-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FI1uvjVbIXtDMVWkvd8pQ2x+5+Tk37KQCVI6XL2fvHo8P7UkV27XXDTroxXIOeO3 MW7Ns2+ziGTTuWgwedUlBA== 0000717316-05-000027.txt : 20051028 0000717316-05-000027.hdr.sgml : 20051028 20051028171353 ACCESSION NUMBER: 0000717316-05-000027 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20050831 FILED AS OF DATE: 20051028 DATE AS OF CHANGE: 20051028 EFFECTIVENESS DATE: 20051028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS CENTRAL INDEX KEY: 0000717316 IRS NUMBER: 946562826 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-03706 FILM NUMBER: 051164107 BUSINESS ADDRESS: STREET 1: 1665 CHARLESTON RD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 8003218321 MAIL ADDRESS: STREET 1: 1665 CHARLESTON RD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FORMER COMPANY: FORMER CONFORMED NAME: BENHAM CALIFORNIA TAX FREE TRUST / DATE OF NAME CHANGE: 19960815 FORMER COMPANY: FORMER CONFORMED NAME: BENHAM CALIFORNIA TAX FREE & MUNICIPAL FUNDS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BENHAM CALIFORNIA TAX FREE TRUST DATE OF NAME CHANGE: 19910218 NSAR-B 1 answer.fil ACCTF&MF NSAR FOR 8/31/2005 PAGE 1 000 B000000 08/31/2005 000 C000000 0000717316 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 AMERICAN CENTURY CA TAX-FREE & MUNICIPAL FDS 001 B000000 811-03706 001 C000000 8163407396 002 A000000 4500 MAIN 002 B000000 KANSAS CITY 002 C000000 MO 002 D010000 64111 002 D020000 7709 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 5 007 C010100 1 007 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3000000 048 C020100 0.478 048 D010100 5000000 048 D020100 0.461 048 E010100 15000000 048 E020100 0.450 048 F010100 25000000 048 F020100 0.450 048 G010100 0 048 G020100 0.000 PAGE 7 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 50000000 048 K020100 0.450 049 000100 N 050 000100 N 051 000100 N 052 000100 Y 053 A000100 N 055 A000100 Y 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 2500 062 A000100 Y 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 98.1 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 34 063 B000100 0.0 064 A000100 Y 064 B000100 N 070 A010100 Y 070 A020100 N 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N PAGE 8 070 D020100 N 070 E010100 N 070 E020100 N 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A000300 Y 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 4.8 062 F000300 0.0 PAGE 12 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 94.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 9.6 064 A000300 Y 064 B000300 N 070 A010300 Y 070 A020300 N 070 B010300 N 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 N 070 D020300 N 070 E010300 Y 070 E020300 Y 070 F010300 N 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 N 070 L020300 N 070 M010300 N 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 Y PAGE 13 070 R020300 N 071 A000300 175181 071 B000300 142376 071 C000300 415442 071 D000300 34 072 A000300 12 072 B000300 19071 072 C000300 0 072 D000300 0 072 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422646 076 000300 0.00 028 A010400 3311 028 A020400 1167 028 A030400 0 028 A040400 5806 028 B010400 2796 028 B020400 1166 028 B030400 0 028 B040400 4630 028 C010400 1910 028 C020400 1129 028 C030400 0 028 C040400 3108 028 D010400 4041 028 D020400 1233 028 D030400 0 028 D040400 2254 028 E010400 2780 028 E020400 1181 028 E030400 0 028 E040400 3103 028 F010400 4324 028 F020400 1210 028 F030400 0 028 F040400 4928 028 G010400 19162 028 G020400 7086 028 G030400 0 PAGE 15 028 G040400 23829 028 H000400 0 029 000400 N 030 A000400 0 030 B000400 0.00 030 C000400 0.00 031 A000400 0 031 B000400 0 032 000400 0 033 000400 0 034 000400 N 035 000400 0 036 B000400 0 037 000400 N 038 000400 0 039 000400 Y 040 000400 N 041 000400 N 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 043 000400 0 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.000 048 A010400 1000000 048 A020400 0.572 048 B010400 1000000 048 B020400 0.520 048 C010400 3000000 048 C020400 0.490 048 D010400 5000000 048 D020400 0.470 048 E010400 15000000 048 E020400 0.457 048 F010400 25000000 048 F020400 0.455 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 PAGE 16 048 J020400 0.000 048 K010400 50000000 048 K020400 0.455 049 000400 N 050 000400 N 051 000400 N 052 000400 Y 053 A000400 N 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 5000 062 A000400 Y 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.4 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 98.8 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 063 A000400 0 063 B000400 17.9 064 A000400 Y 064 B000400 N 070 A010400 Y 070 A020400 N 070 B010400 N 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 N 070 D020400 N 070 E010400 Y 070 E020400 Y 070 F010400 N 070 F020400 N PAGE 17 070 G010400 Y 070 G020400 N 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 Y 070 L010400 N 070 L020400 N 070 M010400 N 070 M020400 N 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 173916 071 B000400 160981 071 C000400 450988 071 D000400 36 072 A000400 12 072 B000400 23023 072 C000400 0 072 D000400 0 072 E000400 0 072 F000400 2300 072 G000400 0 072 H000400 0 072 I000400 0 072 J000400 0 072 K000400 0 072 L000400 0 072 M000400 22 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 0 072 S000400 0 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 1 PAGE 18 072 X000400 2324 072 Y000400 0 072 Z000400 20699 072AA000400 9883 072BB000400 0 072CC010400 0 072CC020400 6109 072DD010400 20699 072DD020400 0 072EE000400 0 073 A010400 0.5159 073 A020400 0.0000 073 B000400 0.0000 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18992 028 H000500 23003 029 000500 Y 030 A000500 159 030 B000500 4.50 030 C000500 0.00 031 A000500 0 031 B000500 0 032 000500 0 033 000500 159 034 000500 Y 035 000500 14 036 A000500 N 036 B000500 0 037 000500 N 038 000500 0 039 000500 Y 040 000500 Y 041 000500 Y 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 100 043 000500 172 PAGE 20 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.000 048 A010500 1000000 048 A020500 0.602 048 B010500 1000000 048 B020500 0.550 048 C010500 3000000 048 C020500 0.520 048 D010500 5000000 048 D020500 0.500 048 E010500 15000000 048 E020500 0.487 048 F010500 25000000 048 F020500 0.485 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 50000000 048 K020500 0.485 049 000500 N 050 000500 N 051 000500 N 052 000500 Y 053 A000500 N 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 N 060 B000500 N 061 000500 5000 062 A000500 Y 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 3.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 PAGE 21 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 97.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 20.4 064 A000500 Y 064 B000500 N 070 A010500 Y 070 A020500 N 070 B010500 N 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 Y 070 K010500 Y 070 K020500 Y 070 L010500 N 070 L020500 N 070 M010500 N 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 117426 071 B000500 48616 071 C000500 374857 PAGE 22 071 D000500 13 072 A000500 12 072 B000500 21054 072 C000500 0 072 D000500 0 072 E000500 0 072 F000500 1980 072 G000500 0 072 H000500 0 072 I000500 0 072 J000500 0 072 K000500 0 072 L000500 0 072 M000500 18 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 0 072 S000500 0 072 T000500 172 072 U000500 0 072 V000500 0 072 W000500 2 072 X000500 2171 072 Y000500 0 072 Z000500 18883 072AA000500 1770 072BB000500 0 072CC010500 14556 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 67 074 B000500 0 074 C000500 13082 074 D000500 422529 074 E000500 0 074 F000500 0 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 0 074 L000500 8046 074 M000500 0 PAGE 23 074 N000500 443724 074 O000500 7245 074 P000500 211 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 469 074 S000500 0 074 T000500 435799 074 U010500 0 074 U020500 0 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 2699 074 Y000500 0 075 A000500 0 075 B000500 381838 076 000500 0.00 028 A010700 4780 028 A020700 409 028 A030700 0 028 A040700 8275 028 B010700 1422 028 B020700 413 028 B030700 0 028 B040700 6042 028 C010700 2632 028 C020700 403 028 C030700 0 028 C040700 3721 028 D010700 2353 028 D020700 400 028 D030700 0 028 D040700 5918 028 E010700 1789 028 E020700 411 028 E030700 0 028 E040700 5183 028 F010700 3033 028 F020700 404 028 F030700 0 028 F040700 9683 028 G010700 16009 028 G020700 2440 028 G030700 0 028 G040700 38823 028 H000700 0 029 000700 N 030 A000700 0 PAGE 24 030 B000700 0.00 030 C000700 0.00 031 A000700 0 031 B000700 0 032 000700 0 033 000700 0 034 000700 N 035 000700 0 036 B000700 0 037 000700 N 038 000700 0 039 000700 Y 040 000700 N 041 000700 N 042 A000700 0 042 B000700 0 042 C000700 0 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000700 0 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.000 048 A010700 1000000 048 A020700 0.572 048 B010700 1000000 048 B020700 0.520 048 C010700 3000000 048 C020700 0.490 048 D010700 5000000 048 D020700 0.470 048 E010700 15000000 048 E020700 0.457 048 F010700 25000000 048 F020700 0.455 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 50000000 048 K020700 0.455 049 000700 N PAGE 25 050 000700 N 051 000700 N 052 000700 Y 053 A000700 N 055 A000700 Y 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 5000 062 A000700 Y 062 B000700 0.0 062 C000700 0.0 062 D000700 0.0 062 E000700 17.1 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 0.0 062 N000700 0.0 062 O000700 85.0 062 P000700 0.0 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 4.3 064 A000700 Y 064 B000700 N 070 A010700 Y 070 A020700 N 070 B010700 N 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 N 070 D020700 N 070 E010700 Y 070 E020700 Y 070 F010700 N 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 N 070 H020700 N PAGE 26 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 Y 070 L010700 N 070 L020700 N 070 M010700 N 070 M020700 N 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 Y 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 145726 071 B000700 184071 071 C000700 185712 071 D000700 78 072 A000700 12 072 B000700 7061 072 C000700 0 072 D000700 0 072 E000700 0 072 F000700 985 072 G000700 0 072 H000700 0 072 I000700 0 072 J000700 0 072 K000700 0 072 L000700 0 072 M000700 10 072 N000700 0 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 0 072 S000700 0 072 T000700 0 072 U000700 0 072 V000700 0 072 W000700 2 072 X000700 996 072 Y000700 0 072 Z000700 6064 072AA000700 0 PAGE 27 072BB000700 775 072CC010700 0 072CC020700 2639 072DD010700 6064 072DD020700 0 072EE000700 0 073 A010700 0.3203 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 0 074 B000700 0 074 C000700 31071 074 D000700 154201 074 E000700 0 074 F000700 0 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 0 074 K000700 0 074 L000700 1837 074 M000700 0 074 N000700 187109 074 O000700 5173 074 P000700 76 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 444 074 S000700 0 074 T000700 181416 074 U010700 17223 074 U020700 0 074 V010700 10.53 074 V020700 0.00 074 W000700 0.0000 074 X000700 952 074 Y000700 0 075 A000700 0 075 B000700 201467 076 000700 0.00 SIGNATURE JON ZINDEL TITLE TAX OFFICER EX-99.77B 2 exhibit77b.txt ACCTF&MF EXHIBIT 77B REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Trustees of the American Century California Tax-Free and Municipal Funds and Shareholders of the California Tax-Free Money Market Fund, California Limited-Term Tax-Free Fund, California Intermediate-Term Tax-Free Fund, California Long-Term Tax-Free Fund and California High-Yield Municipal Fund: In planning and performing our audits of the financial statements of the American Century California Tax-Free and Municipal Funds (the "Funds") as of and for the year ended August 31, 2005, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on the Funds' internal control over financial reporting as of August 31, 2005. The management of the Funds is responsible for establishing and maintaining internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. Such internal control over financial reporting includes policies and procedures that provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the company's ability to initiate, authorize, record, process or report external financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the company's annual or interim financial statements that is more than inconsequential will not be prevented or detected. A material weakness is a control deficiency, or combination of control deficiencies, that results in more than a remote likelihood that a material misstatement of the annual or interim financial statements will not be prevented or detected. Our consideration of the Funds' internal control over financial reporting would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, during our audits of the financial statements of the Funds as of and for the year ended August 31, 2005, we noted no deficiencies in the Funds' internal control over financial reporting, including controls for safeguarding securities, that we consider to be a material weakness as defined above as of August 31, 2005. This report is intended solely for the information and use of management and the Trustees of the American Century California Tax-Free and Municipal Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/PricewaterhouseCoopers LLP PricewaterhouseCoopers LLP Kansas City, Missouri October 12, 2005
EX-99.77D 3 exhibit77d.txt ACCTF&MF EXHIBIT 77D SUB-ITEM 77D POLICIES WITH RESPECT TO SECURITY INVESTMENTS (a) On May 26, 2005, the Board approved a name change for the California Intermediate-Term Tax-Free fund to the California Tax-Free Bond fund. The fund's investments will now include quality debt securities of all maturity ranges. Prior to the change, the fund's investments were focused on debt securities with a 5-10 year weighted average maturity. (b) N/A (c) N/A (d) N/A (e) N/A (f) N/A (g) N/A EX-99.77Q1 4 exhibit77q1e.txt ACCTF&MF EXHIBIT 77Q1E American Century California Tax-Free and Municipal Funds AMENDED AND RESTATED MANAGEMENT AGREEMENT This AMENDED AND RESTATED MANAGEMENT AGREEMENT ("Agreement") is made as of the 29th day of July, 2005 by and between AMERICAN CENTURY CALIFORNIA TAX-FREE AND MUNICIPAL FUNDS, a Massachusetts business trust and registered investment company (the "Company"), and AMERICAN CENTURY INVESTMENT MANAGEMENT, INC., a Delaware corporation (the "Investment Manager"). WHEREAS, Schedule C is being amended to reflect the classes of shares offered by each series of shares of the Company. NOW, THEREFORE, IN CONSIDERATION of the mutual promises and agreements herein contained, the parties agree as follows: 1. Investment Management Services. The Investment Manager shall supervise the investments of each series of shares of the Company contemplated as of the date hereof, and such subsequent series of shares as the Company shall select the Investment Manager to manage. In such capacity, the Investment Manager shall maintain a continuous investment program for each such series, determine what securities shall be purchased or sold by each series, secure and evaluate such information as it deems proper and take whatever action is necessary or convenient to perform its functions, including the placing of purchase and sale orders. 2. Compliance with Laws. All functions undertaken by the Investment Manager hereunder shall at all times conform to, and be in accordance with, any requirements imposed by: (a) the Investment Company Act and any rules and regulations promulgated thereunder; (b) any other applicable provisions of law; (c) the Declaration of Trust of the Company as amended from time to time; (d) the By-Laws of the Company as amended from time to time; (e) the Multiple Class Plan; and (f) the registration statement(s) of the Company, as amended from time to time, filed under the Securities Act of 1933 and the Investment Company Act. 3. Board Supervision. All of the functions undertaken by the Investment Manager hereunder shall at all times be subject to the direction of the Board of Trustees (collectively, the "Board of Directors", and each Trustee individually a "Director") of the Company, its executive committee, or any committee or officers of the Company acting under the authority of the Board of Directors. 4. Payment of Expenses. The Investment Manager will pay all of the expenses of each series of the Company's shares that it shall manage, other than interest, taxes, brokerage commissions, portfolio insurance, extraordinary expenses, the fees and expenses of those Directors who are not "interested persons" as defined in Investment Company Act (hereinafter referred to as the "Independent Directors") (including counsel fees), and expenses incurred in connection with the provision of shareholder services and distribution services under a plan adopted pursuant to Rule 12b-1 under the Investment Company Act. The Investment Manager will provide the Company with all physical facilities and personnel required to carry on the business of each series that the Investment Manager shall manage, including but not limited to office space, office furniture, fixtures and equipment, office supplies, computer hardware and software and salaried and hourly paid personnel. The Investment Manager may at its expense employ others to provide all or any part of such facilities and personnel. 5. Account Fees. The Board of Directors may impose fees for various account services, proceeds of which may be remitted to the appropriate Fund or the Investment Manager at the discretion of the Board. At least 60 days' prior written notice of the intent to impose such fee must be given to the shareholders of the affected series. 6. Management Fees. (a) In consideration of the services provided by the Investment Manager, each class of a series of shares of the Company shall pay to the Investment Manager a management fee that is calculated as described in this Section 6 using the fee schedules described herein. (b) Definitions (1) An "Investment Team" is the Portfolio Managers that the Investment Manager has designated to manage a given portfolio. (2) An "Investment Strategy" is the processes and policies implemented by the Investment Manager for pursuing a particular investment objective managed by an Investment Team. (3) A "Primary Strategy Portfolio" is each series of the Company, as well as any other series of any other registered investment company for which the Investment Manager serves as the investment manager and for which American Century Investment Services, Inc. serves as the distributor; provided, however, that a registered investment company that invests its assets exclusively in the shares of other registered investment companies shall not be a Primary Strategy Portfolio. Any exceptions to the above requirements shall be approved by the Board of Directors of the Company (4) A "Secondary Strategy Portfolio" is another account managed by the Investment Manager that is managed by the same Investment Team as that assigned to manage any Primary Strategy Portfolio that shares the same board of directors or board of trustees as the Company. Any exceptions to this requirement shall be approved by the Board of Directors of the Company (5) An "Investment Category" for a series of the Company is the group to which the series is assigned for determining the first component of its management fee. Each Primary Strategy Portfolio is assigned to one of the three Investment Categories indicated below. The Investment Category assignments for the series of the Company appear in Schedule B to this Agreement. The assets in each of the Investment Categories ("Investment Category Assets") is determined as follows: a) Money Market Fund Category Assets. The assets which are used to determine the fee for this Investment Category is the sum of the assets of all of the Primary Strategy Portfolios and Secondary Strategy Portfolios that invest primarily in debt securities and are subject to Rule 2a-7 under the Investment Company Act. b) Bond Fund Category Assets. The assets which are used to determine the fee for this Investment Category is the sum the assets of all of the Primary Strategy Portfolios and Secondary Strategy Portfolios that invest primarily in debt securities and are not subject to Rule 2a-7 under the Investment Company Act. c) Equity Fund Category Assets. The assets which are used to determine the fee for this Investment Category is the sum the assets of all of the Primary Strategy Portfolios and Secondary Strategy Portfolios that invest primarily in equity securities. (6) The "Per Annum Investment Category Fee Dollar Amount" for a series is the dollar amount resulting from applying the applicable Investment Category Fee Schedule for the series of the Company (as shown on Schedule A) using the applicable Investment Category Assets. (7) The "Per Annum Investment Category Fee Rate" for a series of the Company is the percentage rate that results from dividing the Per Annum Investment Category Fee Dollar Amount for the series by the applicable Investment Category Assets for the series. (8) The "Complex Assets" is the sum of the assets in all of the Primary Strategy Portfolios. (9) The "Per Annum Complex Fee Dollar Amount" for a class of a series of the Company shall be the dollar amount resulting from application of the Complex Assets to the Complex Fee Schedule for the class as shown in Schedule C. (10) The "Per Annum Complex Fee Rate" for a class of a series of the Company is the percentage rate that results from dividing the Per Annum Complex Fee Dollar Amount for the class of a series by the Complex Assets. (11) The "Per Annum Management Fee Rate" for a class of a series of the Company is the sum of the Per Annum Investment Category Fee Rate applicable to the series and the Per Annum Complex Fee Fee Rate applicable to the class of the series. (c) Daily Management Fee Calculation. For each calendar day, each class of each series of shares of the Company shall accrue a fee calculated by multiplying the Per Annum Management Fee Rate for that class times the net assets of the class on that day, and further dividing that product by 365 (366 in leap years). (d) Monthly Management Fee Payment. On the first business day of each month, each class of each series of shares of the Company shall pay the management fee to the Investment Manager for the previous month. The fee for the previous month shall be the sum of the Daily Management Fee Calculations for each calendar day in the previous month. (e) Additional Series or Classes. In the event that the Board of Directors shall determine to issue any additional series of shares for which it is proposed that the Investment Manager serve as investment manager, the Company and the Investment Manager shall enter into an Addendum to this Agreement setting forth the name of the series or classes, as appropriate, the Applicable Fee and such other terms and conditions as are applicable to the management of such series of shares. 7. Continuation of Agreement. This Agreement shall continue in effect, unless sooner terminated as hereinafter provided, for a period of two years from the execution hereof, and for as long thereafter as its continuance is specifically approved, as to each series of the Company, at least annually (i) by the Board of Directors of the Company or by the vote of a majority of the outstanding voting securities of the Company, and (ii) by the vote of a majority of the Directors of the Company, who are not parties to the agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval. 8. Termination. This Agreement may be terminated, with respect to any series, by the Investment Manager at any time without penalty upon giving the Company 60 days' written notice, and may be terminated, with respect to any series, at any time without penalty by the Board of Directors of the Company or by vote of a majority of the outstanding voting securities of such series on 60 days' written notice to the Investment Manager. 9. Effect of Assignment. This Agreement shall automatically terminate in the event of assignment by the Investment Manager, the term "assignment" for this purpose having the meaning defined in Section 2(a)(4) of the Investment Company Act. 10. Other Activities. Nothing herein shall be deemed to limit or restrict the right of the Investment Manager, or the right of any of its officers, directors or employees (who may also be a Director, officer or employee of the Company), to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, firm, individual or association. 11. Standard of Care. In the absence of willful misfeasance, bad faith, gross negligence, or reckless disregard of its obligations or duties hereunder on the part of the Investment Manager, it, as an inducement to it to enter into this Agreement, shall not be subject to liability to the Company or to any shareholder of the Company for any act or omission in the course of, or connected with, rendering services hereunder or for any losses that may be sustained in the purchase, holding or sale of any security. 12. Separate Agreement. The parties hereto acknowledge that certain provisions of the Investment Company Act, in effect, treat each series of shares of a registered investment company as a separate investment company. Accordingly, the parties hereto hereby acknowledge and agree that, to the extent deemed appropriate and consistent with the Investment Company Act, this Agreement shall be deemed to constitute a separate agreement between the Investment Manager and each series of shares of the Company managed by the Investment Manager. 13. Use of the Name "American Century". The name "American Century" and all rights to the use of the name "American Century" are the exclusive property of American Century Proprietary Holdings, Inc. ("ACPH"). ACPH has consented to, and granted a non-exclusive license for, the use by the Company of the name "American Century" in the name of the Company and any series of shares thereof. Such consent and non-exclusive license may be revoked by ACPH in its discretion if ACPH, the Investment Manager, or a subsidiary or affiliate of either of them is not employed as the investment adviser of each series of shares of the Company. In the event of such revocation, the Company and each series of shares thereof using the name "American Century" shall cease using the name "American Century" unless otherwise consented to by ACPH or any successor to its interest in such name. IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective duly authorized officers as of the day and year first written above. Attest: American Century California Tax-Free and Municipal Funds /s/ Ward D. Stauffer /s/ Charles A. Etherington Ward D. Stauffer Charles A. Etherington Secretary Vice President Attest: American Century Investment Management, Inc. /s/ Ward D. Stauffer /s/ William M. Lyons Ward D. Stauffer William M. Lyons Secretary President - ------------------------------------------------------------------------------------------------------------------- American Century Schedule A: Investment Category Fee Schedules - ------------------------------------------------------------------------------------------------------------------- ACCTFMF Mgmt Agmt 072905.doc 10/28/05 2:52 PM page A-2 American Century California Tax-Free and Municipal Funds Schedule A: Category Fee Schedules - ------------------------------------------------------------------------------------------------------------------- Schedule A Investment Category Fee Schedules Money Market Funds =========================================== ========================================================================= Rate Schedules Category Assets Schedule 1 Schedule 2 Schedule 3 Schedule 4 - ------------------------------------------- ----------------- ------------------ ----------------- ------------------ - ------------------------------------------- ----------------- ------------------ ----------------- ------------------ First $1 billion 0.2500% 0.2700% 0.3500% 0.2300% Next $1 billion 0.2070% 0.2270% 0.3070% 0.1870% Next $3 billion 0.1660% 0.1860% 0.2660% 0.1460% Next $5 billion 0.1490% 0.1690% 0.2490% 0.1290% Next $15 billion 0.1380% 0.1580% 0.2380% 0.1180% Next $25 billion 0.1375% 0.1575% 0.2375% 0.1175% Thereafter 0.1370% 0.1570% 0.2370% 0.1170% =========================================== ================= ================== ================= ================== Bond Funds ====================== ============================================================================================== Rate Schedules Category Assets Schedule 1 Schedule 2 Schedule 3 Schedule 4 Schedule 5 Schedule 6 - ---------------------- --------------- --------------- --------------- --------------- --------------- -------------- - ---------------------- --------------- --------------- --------------- --------------- --------------- -------------- First $1 billion 0.2800% 0.3100% 0.3600% 0.6100% 0.4100% 0.6600% Next $1 billion 0.2280% 0.2580% 0.3080% 0.5580% 0.3580% 0.6080% Next $3 billion 0.1980% 0.2280% 0.2780% 0.5280% 0.3280% 0.5780% Next $5 billion 0.1780% 0.2080% 0.2580% 0.5080% 0.3080% 0.5580% Next $15 billion 0.1650% 0.1950% 0.2450% 0.4950% 0.2950% 0.5450% Next $25 billion 0.1630% 0.1930% 0.2430% 0.4930% 0.2930% 0.5430% Thereafter 0.1625% 0.1925% 0.2425% 0.4925% 0.2925% 0.5425% ====================== =============== =============== =============== =============== =============== ============== Equity Funds ========================== =============================================== Rate Schedules Category Assets Schedule 1 Schedule 2 - -------------------------- ----------------------- ----------------------- - -------------------------- ----------------------- ----------------------- First $1 billion 0.5200% 0.7200% Next $5 billion 0.4600% 0.6600% Next $15 billion 0.4160% 0.6160% Next $25 billion 0.3690% 0.5690% Next $50 billion 0.3420% 0.5420% Next $150 billion 0.3390% 0.5390% Thereafter 0.3380% 0.5380% ========================== ======================= ======================= American Century Schedule B: Complex Fee Schedules - ------------------------------------------------------------------------------------------------------------------- ACCTFMF Mgmt Agmt 072905.doc -10/28/05 2:52 PM page B-2 American Century California Tax-Free and Municipal Funds Schedule B: Investment Category Assignments - ------------------------------------------------------------------------------------------------------------------- Schedule B Investment Category Assignments American Century California Tax-Free and Municipal Funds =========================================================== ======================================= ================= Series Category Applicable Fee Schedule Number - ----------------------------------------------------------- --------------------------------------- ----------------- - ----------------------------------------------------------- --------------------------------------- ----------------- California Tax-Free Money Market Fund Money Market Funds 2 - ----------------------------------------------------------- --------------------------------------- ----------------- - ----------------------------------------------------------- --------------------------------------- ----------------- California Limited-Term Tax-Free Fund Bond Funds 1 - ----------------------------------------------------------- --------------------------------------- ----------------- - ----------------------------------------------------------- --------------------------------------- ----------------- California Intermediate-Term Tax-Free Fund Bond Funds 1 - ----------------------------------------------------------- --------------------------------------- ----------------- - ----------------------------------------------------------- --------------------------------------- ----------------- California Long-Term Tax-Free Fund Bond Funds 1 - ----------------------------------------------------------- --------------------------------------- ----------------- - ----------------------------------------------------------- --------------------------------------- ----------------- California High-Yield Municipal Fund Bond Funds 2 =========================================================== ======================================= ================= - ------------------------------------------------------------------------------------------------------------------- American Century California Tax-Free and Municipal Funds Schedule C: Complex Fee Schedules - ------------------------------------------------------------------------------------------------------------------- Schedule C Complex Fee Schedules ========================================= ========================================================================== Rate Schedules Complex Assets Advisor Class Institutional Class All Other Classes - ----------------------------------------- ------------------------ ------------------------ ------------------------ - ----------------------------------------- ------------------------ ------------------------ ------------------------ First $2.5 billion 0.0600% 0.1100% 0.3100% Next $7.5 billion 0.0500% 0.1000% 0.3000% Next $15.0 billion 0.0485% 0.0985% 0.2985% Next $25.0 billion 0.0470% 0.0970% 0.2970% Next $25.0 billion 0.0370% 0.0870% 0.2870% Next $25.0 billion 0.0300% 0.0800% 0.2800% Next $25.0 billion 0.0200% 0.0700% 0.2700% Next $25.0 billion 0.0150% 0.0650% 0.2650% Next $25.0 billion 0.0100% 0.0600% 0.2600% Next $25.0 billion 0.0050% 0.0550% 0.2550% Thereafter 0.0000% 0.0500% 0.2500% ========================================= ======================== ======================== ======================== ===================================================== ========== ========= ========== ======== ======= ======== ======= Series Investor Institu- Advisor A B C R Class tional Class Class Class Class Class Class - ----------------------------------------------------- ---------- --------- ---------- -------- ------- -------- ------- >> California High-Yield Municipal Fund Yes No No Yes Yes Yes No >> California Tax Free Money Market Fund Yes No No No No No No >> California Intermediate-Term Tax-Free Fund Yes No No No No No No >> California Long-Term Tax-Free Fund Yes No No No No No No >> California Limited-Term Tax-Free Fund Yes No No No No No No ===================================================== ========== ========= ========== ======== ======= ======== =======
EX-99.77Q3 5 exhibit77q3.txt EXHIBIT 77Q3- ADDITIONAL ITEMS Exhibit 99.77Q3 Registrant Name: American Century California Tax-Free and Municipal Funds File Number 811-3706 Registrant CIK Number: 0000717316 The electronic format for filing FORM N-SAR does not provide adequate space for responding fully to Items 15, 72DD, 73A, 74U and 74V. The complete answers are as follows: Item 15 Custodian: Sub-Custodian: J.P. Morgan Chase & Company See Attachment A Attachment A a.Foreign Subcustodians: Country Foreign Subcustodian ARGENTINA HSBC Bank Argentina S.A. HSBC Bank Argentina S.A. Florida 201, 7th Floor Buenos Aires 1005 Buenos Aires ARGENTINA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ AUSTRALIA JPMorgan Chase Bank** Australia and New Zealand Banking Group Ltd. Level 37 Melbourne AAP Center 259, George Street Sydney NSW 2000 AUSTRALIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ AUSTRIA Bank Austria Creditanstalt AG J.P. Morgan AG Julius Tandler Platz - 3 Frankfurt A-1090 Vienna AUSTRIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BAHRAIN HSBC Bank Middle East Limited National Bank of Bahrain PO Box 57 Manama Manama, 304 BAHRAIN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BANGLADESH Standard Chartered Bank Standard Chartered Bank 18-20 Motijheel C.A Dhaka Box 536 Dhaka-1000 BANGLADESH - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BELGIUM Fortis Bank (Nederland) N.V. J.P. Morgan AG Rokin 55 Frankfurt 1012KK Amsterdam THE NETHERLANDS - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BERMUDA The Bank of Bermuda Limited The Bank of Bermuda Limited 6 Front Street Hamilton Hamilton HMDX BERMUDA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BOTSWANA Barclays Bank of Botswana Limited Barclays Bank of Botswana Limited Barclays House, Khama Crescent Gaborone Gaborone BOTSWANA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BRAZIL Citibank, N.A. Citibank, N.A. Avenida Paulista, 1111 Sao Paulo Sao Paulo, SP 01311-920 BRAZIL - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BULGARIA ING Bank N.V. ING Bank N.V. Sofia Branch Sofia 12 Emil Bersinski Street Ivan Vazov Region 1408 Sofia BULGARIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CANADA Canadian Imperial Bank of Commerce Royal Bank of Canada Commerce Court West Toronto Security Level Toronto, Ontario M5L 1G9 CANADA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Royal Bank of Canada Royal Bank of Canada 200 Bay Street, Suite 1500 Toronto 15th Floor Royal Bank Plaza, North Tower Toronto Ontario M5J 2J5 CANADA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CHILE Citibank, N.A. Citibank, N.A Av. Andres Bello 2687 5th Floor Santiago Las Condes Santiago CHILE - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CHINA - SHANGHAI The Hongkong and Shanghai Banking JPMorgan Chase Bank Corporation Limited New York (for B-Share Market) 35/F, HSBC Tower 101 Yin Cheng East Road The Hongkong and Shanghai Banking Pudong Corporation Limited Shanghai 200120 Shanghai (for A-Share Market) THE PEOPLE'S REPUBLIC OF CHINA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CHINA - SHENZHEN The Hongkong and Shanghai Banking JPMorgan Chase Bank Corporation Limited Hong Kong (for B-Share Market) 35/F, HSBC Tower 101 Yin Cheng East Road The Hongkong and Shanghai Banking Pudong Corporation Limited Shanghai 200120 Shanghai (for A-Share Market) THE PEOPLE'S REPUBLIC OF CHINA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ COLOMBIA Cititrust Colombia S.A. Cititrust Colombia S.A. Sociedad Fiduciaria Sociedad Fiduciaria Santa Fe de Bogota Carrera 9a No 99-02 First Floor Santa Fe de Bogota, D.C. COLOMBIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CROATIA Privredna banka Zagreb d.d. Privredna banka Zagreb d.d. Savska c.28 Zagreb 10000 Zagreb CROATIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CYPRUS The Cyprus Popular Bank Ltd. The Cyprus Popular Bank Ltd. 154 Limassol Avenue Nicosia P.O. Box 22032 CY-1598 Nicosia CYPRUS - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CZECH REPUBLIC HVB Bank Czech Republic a.s. Ceskoslovenska obchodni banka, a.s. Revolucni 7 Prague 110 05 Prague 1 CZECH REPUBLIC - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ DENMARK Danske Bank A/S Nordea Bank Danmark A/S 2-12 Holmens Kanal Copenhagen DK 1092 Copenhagen K DENMARK - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ EGYPT Citibank, N.A. Citibank, N.A. 4 Ahmed Pasha Street Cairo Garden City Cairo EGYPT - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ESTONIA Hansabank Esti Uhispank Liivalaia 8 Tallinn EE0001 Tallinn ESTONIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ FINLAND Nordea Bank Finland Plc J.P. Morgan AG 2598 Custody Services Frankfurt Aleksis Kiven Katu 3-5 FIN-00020 MERITA, Helsinki FINLAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ FRANCE BNP Paribas Securities Services S.A. J.P. Morgan AG Ref 256 Frankfurt BP 141 3, Rue D'Antin 75078 Paris Cedex 02 FRANCE - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Societe Generale J.P. Morgan AG 50 Boulevard Haussman Frankfurt 75009 Paris FRANCE - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ GERMANY Dresdner Bank AG J.P. Morgan AG Juergen-Ponto-Platz 1 Frankfurt 60284 Frankfurt/Main GERMANY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ GHANA Barclays Bank of Ghana Limited Barclays Bank of Ghana Limited Barclays House, High Street Accra Accra GHANA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ GREECE HSBC Bank plc J.P. Morgan AG Messogion 109-111 Frankfurt 11526 Athens GREECE - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ HONG KONG The Hongkong and Shanghai Banking JPMorgan Chase Bank Corporation Limited Hong Kong 36th Floor, Sun Hung Kai Centre 30 Harbour Road Wan Chai HONG KONG - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ HUNGARY Citibank Rt. ING Bank Rt. Szabadsag ter 7-9 Budapest H-1051 Budapest V HUNGARY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ICELAND Islandsbanki-FBA Islandsbanki-FBA Kirkjusandur 2 Reykjavik 155 Reykjavik ICELAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ INDIA The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited Sudam Kalu Ahire Marg, Mumbai Worli Mumbai 400 030 INDIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Standard Chartered Bank Standard Chartered Bank 23-25 Mahatma Ghandi Road Mumbai Mumbai 400 001 INDIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ INDONESIA The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited World Trade Center 4th Floor Jakarta Jalan Jendral Sudirman Kav. 29-31 Jakarta 12920 INDONESIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ IRELAND Bank of Ireland J.P. Morgan AG International Financial Services Centre Frankfurt 1 Harbourmaster Place Dublin 1 IRELAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ISRAEL Bank Leumi le-Israel B.M. Bank Leumi le-Israel B.M. 35, Yehuda Halevi Street Tel Aviv 61000 Tel Aviv ISRAEL - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ITALY Banca Intesa Spa J.P. Morgan AG 6, Piazza della Scala Frankfurt 20121 Milan ITALY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ IVORY COAST Societe Generale de Banques en Cote d'Ivoire Societe Generale 5 et 7, Avenue J. Anoma - 01 B.P. 1355 Paris Abidjan 01 IVORY COAST - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ *JAMAICA* FirstCaribbean International Securities FirstCaribbean International Securities Limited Limited 23-27 Knutsford Blvd. Kingston Kingston 10 JAMAICA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- - ------------------------ ----------------------------------------------- ------------------------------------------------ JAPAN Mizuho Corporate Bank, Limited JPMorgan Chase Bank 6-7 Nihonbashi-Kabutocho Tokyo Chuo-Ku Tokyo 103 JAPAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ The Bank of Tokyo-Mitsubishi, Limited JPMorgan Chase Bank 3-2 Nihombashi Hongkucho 1-chome Tokyo Chuo-ku Tokyo 103 JAPAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ JORDAN Arab Bank Plc Arab Bank Plc P O Box 950544-5 Amman Amman Shmeisani JORDAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ KAZAKHSTAN SB JSC HSBC Bank Kazakhstan SB JSC HSBC Bank Kazakhstan 43 Dostyk Avenue Almaty 480100 Almaty KAZAKHSTAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ KENYA Barclays Bank of Kenya Limited Barclays Bank of Kenya Limited c/o Barclaytrust Investment Services & Nairobi Limited Mezzanine 3, Barclays Plaza, Loita Street Nairobi KENYA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ LATVIA Hansabanka Hansabanka Kalku iela 26 Riga Riga, LV 1050 LATVIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ LEBANON HSBC Bank Middle East Limited JPMorgan Chase Bank HSBC Main Building New York Riad El Solh, P.O. Box 11-1380 1107-2080 Beirut LEBANON - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ LITHUANIA Vilniaus Bankas AB Vilniaus Bankas AB 12 Gedimino pr. Vilnius LT 2600 Vilnius LITHUANIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ LUXEMBOURG Banque Generale du Luxembourg S.A. J.P. Morgan AG 50 Avenue J.F. Kennedy Frankfurt L-2951 LUXEMBOURG - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ MALAYSIA HSBC Bank Malaysia Berhad HSBC Bank Malaysia Berhad 2 Leboh Ampang Kuala Lumpur 50100 Kuala Lumpur MALAYSIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ MALTA HSBC Bank Malta p.l.c. HSBC Bank Malta p.l.c. 233 Republic Street Valletta Valletta VLT 05 MALTA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ MAURITIUS The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited 5/F Les Cascades Building Port Louis Edith Cavell Street Port Louis MAURITIUS - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ MEXICO Banco Nacional de Mexico, S.A. BBVA Bancomer, S.A. Act. Roberto Medellin No. 800 3er Piso Norte Mexico, D.F. Colonia Santa Fe 01210 Mexico, D.F. MEXICO - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ MOROCCO Banque Commerciale du Maroc S.A. Banque Commerciale du Maroc S.A. 2 Boulevard Moulay Youssef Casablanca Casablanca 20000 MOROCCO - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ NAMIBIA Standard Bank Namibia Limited Standard Bank of Namibia Limited Mutual Platz Windhoek Cnr. Stroebel and Post Streets P.O.Box 3327 Windhoek NAMIBIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ NETHERLANDS KAS Bank N.V. J.P. Morgan AG Spuistraat 172 Frankfurt 1012 VT Amsterdam NETHERLANDS - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ NEW ZEALAND National Australia Bank Limited Westpac Banking Corporation National Nominees Limited Wellington Level 2 BNZ Tower 125 Queen Street Auckland NEW ZEALAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ *NIGERIA* Stanbic Bank Nigeria Limited The Standard Bank of South Africa Limited Plot 688 Johannesburg Amodu Tijani Street Victoria Island Lagos NIGERIA - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- - ------------------------ ----------------------------------------------- ------------------------------------------------ NORWAY DnB NOR Bank ASA Nordea Bank Norge ASA Stranden 21 Oslo PO Box 1171 Sentrum N-0107 Oslo NORWAY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ OMAN HSBC Bank Middle East Limited Oman Arab Bank Bait Al Falaj Main Office Muscat Ruwi, Muscat PC 112 OMAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ PAKISTAN Citibank, N.A. Citibank, N.A. AWT Plaza Karachi I.I. Chundrigar Road Karachi 74200 PAKISTAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Deutsche Bank AG Deutsche Bank AG Unitowers Karachi I.I. Chundrigar Road Karachi 74200 PAKISTAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Standard Chartered Bank Standard Chartered Bank Box 4896 Karachi Ismail Ibrahim Chundrigar Road Karachi 74000 PAKISTAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ PERU Citibank del Peru S.A. Banco de Credito del Peru Camino Real 457 Lima Torre Real - 5th Floor San Isidro, Lima 27 PERU - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ PHILIPPINES The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited 30/F Discovery Suites Manila 25 ADB Avenue Ortigas Center Pasig City, Manila PHILIPPINES - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ POLAND Bank Handlowy w. Warszawie S.A. Bank Rozwoju Eksportu S.A. ul. Senatorska 16 Warsaw 00-923 Warsaw 55 POLAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ PORTUGAL Banco Espirito Santo, S.A J.P. Morgan AG 7th floor Frankfurt Rua Castilho, 26 1250-069 Lisbon PORTUGAL - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ROMANIA ING Bank N.V. ING Bank N.V. 13-15 Kiseleff Avenue Bucharest 71268 Bucharest 1 ROMANIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ *RUSSIA* J.P. Morgan Bank International** JPMorgan Chase Bank (Limited Liability Company) New York Building 2/1, 8th floor A/C JPMorgan Chase Bank London (USD NOSTRO Paveletskaya Square Account) 113054 Moscow RUSSIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ING Bank (Eurasia) ZAO JPMorgan Chase Bank (Closed Joint Stock Company) New York 31 Krasnaya Presnya A/C JPMorgan Chase Bank London (USD NOSTRO 123022 Moscow Account) RUSSIA - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- - ------------------------ ----------------------------------------------- ------------------------------------------------ SINGAPORE Standard Chartered Bank Oversea-Chinese Banking Corporation 3/F, 6 Battery Road Singapore 049909 SINGAPORE - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SLOVAK REPUBLIC HVB Bank Slovakia a.s. Vseobecno Uverova Banka S.A. Mostova 6 Bratislava SK-814 16 Bratislava SLOVAK REPUBLIC - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SLOVENIA Bank Austria Creditanstalt d.d. Ljubljana Bank Austria Creditanstalt d.d. Ljubljana Wolfova 1 Ljubljana SI-1000 Ljubljana SLOVENIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SOUTH AFRICA The Standard Bank of South Africa Limited The Standard Bank of South Africa Limited Standard Bank Centre Johannesburg 1st Floor 5 Simmonds Street Johannesburg 2001 SOUTH AFRICA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SOUTH KOREA Standard Chartered Bank Standard Chartered Bank 22/F, Seoul Finance Centre Building Seoul 84 Taepyeongno 1-ga, Jung gu Seoul 100-101 SOUTH KOREA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SPAIN Santander Central Hispano Investment, S.A. J.P. Morgan AG Edificio 4 Planta 2 Frankfurt Carretera de Barcelona km 11,700 28022 Madrid SPAIN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SRI LANKA The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited 24 Sir Baron Jayatillaka Mawatha Colombo Colombo 1 SRI LANKA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SWEDEN Skandinaviska Enskilda Banken Svenska Handelsbanken Sergels Torg 2 Stockholm SE-106 40 Stockholm SWEDEN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SWITZERLAND UBS AG UBS AG 45 Bahnhofstrasse Zurich 8021 Zurich SWITZERLAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ TAIWAN JPMorgan Chase Bank** JPMorgan Chase Bank 8th Floor, Cathay Xin Yi Trading Building Taipei No. 108, Section 5, Hsin Yi Road Taipei 110 TAIWAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ THAILAND Standard Chartered Bank Standard Chartered Bank 14th Floor, Zone B Bangkok Sathorn Nakorn Tower 100 North Sathorn Road Bangrak Bangkok 10500 THAILAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ TUNISIA Banque Internationale Arabe de Tunisie, S.A. Banque Internationale Arabe de Tunisie, S.A. 70-72 Avenue Habib Bourguiba Tunis P.O. Box 520 1080 Tunis Cedex TUNISIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ TURKEY Citibank A.S. JPMorgan Chase Bank Turkiye Main Branch Istanbul Buyukdere Cad. No:100 80280 Esentepe Istanbul TURKEY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ *UKRAINE* ING Bank Ukraine JPMorgan Chase Bank 28 Kominterna Street New York 5th Floor A/C JPMorgan Chase Bank London (USD NOSTRO Kiev, 252032 Account) UKRAINE - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- - ------------------------ ----------------------------------------------- ------------------------------------------------ U.A.E. HSBC Bank Middle East Limited The National Bank of Abu Dhabi P.O. Box 66 Abu Dhabi Dubai UNITED ARAB EMIRATES - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ U.K. JPMorgan Chase Bank** National Westminster Bank Crosby Court London Ground Floor 38 Bishopsgate London EC2N 4AJ UNITED KINGDOM - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Bank One, N.A. Varies by currency The Depository and Clearing Centre 1 Triton Square London NW1 3FN UNITED KINGDOM - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ URUGUAY BankBoston, N.A. BankBoston, N.A Zabala 1463 Montevideo. Montevideo URUGUAY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ U.S.A. JPMorgan Chase Bank** JPMorgan Chase Bank 4 New York Plaza New York New York NY 10004 U.S.A. - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ VENEZUELA Citibank, N.A. Citibank, N.A. Centro Comercial El Recreo Caracas Torre Norte, Piso 20 Avda. Casanora, Sabana Grande Caracas 1050 D.C. VENEZUELA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ VIETNAM The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited 75 Pham Hong Thai, District 1 Ho Chi Minh City Ho Chi Minh City VIETNAM - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ZAMBIA Barclays Bank of Zambia Limited Barclays Bank of Zambia Limited Kafue House, Cairo Road Lusaka Lusaka ZAMBIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ZIMBABWE Barclays Bank of Zimbabwe Limited Barclays Bank of Zimbabwe Limited 2nd Floor, 3 Anchor House Harare Jason Mayo Avenue Harare ZIMBABWE - ------------------------ ----------------------------------------------- ------------------------------------------------ Series Number: 5 72DD). 1. Total income dividends for which record date passed during the period Investor Class 17,425 2. Dividends for a second class of open-end company shares A Class 984 B Class 39 C Class 434 73A) 1. Dividends from net investment income Investor Class $0.5052 2. Dividends for a second class of open-end company shares A Class $0.4800 B Class $0.4040 C Class $0.4037 74U). 1. Number of shares outstanding (000's omitted) Investor Class 36,442 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) A Class 3,823 B Class 112 C Class 1,689 74V). 1. Net asset value per share (to nearest cent) Investor Class $10.36 2.Net asset value per share of a second class of open-end company shares (to nearest cent) A Class $10.36 B Class $10.36 C Class $10.36
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