-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BSKUsPUJmUaKUSAO5AW5DSa4gMwmo39drRBMorPQqEsrmQz+pKJLT4I7axPxMthi inp8In1Bb6vGYbq9IkoO/w== 0000716823-99-000006.txt : 19990624 0000716823-99-000006.hdr.sgml : 19990624 ACCESSION NUMBER: 0000716823-99-000006 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MILACRON INC CENTRAL INDEX KEY: 0000716823 STANDARD INDUSTRIAL CLASSIFICATION: MACHINE TOOLS, METAL CUTTING TYPES [3541] IRS NUMBER: 311062125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: SEC FILE NUMBER: 001-08485 FILM NUMBER: 99650535 BUSINESS ADDRESS: STREET 1: 4701 MARBURG AVE CITY: CINCINNATI STATE: OH ZIP: 45209 BUSINESS PHONE: 5138418100 MAIL ADDRESS: STREET 1: 4701 MARBURG AVE CITY: CINCINNATI STATE: OH ZIP: 45209 FORMER COMPANY: FORMER CONFORMED NAME: CINCINNATI MILACRON INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CINCINNATI MILACRON HOLDINGS INC DATE OF NAME CHANGE: 19830503 FORMER COMPANY: FORMER CONFORMED NAME: CINCINNATI MILLING MACHINE CO DATE OF NAME CHANGE: 19600201 10-K/A 1 ===================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ___________ FORM 10-K/A Amendment No. 1 [x] Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (Fee Required). For the fiscal year ended December 31, 1998. [ ] Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 (No Fee Required). For the transition period from __________ to __________ Commission file number 1-8485 MILACRON INC. (Exact name of registrant as specified in its charter) Delaware 31-1062125 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 4701 Marburg Avenue Cincinnati, Ohio 45209 (Address of principal executive offices) Registrant's telephone number including area code (513) 841-8000 Securities registered pursuant to Section 12(b) of the Act: Title of each class: Name of each exchange on which registered: Common Shares - Par Value $1.00 New York Stock Exchange, Inc. Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [x] No [ ] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. The aggregate market value of voting stock held by non-affiliates of the registrant is $679,968,999 at 3/12/99.* *Voting stock held by officers, directors and principal holders is not included in the computation. The Company, however, has not made a determination that such individuals are "affiliates" within the meaning of Rule 405 under the Securities Act of 1933. Number of shares of Common Stock, $1.00 par value, outstanding as of March 12, 1999: 37,292,033 Documents incorporated by reference: PART III - Proxy statement, dated March 26, 1999 ============================================================================ Milacron Inc. and Subsidiaries Index Page No. PART IV Item 6. (a) EXHIBITS Exhibit 27 - Amended Financial Data Schedules Filed Herewith The undersigned registrant hereby amends its Annual Report on Form 10-K for the period ended December 31, 1998 to restate the historic income statement line items for the fiscal years ended December 28, 1996, and December 27, 1997, and the quarterly periods ended March 22, 1997, June 14, 1997, October 4, 1997, March 31, 1998, June 30, 1998, and September 30, 1998, each previously reported on Exhibit (27) Financial Data Schedule. This restatement reflects the reclassification in each of the foregoing periods of the amortization expense related to deferred debt issuance costs from other expense to interest expense. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. MILACRON INC. Date: June 23, 1999 BY: /s/ Jerome L. Fedders Jerome L. Fedders Controller Date: June 23, 1999 BY: /s/ Ronald D. Brown Ronald D. Brown Senior Vice President - Finance and Administration and Chief Financial Officer EX-27 2
5 Amounts previously reported are being restated to reflect the reclassification of the amortization expense related to deferred debt issuance costs from other expense to interest expense. 1,000 12-MOS 3-MOS 6-MOS 9-MOS DEC-27-1997 DEC-31-1998 DEC-31-1998 DEC-31-1998 DEC-29-1996 DEC-28-1997 DEC-28-1997 DEC-28-1997 DEC-27-1997 MAR-31-1998 JUN-30-1998 SEP-30-1998 25,700 43,000 30,300 41,800 0 0 0 0 288,000 266,900 282,700 247,100 13,000 13,300 14,600 12,000 390,400 408,500 434,400 376,200 751,100 770,500 795,400 898,000 653,300 660,800 683,400 568,500 310,200 319,300 334,200 240,400 1,392,500 1,421,300 1,464,600 1,690,400 425,400 454,800 475,200 679,400 0 0 0 0 0 0 0 0 6,000 6,000 6,000 6,000 417,400 412,700 409,900 402,200 48,500 59,000 71,300 71,500 1,392,500 1,421,300 1,464,600 1,690,400 1,438,700 356,500 727,000 1,079,100 1,438,700 356,500 727,000 1,079,100 1,051,500 260,200 527,000 779,200 1,051,500 260,200 527,000 779,200 273,500 68,100 138,800 206,000 0 0 0 0 27,500 7,400 14,900 22,500 86,200 20,800 46,300 71,400 17,000 5,800 13,000 19,600 69,200 15,000 33,300 51,800 11,500 2,600 5,200 (33,900) 0 0 0 0 0 0 0 0 80,700 17,600 38,500 17,900 2.03 .45 .98 .45 2.01 .44 .96 .43
EX-27 3
5 Amounts previously reported are being restated to reflect the reclassification of the amortization expense related to deferred debt issuance costs from other expense to interest expense. 1,000 12-MOS 3-MOS 6-MOS 9-MOS DEC-28-1996 DEC-27-1997 DEC-27-1997 DEC-27-1997 DEC-31-1995 DEC-29-1996 DEC-29-1996 DEC-29-1996 DEC-28-1996 MAR-22-1997 JUN-14-1997 OCT-04-1997 27,800 30,000 33,600 35,100 0 0 0 0 280,700 250,900 249,700 269,100 13,700 13,100 13,200 13,600 389,700 396,500 402,900 409,800 727,900 715,400 740,500 760,300 618,600 602,300 605,900 641,800 299,500 294,300 298,300 323,000 1,336,300 1,311,300 1,337,800 1,378,900 409,600 403,500 415,200 432,800 0 0 0 0 0 0 0 0 6,000 6,000 6,000 6,000 429,900 423,300 423,600 423,300 10,300 4,200 17,500 29,100 1,336,300 1,311,300 1,337,800 1,378,900 1,357,900 287,700 634,600 1,065,800 1,357,900 287,700 634,600 1,065,800 358,300 209,600 464,200 780,500 958,300 209,600 464,200 780,500 292,300 57,400 122,100 204,200 0 0 0 0 30,900 6,200 12,700 21,200 76,400 14,500 35,600 59,900 22,600 3,700 8,300 12,200 53,800 10,800 27,300 47,700 12,500 2,200 3,900 6,200 0 0 0 0 0 0 0 0 66,300 13,000 31,200 53,900 1.75 .33 .79 1.36 1.74 .32 .78 1.34
-----END PRIVACY-ENHANCED MESSAGE-----