-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A7zbxfTdRPm+uOYwGD/233MS2r/Q4BnRs8ceiEExod2BVYlFIEyXQIzghMKMdSf2 YOlVeeA+3tyjkw32m1ED9Q== 0000950112-94-000291.txt : 19980407 0000950112-94-000291.hdr.sgml : 19980407 ACCESSION NUMBER: 0000950112-94-000291 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940207 DATE AS OF CHANGE: 19980403 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK TIMES CO CENTRAL INDEX KEY: 0000071691 STANDARD INDUSTRIAL CLASSIFICATION: 2711 IRS NUMBER: 131102020 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-13851 FILM NUMBER: 94504805 BUSINESS ADDRESS: STREET 1: 229 W 43RD ST CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2125561234 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GRIMM ROLAND D CENTRAL INDEX KEY: 0000902781 STANDARD INDUSTRIAL CLASSIFICATION: 0000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 300 COMMERCIAL STREET SUITE 4 STREET 2: C/O FANEUIL MANAGEMENT CORP CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 8097755415 MAIL ADDRESS: STREET 1: P O BOX 8680 CITY: ST THOMAS VIRGIN ISL STATE: VI ZIP: 00801 SC 13G 1 NY TIMES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A )* ______________ THE NEW YORK TIMES COMPANY ________________________________________________________________ (Name of Issuer) Class A Common Stock ________________________________________________________________ (Title of Class of Securities) 650111107 _____________________________ (CUSIP Number) Check the following box if a fee is being paid with the statement /x/. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages 13G CUSIP No. 650111107 Page 2 of 6 Pages ----------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Roland D. Grimm ###-##-#### (a) / / 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (b) / x / 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States 5. SOLE VOTING POWER 7,099 NUMBER OF 6. SHARED VOTING POWER SHARES BENEFICIALLY 6,608,787 OWNED BY EACH 7. SOLE DISPOSITIVE POWER REPORTING PERSON 7,099 WITH 8. SHARED DISPOSITIVE POWER 6,608,787 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,615,886 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.2% 12. TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a) Name of Issuer: The New York Times Company 2(b) Address of Issuer's Principal Executive Offices: 229 West 43rd Street New York, NY 10036 Item 2(a) Name of Person Filing: Roland D. Grimm 2(b) Address of Principal Business Office, or if none, Residence: P.O. Box 8680 St. Thomas, VI 00801 2(c) Citizenship: United States of America 2(d) Title of Class of Securities: Class A Common Stock, $.10 par value 2(e) CUSIP Number: 650111107 Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b): Not applicable Item 4(a) Amount beneficially owned: 6,615,886 shares1 -------------------- 1 Mr. Grimm is one of the three trustees under the will (the "Jordan Will") of the late Eben D. Jordan, who died in 1895. The other trustees are William O. Taylor and Robert A. Lawrence. As of December 31, 1993, there were six sub-trusts under the Jordan Will for the benefit of the issue of the testator, all of which will terminate in 1996. In one sub-trust there were 2,213,256 shares of Class A Common Stock. The sole income beneficiary is Dorothy R. Kidder. In the second sub-trust there were 1,009,506 shares of Class A Common Stock. The income beneficiary of the second sub-trust is Jeremy Clay. In the third sub-trust there were 1,009,507 shares of Class A Common Stock. The income beneficiary of the third sub-trust is Bridget Symonds. In each of the fourth and fifth trusts there were 81,631 shares of Class A Common Stock. The income beneficiaries of the fourth and fifth trusts are Lucilla Clay and Peter Clay, respectively. In the sixth trust there were 2,213,256 shares of Class A Common Stock. There are seven income beneficiaries of this sub-trust, no one of whom is entitled to more than 1/6th of the income of 3 of 6 4(b) Percent of Class: 6.1% 4(c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 7,099 shares (ii) Shared power to vote or to direct the vote: 6,608,787 shares2 (iii) Sole power to dispose or to direct the disposition of: 7,099 shares (iv) Shared power to dispose or to direct the disposition of: 6,608,787 shares2 Item 5 Ownership of Five Percent or less of a Class: Not Applicable Item 6 Ownership of more than Five Percent on behalf of another person: See response to Item 4(c) and notes thereto. Item 7 Identification and Classification of the Subsidiary which acquired the security being reported on by the parent holding company: Not Applicable -------------------- the trust. All figures set forth in this paragraph are as of December 31, 1993. Ownership of all of the shares of the issuer held in the foregoing six sub-trusts is in a single voting trust, the Jordan Voting Trust, which terminates in 1996. Mr. Lawrence, Mr. Grimm and Mr. Taylor are the voting trustees under the Jordan Voting Trust and share all voting rights with respect to the shares held in the Voting Trust. Dispositive power with respect to such shares is shared by the same three persons as trustees under the Jordan Will. Voting trust units have been issued by the Jordan Voting Trust to the trustees under the Jordan Will for the benefit of each of the six individual or group beneficiaries under the Jordan Will referred to above, in an amount equivalent to the respective number of shares of the issuer formerly held in such individual's or group's sub-trust under the Jordan Will. 2 Reflects total holdings of Jordan Trust. 4 of 6 Item 8 Identification and Classification of members of the group: Not Applicable Item 9 Notice of dissolution of group: Not Applicable Item 10 Certification: Not Applicable 5 of 6 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 3, 1994 /s/ Roland D. Grimm ------------------------------ Roland D. Grimm 6 of 6 -----END PRIVACY-ENHANCED MESSAGE-----