-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, hmNOAZ2YLieuQqgvKAWVhfwNdif/P1elwsChzTHuATHQJ0dRcxorcBqrA9AOdsiC E6IQsFHYaAjbb2QswCV2ew== 0000950130-95-000902.txt : 19950508 0000950130-95-000902.hdr.sgml : 19950508 ACCESSION NUMBER: 0000950130-95-000902 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950505 SROS: NONE GROUP MEMBERS: GOLDMAN SACHS GROUP LP GROUP MEMBERS: GOLDMAN, SACHS & CO. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALTON INC CENTRAL INDEX KEY: 0000717216 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 222433361 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35449 FILM NUMBER: 95534940 BUSINESS ADDRESS: STREET 1: 500 CRAIG RD CITY: MANALAPAN STATE: NJ ZIP: 07726 BUSINESS PHONE: 9087801800 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP LP CENTRAL INDEX KEY: 0000904571 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133501777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 SC 13D/A 1 SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3 ) CALTON, INC. --------------- (Name of Issuer) Common Stock -------------------------------- (Title of Class of Securities) 131380206 --------------------------------------- (CUSIP Number) Patricia A. Maher, Esq. Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 (212) 902-0940 -------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) April 28 , 1995 - ------------------------------------------------------------------------------ (Date of Event which requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box: _____ Check the following box if a fee is being paid with this statement: ____ page 1 of 7 pages - ------------------------- CUSIP NO. 131380206 - ---------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Goldman Sachs Group, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds WC - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ---- / / ----- 6. Citizenship or place of Organization Delaware - ----------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- Owned By ------------------------ Each 8 Shared Voting Power Reporting Person With 1,344,600 ---------------------- 9 Sole Dispositive Power -0- ---------------------- 10 Shared Dispositive Power 1,344,600 ---------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,344,600 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares ______ / / ------- - -------------------------------------------------------------------------------- 13. Percent of Class Representing by Amount in Row (11) 5.1% - -------------------------------------------------------------------------------- 14. Type of Reporting Person HC-PN - -------------------------------------------------------------------------------- page 2 of 7 pages - ------------------------- CUSIP NO. 131380206 - ---------------------- - -------------------------------------------------------------------------------- 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Goldman, Sachs & Co. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) _____ (b) _____ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds WC - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) ___ / X / ---- - -------------------------------------------------------------------------------- 6. Citizenship or place of Organization New York - -------------------------------------------------------------------------------- Number of 7 Sole Voting Power Shares Beneficially -0- ------------------------- Owned By 8 Shared Voting Power Each Reporting 1,344,600 ------------------------- Person With 9 Sole Dispositive Power -0- ------------------------- 10 Shared Dispositive Power 1,344,600 ------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,344,600 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares ___ / / ----- - -------------------------------------------------------------------------------- 13. Percent of Class Representing by Amount in Row (11) 5.1% - -------------------------------------------------------------------------------- 14. Type of Reporting Person BD-PN - -------------------------------------------------------------------------------- page 3 of 7 pages Item 5. Interest in Securities of the Issuer. ------------------------------------- (a) The Goldman Sachs Group, L.P. and Goldman, Sachs & Co. have decreased their beneficial ownership of common stock, to 1,344,600 shares (5.1%), by selling 738,000 shares. (b) Each Filing Person shares the power to vote or direct the vote and to dispose or to direct the disposition of shares of common stock beneficially owned by such Filing Person as indicated in pages 2 and 3 above. (c) See Schedule I for transactions that were effected during the past sixty days. The transactions in the Common Stock were effected on the American Stock Exchange and the Chicago Stock Exchange. The total consideration (exclusive of commissions) for shares of Common Stock during the past sixty days was $276,750.00. (d) Not applicable. (e) Not applicable. page 4 of 7 pages SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. GOLDMAN, SACHS & CO. /s/ Jonathan L. Kolatch By:__________________________________________ Name: Jonathan L. Kolatch Title: General Partner Dated: May 5, 1995 page 5 of 7 pages SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. THE GOLDMAN SACHS GROUP, L.P. /s/ Jonathan L. Kolatch By:___________________________________________ Name: Jonathan L. Kolatch Title: General Partner Dated: May 5, 1995 page 6 of 7 pages Schedule I ---------- Trade Date 05-MAR-95 thru 03-MAY-95 check thru 03-MAY-95
RR Account Account Name Cusip Security Description Type Ref. Num BLT X-Acct Purchased Sold Price TradeDate SettlDate - -------------------------------------------------------------------------------------------------------------------------- 131380-20-6 CALTON INC NEW AsOf 0501-015511-12 (22 ) 200,000 0 3/8 28-APR-95 05-MAY-95 AsOf 0501-015512-12 (22 ) 18,000 0 3/8 28-APR-95 05-MAY-95 AsOf 0501-015513-12 (42 ) 50,000 0 3/8 28-APR-95 05-MAY-95 AsOf 0501-015514-12 (42 ) 50,000 0 3/8 28-APR-95 05-MAY-95 AsOf 0501-015515-12 (42 ) 110,000 0 3/8 28-APR-95 05-MAY-95 AsOf 0501-015516-12 (42 ) 250,000 0 3/8 28-APR-95 05-MAY-95 AsOf 0501-015517-12 (42 ) 60,000 0 3/8 28-APR-95 05-MAY-95 (Totals 738,000) ---------------------------------------------------------------------
End of Report - 7 trades reported. page 7 of 7 pages -----END PRIVACY-ENHANCED MESSAGE-----