-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hlb/66T2ZVNg3Bp/NNUFCEHM7qhNNvr2yel/egDfCI/z0nGS3bOIajLyO7RoNV6P sN+OAoXQlFfTFsRUcQOzTA== 0001044966-99-000001.txt : 19990115 0001044966-99-000001.hdr.sgml : 19990115 ACCESSION NUMBER: 0001044966-99-000001 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990114 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALTON INC CENTRAL INDEX KEY: 0000717216 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 222433361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-35449 FILM NUMBER: 99506063 BUSINESS ADDRESS: STREET 1: 500 CRAIG RD CITY: MANALAPAN STATE: NJ ZIP: 07726-8790 BUSINESS PHONE: 9087801800 MAIL ADDRESS: STREET 1: 500 CRAIG RD CITY: MANALAPAN STATE: NJ ZIP: 07726-8790 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAINDL FREDERICK J CENTRAL INDEX KEY: 0001044966 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 0 STREET 2: 3150 COFFEETOWN RD CITY: OREFIELD STATE: PA ZIP: 18069 BUSINESS PHONE: 6103953333 MAIL ADDRESS: STREET 2: 3150 COFFEETOWN RD CITY: OREFIELD STATE: PA ZIP: 18069 SC 13D 1 U.S. SECURITIES & EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D - AMENDMENT #11 Under the Securities Exchange Act of 1934 Calton, Inc. (Name of Issuer) Common Stock (Title of Class Securities) 131380206 (CUSIP Number) Frederick J. Jaindl et al Jaindl Farms Atten. Mark W. Jaindl 3150 Coffeetown Road, Orefield, PA 18069 (610) 395-3333 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 13, 1999 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13D to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d -1(b) (3) or (4), check the following box ( x ). Check the following box if a fee is being paid with this statement ( ). (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class. See Rule 13d-7.) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. Cusip No. 131380206 1) Names of Persons S.S. or I.R.S. Identification Nos. of Above Persons: Frederick John Jaindl - SSN ###-##-#### ____________________________________________________________ _________________ 2) Check the Appropriate Box if a Member of a Group (See Instruction): __________ (a)_______ (b) X ____________________________________________________________ _________________ 3) SEC Use Only______ ____________________________________________________________ _________________ 4) Source of Funds (See Instructions) PF00 ____________________________________________________________ _________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to items 2 (d) or (e): N/A ____________________________________________________________ _________________ 6) Citizenship or Place of Organization: US ____________________________________________________________ __________________ 7) Sole Voting Power: 3,494,250 ____________________________________________________________ __________________ 8) Shared Voting Power: ____________________________________________________________ ________________ 9) Sole Dispositive Power: 3,494,250 ____________________________________________________________ ________________ 10) Shared Dispositive Power: ____________________________________________________________ ________________ ____________________________________________________________ ______________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 3,494,250 shares ____________________________________________________________ ________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares: Yes No XX N/A ____________________________________________________________ _________________ 13) Percent of Class Represented by Amount in Row (11): 13.59% ____________________________________________________________ _________________ 14) Type of Reporting Person (See Instructions): INN ____________________________________________________________ _________________ -2- Cusip No. 131380206 1) Names of Persons S.S. or I.R.S. Identification Nos. of Above Persons: Mark Wilson Jaindl - SSN ###-##-#### ____________________________________________________________ _________________ 2) Check the Appropriate Box if a Member of a Group (See Instruction): __________ (a)_______ (b) X ____________________________________________________________ _________________ 3) SEC Use Only___________ ____________________________________________________________ _________________ 4) Source of Funds: PF: 00 ____________________________________________________________ _________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to items 2 (d) or (e): Yes No XX N/A ____________________________________________________________ _________________ 6) Citizenship or Place of Organization: US U.S. ____________________________________________________________ _________________ 7) Sole Voting Power: 419,400 ____________________________________________________________ __________________ 8) Shared Voting Power: ____________________________________________________________ __________________ 9) Sole Dispositive Power: 419,400 ____________________________________________________________ __________________ 10) Shared Dispositive Power: _________________________________________ ____________________________________________________________ _________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person: 419,400 shares ____________________________________________________________ __________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares Yes No XX N/A ____________________________________________________________ _________________ 13) Percent of Class Represented by Amount in Row (11) 1.63% ____________________________________________________________ ________________ 14) Type of Reporting Person (See Instructions): INN ____________________________________________________________ _________________ -3- This Amendment No. 11 amends and supplements the Statement on Schedule 13D, as amended and supplemented to date (the "Schedule 13D") relating to the shares of common stock, par value $.01 per share (the "Shares"), of Calton, Inc. a New Jersey corporation having its principal business offices at 500 Craig Road, Manalapan, NJ 07726-8790 (the "Company"), previously filed by Frederick John Jaindl and Mark Wilson Jaindl (collectively, the "Reporting Persons"). Except as specifically provided herein, this Amendment does not modify any of the information previously reported on the Schedule 13D. Item 5 is hereby amended to add the following information: (a) Frederick John Jaindl and Mark Wilson Jaindl own 3,494,250 and 419,400 Shares respectively. In total, these Shares constitute 15.22% of the 25,715,804 Shares outstanding as of December 14, 1998. (b) Frederick John Jaindl and Mark Wilson Jaindl have the sole voting and dispositive power of 3,494,250 and 419,400 Shares held by each of them respectively. (c) The following transactions were effected by or on behalf of Frederick John Jaindl since the previous filing of an amendment to the Schedule 13D: n Date Shares Price 12/28/98 14,000 $1.125 Open Market 12/30/98 22,400 $1.125 Open Market 12/30/98 20,000 $1.15625 Open Market 12/31/98 15,000 $1.125 Open Market 01/04/99 55,000 $1.125 Open Market 01/05/99 29,400 $1.125 Open Market 01/06/99 13,200 $1.125 Open Market 01/08/99 8,400 $1.125 Open Market 01/11/99 44,600 $1.125 Open Market 01/12/99 13,000 $1.125 Open Market 01/13/99 25,000 $1.125 Open Market After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 14, 1999 /s/ Mark Wilson Jaindl ---------------------------- Mark W. Jaindl /s/ Frederick John Jaindl ------------------------------ Frederick John Jaindl -4- -----END PRIVACY-ENHANCED MESSAGE-----