,000 | 412,000 | |||
TOTAL INVESTMENT SECURITIES — 97.0% | 157,967,000 | ||||
OTHER ASSETS AND LIABILITIES — 3.0% | 4,967,670 | ||||
TOTAL NET ASSETS — 100.0% | $ | 162,934,670 |
NOTES TO SCHEDULE OF INVESTMENTS | ||
COP | - | Certificates of Participation |
FHLB | - | Federal Home Loan Bank |
FHLMC | - | Federal Home Loan Mortgage Corporation |
FNMA | - | Federal National Mortgage Association |
GO | - | General Obligation |
LIQ FAC | - | Liquidity Facilities |
LOC | - | Letter of Credit |
MUNIPSA | - | SIFMA Municipal Swap Index |
VRDN | - | Variable Rate Demand Note. The instrument may be payable upon demand and adjusts periodically based upon the terms set forth in the security's offering documents. The rate shown is effective at the period end and the reference rate and spread, if any, is indicated. The date of the demand feature is disclosed. |
VRN | Variable Rate Note. The rate adjusts periodically based upon the terms set forth in the security’s offering documents. The rate shown is effective at the period end and the reference rate and spread, if any, is indicated. |
(1) | Security was purchased pursuant to Rule 144A under the Securities Act of 1933 and may be sold in transactions exempt from registration, normally to qualified institutional investors. The aggregate value of these securities at the period end was $23,270,000, which represented 14.3% of total net assets. |
• | 1 valuation inputs consist of unadjusted quoted prices in an active market for identical investments. |
• | Level 2 valuation inputs consist of direct or indirect observable market data (including quoted prices for comparable investments, evaluations of subsequent market events, interest rates, prepayment speeds, credit risk, etc.). These inputs also consist of quoted prices for identical investments initially expressed in local currencies that are adjusted through translation into U.S. dollars. |
• | Level 3 valuation inputs consist of unobservable data (including a fund’s own assumptions). |
(a) | The registrant’s principal executive officer and principal financial officer have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) are effective based on their evaluation of these controls and procedures as of a date within 90 days of the filing date of this report. |
(b) | There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting. |
Registrant: | American Century California Tax-Free and Municipal Funds | ||
By: | /s/ Jonathan S. Thomas | ||
Name: | Jonathan S. Thomas | ||
Title: | President | ||
Date: | January 25, 2019 |
By: | /s/ Jonathan S. Thomas | ||
Name: | Jonathan S. Thomas | ||
Title: | President | ||
(principal executive officer) | |||
Date: | January 25, 2019 |
By: | /s/ R. Wes Campbell | ||
Name: | R. Wes Campbell | ||
Title: | Treasurer and | ||
Chief Financial Officer | |||
(principal financial officer) | |||
Date: | January 25, 2019 |
1. | I have reviewed this report on Form N-Q of American Century California Tax-Free and Municipal Funds; |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
3. | Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; |
4. | The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: |
(a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and |
(d) | Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and |
5. | The registrant's other certifying officer and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): |
(a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and |
(b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. |
Date: | January 25, 2019 | |
/s/ Jonathan S. Thomas | ||
Jonathan S. Thomas | ||
President | ||
(principal executive officer) |
1. | I have reviewed this report on Form N-Q of American Century California Tax-Free and Municipal Funds; |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
3. | Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; |
4. | The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: |
(a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and |
(d) | Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and |
5. | The registrant's other certifying officer and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): |
(a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and |
(b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. |
Date: | January 25, 2019 | |
/s/ R. Wes Campbell | ||
R. Wes Campbell | ||
Treasurer and Chief Financial Officer | ||
(principal financial officer) |
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