8-K 1 t8k-1780g.txt 8-K FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2004 CALTON, INC. (Exact name of registrant as specified in its charter) NEW JERSEY 1-8846 22-2433361 (State or other jurisdiction of (Commission (IRS Employer incorporation) File Number) Identification Number) 2013 INDIAN RIVER BOULEVARD VERO BEACH, FLORIDA 32960 (Address of principal executive offices, including zip code) Registrant's telephone number, including area code: (772) 794-1414 Item 7. EXHIBITS. (c) The following exhibit is being furnished herewith: 99 News Release, dated March 1, 2004, of Calton, Inc. Item 9. REGULATION FD DISCLOSURE (Information provided under Item 12 - Results of Operations and Financial Condition). The following information is being provided under Item 12 - Results of Operations and Financial Condition. It is being furnished under Item 9 of this Form 8-K in accordance with interim guidance issued by the SEC in Release No. 33-8216. Such information, including the Exhibit attached hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934. On March 1, 2004, Calton, Inc. issued a news release to report its receipt of a delisting notification from the American Stock Exchange and to report its financial results for the three and twelve months ended November 30, 2003. The release is furnished as Exhibit 99 hereto. SIGNATURES ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has fully caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Calton, Inc. ---------------------------------------- (Registrant) By: /s/ Thomas C. Corley ---------------------------------------- Thomas C. Corley, Senior Vice President, Treasurer and Chief Financial Officer Dated: March 2, 2004 2